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MFA

MFA FINANCIAL, INC.

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Tapewire entity
5045
SEC CIK
0001055160
Parsed reports
338

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2016 Filed Dec 14, 2016 19:38 UTC
Meyers Terence BSenior Vice President
Tax withholdingCommon Stock 328 $7.88 $2,584.64
Disclosure

SEC source: 0001104659-16-162050 · a4.xml · nonDerivative · entry 1

Meyers Terence B · CIK 0001576362 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,235

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:39 UTC
Yadav SunilSenior Vice President
Tax withholdingCommon Stock 2,264 $7.88 $17,840.32
Disclosure

SEC source: 0001104659-16-162051 · a4.xml · nonDerivative · entry 1

Yadav Sunil · CIK 0001537539 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,189

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

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December 12, 2016 Filed Dec 14, 2016 19:38 UTC
Wulfsohn BryanSenior Vice President
Tax withholdingCommon Stock 1,141 $7.88 $8,991.08
Disclosure

SEC source: 0001104659-16-162049 · a4.xml · nonDerivative · entry 1

Wulfsohn Bryan · CIK 0001629935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,358

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:38 UTC
Kristjansson GudmundurSenior Vice President
Tax withholdingCommon Stock 1,767 $7.88 $13,923.96
Disclosure

SEC source: 0001104659-16-162048 · a4.xml · nonDerivative · entry 1

Kristjansson Gudmundur · CIK 0001596207 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,673

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:37 UTC
Schwartz Harold ESenior Vice President
Tax withholdingCommon Stock 809 $7.88 $6,374.92
Disclosure

SEC source: 0001104659-16-162046 · a4.xml · nonDerivative · entry 1

Schwartz Harold E · CIK 0001527449 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,929

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:38 UTC
Yarad Stephen D.Chief Financial Officer
Tax withholdingCommon Stock 629 $7.88 $4,956.52
Disclosure

SEC source: 0001104659-16-162047 · a4.xml · nonDerivative · entry 1

Yarad Stephen D. · CIK 0001501837 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 19:37 UTC
Hanrahan Kathleen ASenior Vice President
Tax withholdingCommon Stock 830 $7.88 $6,540.40
Disclosure

SEC source: 0001104659-16-162045 · a4.xml · nonDerivative · entry 1

Hanrahan Kathleen A · CIK 0001436427 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,508

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
December 12, 2016 Filed Dec 16, 2016 17:04 UTC Amendment
Hanrahan Kathleen ASenior Vice President
Tax withholdingCommon Stock 791 $7.88 $6,233.08
Disclosure

SEC source: 0001104659-16-162528 · a4a.xml · nonDerivative · entry 1

Hanrahan Kathleen A · CIK 0001436427 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,547

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock previously granted to the Reporting Person.

Read SEC document
September 30, 2016 Filed Oct 13, 2016 20:05 UTC
GORIN WILLIAM SDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,897 $7.48 $29,149.56
Disclosure

SEC source: 0001104659-16-150064 · a4.xml · nonDerivative · entry 1

GORIN WILLIAM S · CIK 0001203597 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,169

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock that was previously granted to the Reporting Person.

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September 30, 2016 Filed Oct 13, 2016 20:04 UTC
Knutson Craig LPresident and COO
Tax withholdingCommon Stock 4,221 $7.48 $31,573.08
Disclosure

SEC source: 0001104659-16-150063 · a4.xml · nonDerivative · entry 1

Knutson Craig L · CIK 0001431830 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,179

F1 · shares: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock that was previously granted to the Reporting Person.

Read SEC document
July 15, 2016 Filed Jan 13, 2017 00:34 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Exercise / conversionPhantom Shares · Derivative 2,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-002184 · a4a.xml · derivative · entry 3

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 2,245 shares

Expires 2016-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

F4 · kind: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

F4 · price: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
July 15, 2016 Filed Jan 13, 2017 00:34 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Tax withholdingCommon Stock 1,058 $7.29 $7,712.82
Disclosure

SEC source: 0001104659-17-002184 · a4a.xml · nonDerivative · entry 2

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,559

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.

Read SEC document
July 15, 2016 Filed Jan 13, 2017 00:34 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Exercise / conversionCommon Stock 2,245 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-002184 · a4a.xml · nonDerivative · entry 1

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in each of July 2013 and July 2014.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
July 15, 2016 Filed Jul 19, 2017 21:58 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Exercise / conversionPhantom Shares · Derivative 2,245 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-045808 · a4a.xml · derivative · entry 3

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,112

Underlying: Common Stock · 2,245 shares

Expires 2016-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

F4 · kind: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

F4 · price: Settlement of time-based phantom shares granted to the Reporting Person in each of July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document
July 15, 2016 Filed Jul 19, 2017 21:58 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Tax withholdingCommon Stock 1,058 $7.29 $7,712.82
Disclosure

SEC source: 0001104659-17-045808 · a4a.xml · nonDerivative · entry 2

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,559

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.

Read SEC document
July 15, 2016 Filed Jul 19, 2017 21:58 UTC Amendment
FREYDBERG RONALD AExecutive Vice President
Exercise / conversionCommon Stock 2,245 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-045808 · a4a.xml · nonDerivative · entry 1

FREYDBERG RONALD A · CIK 0001203598 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in each of July 2013 and July 2014.

F2 · price: Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.