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NYSE · USD

MG

Mistras Group, Inc.

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5354
SEC CIK
0001436126
Parsed reports
424

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2024 Filed Apr 5, 2024 12:50 UTC Tax withholdingCommon Stock 597 $9.30 $5,552.10
Disclosure

SEC source: 0001127602-24-012524 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,515

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 12:50 UTC Tax withholdingCommon Stock 726 $9.31 $6,759.06
Disclosure

SEC source: 0001127602-24-012524 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,112

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 17:35 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 417 $9.30 $3,878.10
Disclosure

SEC source: 0001127602-24-012529 · form4.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,605

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 17:35 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 838 $9.31 $7,801.78
Disclosure

SEC source: 0001127602-24-012529 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,022

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 16:53 UTC
Smith John AnthonyExecutive Vice President
Tax withholdingCommon Stock 1,071 $9.67 $10,356.57
Disclosure

SEC source: 0001127602-24-012526 · form4.xml · nonDerivative · entry 1

Smith John Anthony · CIK 0001996265 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,447

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 15:21 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 789 $9.31 $7,345.59
Disclosure

SEC source: 0001127602-24-012518 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,443

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 15:21 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 461 $9.30 $4,287.30
Disclosure

SEC source: 0001127602-24-012518 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,232

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 26, 2024 Filed Apr 3, 2024 17:24 UTC
Hammad Hanei WailEVP & Chief Transformation Off
GrantCommon Stock 47,058 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-012298 · form4.xml · nonDerivative · entry 1

Hammad Hanei Wail · CIK 0002018025 · EVP & Chief Transformation Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,058

F1 · shares: Represents an award of restricted stock units that will vest 50% on the first anniversary date of the grant and 25% on each of the second and third anniversary dates of the grant.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:57 UTC GrantCommon Stock 6,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010312 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,117

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:53 UTC GrantCommon Stock 6,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010307 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,029

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 22:04 UTC GrantCommon Stock 6,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010316 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,616

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 22:00 UTC GrantCommon Stock 6,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010314 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,209

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:50 UTC GrantCommon Stock 6,279 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-010305 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,806

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 07:56 UTC SaleCommon Stock 5,000 $8.53 $42,650.00
Disclosure

SEC source: 0001127602-24-010054 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,838

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $8.33 to $8.68. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
March 06, 2024 Filed May 3, 2024 16:37 UTC
Vahaviolos Sotirios J.Director · 10% owner
GiftCommon Stock 2,049,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014134 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,890,699

F1 · shares: Transaction represents a scheduled distribution from the Sotirios Vahaviolos January 2023 2-Year Grantor Retained Annuity Trust to the reporting person in accordance with the terms of the trust.

Read SEC document
March 06, 2024 Filed May 3, 2024 20:54 UTC GiftCommon Stock 2,049,140 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-014146 · form4.xml · nonDerivative · entry 1

Sotirios Vahaviolos January 2023 2-Year Grantor Retained Annuity Trust · CIK 0001963130 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,685,578

F1 · shares: Transaction represents a scheduled distribution to the grantor in accordance with the terms of the trust.

Read SEC document
February 28, 2024 Filed Mar 4, 2024 18:05 UTC GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008247 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,838

F1 · shares: Represents an award of restricted stock units that will vest 25% on each of the first four anniversary dates of the award.

Read SEC document
February 28, 2024 Filed Mar 4, 2024 18:01 UTC
D'Alterio Gennaro A.EVP, Chief Commercial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008238 · form4.xml · nonDerivative · entry 1

D'Alterio Gennaro A. · CIK 0001457461 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Transaction is a grant of restricted stock units, which shall vest ratable on each of the first four anniversaries of the grant date.

Read SEC document
February 28, 2024 Filed Mar 4, 2024 23:10 UTC
Prajzner Edward JSr. EVP and CFO
GrantCommon Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008255 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,860

F1 · shares: Represents an award of restricted stock units that will vest 25% on each of the first four anniversary dates of the award.

Read SEC document
February 28, 2024 Filed Mar 4, 2024 23:02 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008242 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,693

F1 · shares: Represents an award of restricted stock units that will vest 25% on each of the first four anniversary dates of the award.

Read SEC document
February 28, 2024 Filed Mar 4, 2024 23:00 UTC
Smith John AnthonyExecutive Vice President
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008236 · form4.xml · nonDerivative · entry 1

Smith John Anthony · CIK 0001996265 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,518

F1 · shares: Represents an award of restricted stock units that will vest 25% on each of the first four anniversary dates of the grant.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 17:17 UTC Tax withholdingCommon Stock 5,764 $7.28 $41,961.92
Disclosure

SEC source: 0001127602-24-000865 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,338

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:14 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 3,990 $7.28 $29,047.20
Disclosure

SEC source: 0001127602-24-000864 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,693

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:04 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 3,398 $7.28 $24,737.44
Disclosure

SEC source: 0001127602-24-000862 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,360

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
December 21, 2023 Filed Feb 6, 2024 17:53 UTC
Vahaviolos Sotirios J.Director · 10% owner
GiftCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003595 · form5.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,559

Read SEC document
December 20, 2023 Filed Dec 20, 2023 21:09 UTC PurchaseCommon Stock 3,000 $7.05 $21,150.00
Disclosure

SEC source: 0001127602-23-030170 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,527

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $6.89 to $7.14. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
December 20, 2023 Filed Feb 6, 2024 17:53 UTC
Vahaviolos Sotirios J.Director · 10% owner
GiftCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003595 · form5.xml · nonDerivative · entry 3

Vahaviolos Sotirios J. · CIK 0001473727 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,559

Read SEC document
December 19, 2023 Filed Feb 6, 2024 17:53 UTC
Vahaviolos Sotirios J.Director · 10% owner
GiftCommon Stock 20,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-003595 · form5.xml · nonDerivative · entry 2

Vahaviolos Sotirios J. · CIK 0001473727 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,841,559

Read SEC document
December 13, 2023 Filed Dec 13, 2023 21:51 UTC PurchaseCommon Stock 2,000 $6.60 $13,200.00
Disclosure

SEC source: 0001127602-23-029594 · form4.xml · nonDerivative · entry 3

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,527

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $6.48 to $6.65. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
December 11, 2023 Filed Dec 13, 2023 21:51 UTC PurchaseCommon Stock 100 $6.50 $650.00
Disclosure

SEC source: 0001127602-23-029594 · form4.xml · nonDerivative · entry 2

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,527

Read SEC document
December 08, 2023 Filed Feb 9, 2024 15:42 UTC GrantCommon Stock 33,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-004121 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,838

F1 · shares: Transaction represents an award of stock for director fees for 2022 and 2023.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 22:35 UTC
Smith John AnthonyExecutive Vice President
SaleCommon Stock 10,018 $6.29 $63,013.22
Disclosure

SEC source: 0001127602-23-027448 · form4.xml · nonDerivative · entry 1

Smith John Anthony · CIK 0001996265 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,518

F1 · price: Price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is $6.22 to $6.42. Upon request by the Commission staff or a securityholder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. The information has been provided to the issuer

Read SEC document
November 09, 2023 Filed Nov 9, 2023 21:35 UTC PurchaseCommon Stock 3,684 $5.94 $21,882.96
Disclosure

SEC source: 0001127602-23-027104 · form4.xml · nonDerivative · entry 2

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,427

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $5.82 to $5.96. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
November 08, 2023 Filed Nov 9, 2023 21:35 UTC PurchaseCommon Stock 120 $5.80 $696.00
Disclosure

SEC source: 0001127602-23-027104 · form4.xml · nonDerivative · entry 3

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,743

Read SEC document
November 07, 2023 Filed Mar 27, 2024 16:16 UTC
Stamatakis Manuel N.Director · Interim President and CEO
PurchaseCommon Stock 15,000 $6.00 $90,000.00
Disclosure

SEC source: 0001127602-24-011267 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,599

Read SEC document
October 11, 2023 Filed Oct 13, 2023 16:21 UTC
Stamatakis Manuel N.Director · Interim President and CEO
GrantStock Options (Right to Buy) · Derivative 250,000 $0.00 Strike: $5.36 $0.00
Disclosure

SEC source: 0001127602-23-025838 · form4.xml · derivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2033-10-11

F1 · shares: Transaction is a grant of options pursuant in reliance on the employment inducement exception to shareholder approval provided under Section 303A.08 of the New York Stock Exchange Listed Company Manual.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 14:44 UTC
D'Alterio Gennaro A.EVP, Chief Commercial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-024639 · form4.xml · nonDerivative · entry 1

D'Alterio Gennaro A. · CIK 0001457461 · EVP, Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Transaction is a grant of restricted stock units, which shall vest ratable on each of the first three anniversaries of the grant date.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 14:23 UTC GrantCommon Stock 10,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022358 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,599

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 18:06 UTC GrantCommon Stock 10,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022348 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,750

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 18:18 UTC GrantCommon Stock 10,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022356 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,337

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 18:14 UTC GrantCommon Stock 10,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022354 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,930

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 18:10 UTC GrantCommon Stock 10,223 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022352 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,623

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 30, 2023 Filed Mar 30, 2023 16:24 UTC Tax withholdingCommon Stock 597 $6.65 $3,970.05
Disclosure

SEC source: 0001127602-23-011650 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,102

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 30, 2023 Filed Mar 30, 2023 20:25 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 461 $6.65 $3,065.65
Disclosure

SEC source: 0001127602-23-011651 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,683

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 30, 2023 Filed Mar 30, 2023 20:21 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 3,172 $6.65 $21,093.80
Disclosure

SEC source: 0001127602-23-011648 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,358

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 30, 2023 Filed Mar 30, 2023 20:19 UTC
Prajzner Edward JSr. EVP and CFO
Tax withholdingCommon Stock 417 $6.65 $2,773.05
Disclosure

SEC source: 0001127602-23-011646 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · Sr. EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,758

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 16:51 UTC OtherPerformance Share Unit · Derivative 10,260 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010870 · form4.xml · derivative · entry 3

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,260 shares

Expires not disclosed

F2 · kind: Transaction represents the expiration and forfeiture of performance units which were not earned because of the failure to meet the performance conditions.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 16:51 UTC Tax withholdingCommon Stock 1,284 $5.62 $7,216.08
Disclosure

SEC source: 0001127602-23-010870 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,699

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 16:51 UTC Tax withholdingCommon Stock 3,249 $5.58 $18,129.42
Disclosure

SEC source: 0001127602-23-010870 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 349,983

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 17, 2023 Filed Mar 20, 2023 20:42 UTC
Keefe Michael CEVP, General Counsel
OtherPerformance Share Unit · Derivative 11,499 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-010865 · form4.xml · derivative · entry 3

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,499 shares

Expires not disclosed

F2 · kind: Transaction represents the expiration and forfeiture of performance units which were not earned because of the failure to meet the performance conditions.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2023 based upon performance metrics for 2022. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.