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MG

Mistras Group, Inc.

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5354
SEC CIK
0001436126
Parsed reports
424

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2023 Filed Mar 20, 2023 20:42 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 762 $5.62 $4,282.44
Disclosure

SEC source: 0001127602-23-010865 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,875

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:42 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 2,507 $5.58 $13,989.06
Disclosure

SEC source: 0001127602-23-010865 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,637

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:24 UTC
Bertolotti DennisDirector · President and CEO
OtherPerformance Share Unit · Derivative 57,252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010852 · form4.xml · derivative · entry 3

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,252 shares

Expires not disclosed

F2 · kind: Transaction represents the expiration and forfeiture of performance units which were not earned because of the failure to meet the performance conditions.

F3 · derivative.exercise_date: Expired unearned. See note 2

F3 · derivative.expiration_date: Expired unearned. See note 2

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:24 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 4,929 $5.62 $27,700.98
Disclosure

SEC source: 0001127602-23-010852 · form4.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,530

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:24 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 15,021 $5.58 $83,817.18
Disclosure

SEC source: 0001127602-23-010852 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,459

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:17 UTC
Prajzner Edward JSr. EVP and CFO
OtherPerformance Restricted Stock Units · Derivative 18,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010847 · form4.xml · derivative · entry 4

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,321 shares

Expires not disclosed

F3 · kind: Transaction represents the expiration and forfeiture of performance units which were not earned because of the failure to meet the performance conditions.

F4 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F5 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:17 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 2,267 $5.58 $12,649.86
Disclosure

SEC source: 0001127602-23-010847 · form4.xml · nonDerivative · entry 3

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,175

F2 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:17 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 576 $5.62 $3,237.12
Disclosure

SEC source: 0001127602-23-010847 · form4.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,442

F2 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:17 UTC
Prajzner Edward JSr. EVP and CFO
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010847 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,018

F1 · shares: Represents an award of restricted stock units, which vests 1/3 on each of March 16 of 2024, 2025 and 2026.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:50 UTC GrantCommon Stock 9,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010616 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,527

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 16:10 UTC GrantCommon Stock 9,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010653 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,376

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:59 UTC GrantCommon Stock 9,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010627 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,114

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:46 UTC GrantCommon Stock 9,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010611 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,400

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 19:54 UTC GrantCommon Stock 9,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010621 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,707

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
January 09, 2023 Filed Jan 18, 2023 18:07 UTC
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
GiftCommon Stock 6,734,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-001677 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872,159

F1 · shares: Transaction represents a gift by the reporting person to the Sotirios Vahaviolos January 2023 2-Year Grantor Retained Annuity Trust (GRAT). Dr. Vahaviolos has retained an interest in the value of the original principal contribution to the GRAT and will receive annuity payments which may be in shares If the GRAT retains the shares. Any shares retained by the GRAT after annuity payments will be distributed to the beneficiaries of the GRAT upon its termination in two years. Dr. Vahaviolos' daughter, who does not reside with him, is the trustee for the GRAT and will hold sole power over the voting and disposition of the shares held by the GRAT. Dr. Vahaviolos and the GRAT trustee have agreed that the GRAT will be subject to the issuer's insider trading compliance policy regarding the shares held by the GRAT.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 17:46 UTC Tax withholdingCommon Stock 3,771 $4.93 $18,591.03
Disclosure

SEC source: 0001127602-23-000197 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,232

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 22:49 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 4,851 $4.93 $23,915.43
Disclosure

SEC source: 0001127602-23-000199 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,575

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 22:48 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 1,468 $4.93 $7,237.24
Disclosure

SEC source: 0001127602-23-000198 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,018

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 22:45 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 2,225 $4.93 $10,969.25
Disclosure

SEC source: 0001127602-23-000193 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,413

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 22:43 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 11,579 $4.93 $57,084.47
Disclosure

SEC source: 0001127602-23-000190 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,480

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
August 18, 2022 Filed Aug 20, 2022 01:38 UTC GrantCommon Stock 7,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021404 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,861

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 21:47 UTC GrantCommon Stock 7,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021410 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,710

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 18, 2022 Filed Aug 20, 2022 01:44 UTC GrantCommon Stock 7,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021408 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,448

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 18, 2022 Filed Aug 20, 2022 01:41 UTC GrantCommon Stock 7,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021406 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,041

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 18, 2022 Filed Aug 20, 2022 01:32 UTC GrantCommon Stock 7,111 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-021402 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,734

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:41 UTC PurchaseCommon Stock 753 $6.37 $4,796.61
Disclosure

SEC source: 0001127602-22-010433 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,968

Read SEC document
March 25, 2022 Filed Mar 25, 2022 17:17 UTC Tax withholdingCommon Stock 1,092 $6.85 $7,480.20
Disclosure

SEC source: 0001127602-22-010424 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,300

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 17:17 UTC Tax withholdingCommon Stock 597 $6.32 $3,773.04
Disclosure

SEC source: 0001127602-22-010424 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,392

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:22 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 491 $6.85 $3,363.35
Disclosure

SEC source: 0001127602-22-010428 · form4.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,486

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:22 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 417 $6.32 $2,635.44
Disclosure

SEC source: 0001127602-22-010428 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,977

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:28 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 1,568 $6.85 $10,740.80
Disclosure

SEC source: 0001127602-22-010431 · form4.xml · nonDerivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,426

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:28 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 1,121 $6.32 $7,084.72
Disclosure

SEC source: 0001127602-22-010431 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,994

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:08 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 644 $6.85 $4,411.40
Disclosure

SEC source: 0001127602-22-010420 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,638

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:08 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 461 $6.32 $2,913.52
Disclosure

SEC source: 0001127602-22-010420 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,282

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:03 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 3,431 $6.85 $23,502.35
Disclosure

SEC source: 0001127602-22-010418 · form4.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,059

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 25, 2022 Filed Mar 25, 2022 21:03 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 2,453 $6.32 $15,502.96
Disclosure

SEC source: 0001127602-22-010418 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,490

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 17:04 UTC Tax withholdingCommon Stock 1,284 $6.79 $8,718.36
Disclosure

SEC source: 0001127602-22-010318 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,989

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:11 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 1,650 $6.79 $11,203.50
Disclosure

SEC source: 0001127602-22-010322 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,115

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:08 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 576 $6.79 $3,911.04
Disclosure

SEC source: 0001127602-22-010320 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,394

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 21:00 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 3,811 $6.79 $25,876.69
Disclosure

SEC source: 0001127602-22-010316 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,943

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:59 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 762 $6.79 $5,173.98
Disclosure

SEC source: 0001127602-22-010315 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,743

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 18:56 UTC GrantPerformance Share Unit · Derivative 10,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010209 · form4.xml · derivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,260

Underlying: Common Stock · 10,260 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 18:56 UTC GrantCommon Stock 6,840 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010209 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,273

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 23:09 UTC
Wolk Jonathan HSr. EVP and COO
GrantPerformance Share Unit · Derivative 24,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010213 · form4.xml · derivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

Underlying: Common Stock · 24,967 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 23:09 UTC
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 16,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010213 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,765

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 23:02 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantPerformance Restricted Stock Units · Derivative 18,321 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010211 · form4.xml · derivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,321

Underlying: Common Stock · 18,321 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 22, 2022 Filed Mar 22, 2022 23:02 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 12,214 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010211 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,970

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

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March 22, 2022 Filed Mar 22, 2022 22:51 UTC
Keefe Michael CEVP, General Counsel
GrantPerformance Share Unit · Derivative 11,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010207 · form4.xml · derivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,499

Underlying: Common Stock · 11,499 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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March 22, 2022 Filed Mar 22, 2022 22:51 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 7,666 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010207 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,505

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

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March 22, 2022 Filed Mar 22, 2022 22:45 UTC
Bertolotti DennisDirector · President and CEO
GrantPerformance Share Unit · Derivative 57,252 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010205 · form4.xml · derivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,252

Underlying: Common Stock · 57,252 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.