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Nasdaq · USD

METC

Ramaco Resources, Inc.

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2647
SEC CIK
0001687187
Parsed reports
413

Last 12 months

Inside the activity.

0 purchase rows · 112 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 20260110
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 17, 2021 22:36 UTC GrantCommon Stock 31,950 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000177 · doc4_7061.xml · nonDerivative · entry 1

Jones Estill Forrest Jr. · CIK 0001842403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,950

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:36 UTC
Sussman Jeremy R.Chief Financial Officer
GrantCommon Stock 206,070 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000175 · doc4_7065.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,396

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:35 UTC
Marcum John CecilChief Accounting Officer
GrantCommon Stock 63,898 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000172 · doc4_7068.xml · nonDerivative · entry 1

Marcum John Cecil · CIK 0001785124 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,005

Read SEC document
February 16, 2021 Filed Feb 17, 2021 22:35 UTC GrantCommon Stock 86,262 $0.00 $0.00
Disclosure

SEC source: 0001638599-21-000173 · doc4_7067.xml · nonDerivative · entry 1

Sturgill Barkley Jennings · CIK 0001823469 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,567

Read SEC document
December 31, 2020 Filed Feb 16, 2021 21:13 UTC
Atkins Randall WhittakerDirector · Chief Executive Officer
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-002994 · rdgdoc.xml · nonDerivative · entry 2

Atkins Randall Whittaker · CIK 0001693822 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter

Disclosed balance after: 5,000

F1 · ownership.nature: This transaction involved a gift of securities by the reporting person to his daughter, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 31, 2020 Filed Feb 16, 2021 21:13 UTC
Atkins Randall WhittakerDirector · Chief Executive Officer
GiftCommon Stock 32,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-21-002994 · rdgdoc.xml · nonDerivative · entry 1

Atkins Randall Whittaker · CIK 0001693822 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,404

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:14 UTC GrantCommon Stock 104,305 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000802 · doc4_6860.xml · nonDerivative · entry 1

Sturgill Barkley Jennings · CIK 0001823469 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,305

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:36 UTC
Atkins Randall WhittakerDirector · Executive Chairman
Tax withholdingCommon Stock 35,145 $2.11 $74,155.95
Disclosure

SEC source: 0001437749-20-014560 · rdgdoc.xml · nonDerivative · entry 1

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,904

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:36 UTC
Bauersachs Michael DaleDirector · President and CEO
Tax withholdingCommon Stock 43,423 $2.11 $91,622.53
Disclosure

SEC source: 0001437749-20-014559 · rdgdoc.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980,596

Read SEC document
April 23, 2020 Filed Apr 23, 2020 10:46 UTC
Fannin Jason ToddChief Marketing Officer
GrantCommon Stock 49,020 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000396 · doc4_6646.xml · nonDerivative · entry 1

Fannin Jason Todd · CIK 0001809710 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,020

Read SEC document
April 16, 2020 Filed Apr 16, 2020 11:40 UTC
Blanchard Christopher LChief Operations Officer
GrantCommon Stock 185,294 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000392 · doc4_6638.xml · nonDerivative · entry 1

Blanchard Christopher L · CIK 0001727281 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,876

Read SEC document
April 16, 2020 Filed Apr 16, 2020 11:40 UTC GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000390 · doc4_6640.xml · nonDerivative · entry 1

Cryder Bruce E · CIK 0001709861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,301

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:41 UTC
Atkins Randall WhittakerDirector · Executive Chairman
GrantCommon Stock 441,176 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000394 · doc4_6636.xml · nonDerivative · entry 1

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,049

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:40 UTC
Bauersachs Michael DaleDirector · President & CEO
GrantCommon Stock 441,176 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000393 · doc4_6637.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,019

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:40 UTC GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000391 · doc4_6639.xml · nonDerivative · entry 1

Christian Charles Lynch III · CIK 0001783489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,037

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:40 UTC GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000389 · doc4_6641.xml · nonDerivative · entry 1

Graney Patrick C III · CIK 0001649732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,456

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:39 UTC
Sussman Jeremy R.Chief Financial Officer
GrantCommon Stock 185,294 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000387 · doc4_6643.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,326

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:39 UTC
Marcum John CecilChief Accounting Officer
GrantCommon Stock 48,529 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000388 · doc4_6642.xml · nonDerivative · entry 1

Marcum John Cecil · CIK 0001785124 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,107

Read SEC document
April 16, 2020 Filed Apr 16, 2020 15:39 UTC GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000386 · doc4_6644.xml · nonDerivative · entry 1

WHITING RICHARD M · CIK 0001213884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,456

Read SEC document
February 18, 2020 Filed May 8, 2020 16:17 UTC Amendment
Blanchard Christopher LChief Operations Officer
GrantCommon Stock 185,294 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000431 · doc4a_6667.xml · nonDerivative · entry 1

Blanchard Christopher L · CIK 0001727281 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,876

Read SEC document
February 18, 2020 Filed May 8, 2020 16:20 UTC Amendment GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000437 · doc4a_6653.xml · nonDerivative · entry 1

Cryder Bruce E · CIK 0001709861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,301

Read SEC document
February 18, 2020 Filed May 8, 2020 20:18 UTC Amendment
Atkins Randall WhittakerDirector · Executive Chairman
GrantCommon Stock 441,176 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000434 · doc4a_6665.xml · nonDerivative · entry 1

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,049

Read SEC document
February 18, 2020 Filed May 8, 2020 20:19 UTC Amendment GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000436 · doc4a_6663.xml · nonDerivative · entry 1

WHITING RICHARD M · CIK 0001213884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,456

Read SEC document
February 18, 2020 Filed May 8, 2020 20:19 UTC Amendment GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000435 · doc4a_6664.xml · nonDerivative · entry 1

Graney Patrick C III · CIK 0001649732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,456

Read SEC document
February 18, 2020 Filed May 8, 2020 20:18 UTC Amendment
Bauersachs Michael DaleDirector · President & CEO
GrantCommon Stock 441,176 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000433 · doc4a_6666.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024,019

Read SEC document
February 18, 2020 Filed May 8, 2020 20:18 UTC Amendment GrantCommon Stock 29,412 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000432 · doc4a_6668.xml · nonDerivative · entry 1

Christian Charles Lynch III · CIK 0001783489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,037

Read SEC document
February 18, 2020 Filed May 8, 2020 20:16 UTC Amendment
Marcum John CecilChief Accounting Officer
GrantCommon Stock 48,529 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000429 · doc4a_6669.xml · nonDerivative · entry 1

Marcum John Cecil · CIK 0001785124 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,107

Read SEC document
February 18, 2020 Filed May 8, 2020 20:16 UTC Amendment
Sussman Jeremy R.Chief Financial Officer
GrantCommon Stock 185,294 $0.00 $0.00
Disclosure

SEC source: 0001638599-20-000428 · doc4a_6670.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,326

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:04 UTC
Atkins Randall WhittakerDirector · Executive Chairman
GrantCommon Stock 6,873 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-001033 · doc4_6395.xml · nonDerivative · entry 3

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,873

Read SEC document
December 10, 2019 Filed Dec 12, 2019 18:26 UTC
Blanchard Christopher LChief Operations Officer
GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-001036 · doc4_6396.xml · nonDerivative · entry 1

Blanchard Christopher L · CIK 0001727281 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,603

Read SEC document
December 10, 2019 Filed Dec 12, 2019 23:26 UTC
Bauersachs Michael DaleDirector · President and CEO
GrantCommon Stock 6,873 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-001037 · doc4_6392.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582,843

Read SEC document
December 10, 2019 Filed Dec 12, 2019 20:04 UTC
Sussman Jeremy R.Chief Financial Officer
GrantCommon Stock 3,656 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-001032 · doc4_6394.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,032

Read SEC document
December 10, 2019 Filed Dec 16, 2019 14:00 UTC Amendment
Blanchard Christopher LChief Operations Officer
GrantCommon Stock 1,866 $0.00 $0.00
Disclosure

SEC source: 0001638599-19-001043 · doc4a_6399.xml · nonDerivative · entry 1

Blanchard Christopher L · CIK 0001727281 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,582

Read SEC document
August 23, 2019 Filed Aug 26, 2019 12:24 UTC
Bauersachs Michael DaleDirector · President & CEO
PurchaseCommon Stock 14,865 $4.15 $61,731.37
Disclosure

SEC source: 0001638599-19-000807 · doc4_6272.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,575,970

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.24, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 23, 2019 Filed Aug 26, 2019 12:58 UTC
Sussman Jeremy R.Chief Financial Officer
PurchaseCommon Stock 6,250 $4.00 $24,998.13
Disclosure

SEC source: 0001638599-19-000808 · doc4_6271.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 15:41 UTC
Bauersachs Michael DaleDirector · President & CEO
PurchaseCommon Stock 31,377 $3.96 $124,096.04
Disclosure

SEC source: 0001638599-19-000800 · doc4_6268.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,557,970

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.80 to $3.90, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 16:51 UTC
Bauersachs Michael DaleDirector · President & CEO
PurchaseCommon Stock 3,135 $4.00 $12,540.00
Disclosure

SEC source: 0001638599-19-000802 · doc4_6269.xml · nonDerivative · entry 1

Bauersachs Michael Dale · CIK 0001390765 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,561,105

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.96 to $4.05, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:00 UTC GrantCommon Stock 4,249 $3.52 $14,976.88
Disclosure

SEC source: 0001638599-19-000772 · doc4_6265.xml · nonDerivative · entry 1

Cryder Bruce E · CIK 0001709861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,889

Read SEC document
August 16, 2019 Filed Aug 19, 2019 18:11 UTC GrantCommon Stock 6,500 $3.80 $24,700.00
Disclosure

SEC source: 0001638599-19-000768 · doc4_6264.xml · nonDerivative · entry 1

WHITING RICHARD M · CIK 0001213884 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.73 to $3.84, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:08 UTC PurchaseCommon Stock 46,000 $3.57 $164,436.20
Disclosure

SEC source: 0001638599-19-000774 · doc4_6266.xml · nonDerivative · entry 1

Graney Patrick C III · CIK 0001649732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,044

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.2494 to $3.90, inclusive. The reporting person undertakes to provide to Ramaco Resources, Inc., any security holder of Ramaco Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 15:33 UTC
Atkins Randall WhittakerDirector · Executive Chairman
PurchaseCommon Stock 300 $3.60 $1,080.00
Disclosure

SEC source: 0001638599-19-000776 · doc4_6263.xml · nonDerivative · entry 2

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Trustee for the Randall Whittaker Atkins Revocable Trust U/A DTD 02/26/2013

Disclosed balance after: 2,190,202

Read SEC document
August 16, 2019 Filed Aug 20, 2019 15:33 UTC
Atkins Randall WhittakerDirector · Executive Chairman
PurchaseCommon Stock 9,700 $3.88 $37,587.50
Disclosure

SEC source: 0001638599-19-000776 · doc4_6263.xml · nonDerivative · entry 1

Atkins Randall Whittaker · CIK 0001693822 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Self as Trustee for the Randall Whittaker Atkins Revocable Trust U/A DTD 02/26/2013

Disclosed balance after: 2,189,902

Read SEC document
June 25, 2019 Filed Jul 24, 2019 19:58 UTC GrantCommon Stock 14,625 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-014541 · rdgdoc.xml · nonDerivative · entry 1

Christian Charles Lynch III · CIK 0001783489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,625

F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan.

Read SEC document
June 03, 2019 Filed Jul 24, 2019 19:57 UTC
Sussman Jeremy R.Chief Financial Officer
GrantCommon Stock 73,126 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-014540 · rdgdoc.xml · nonDerivative · entry 1

Sussman Jeremy R. · CIK 0001782102 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,126

F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 14:42 UTC GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-011251 · rdgdoc.xml · nonDerivative · entry 1

Cryder Bruce E · CIK 0001709861 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,640

F1 · kind: Represents shares of restricted stock granted under the Issuer's 2017 Long-Term Incentive Plan.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:23 UTC OtherCommon Stock, par value $0.01 per share 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015325 · doc4.xml · nonDerivative · entry 1

Yorktown Energy Partners IX, L.P. · CIK 0001503466 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,471,525

F1 · kind: Pro rata distribution to its general and limited partners.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:20 UTC OtherCommon Stock, par value $0.01 per share 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015324 · doc4.xml · nonDerivative · entry 2

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,471,525

F1 · kind: Pro rata distributions from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and Yorktown IX Associates LLC.

F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and a manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:20 UTC OtherCommon Stock, par value $0.01 per share 5,375 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015324 · doc4.xml · nonDerivative · entry 1

Keenan W Howard JR · CIK 0001370287 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,478

F1 · kind: Pro rata distributions from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and Yorktown IX Associates LLC.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:19 UTC OtherCommon Stock, par value $0.01 per share 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015323 · doc4.xml · nonDerivative · entry 1

Yorktown IX Associates LLC · CIK 0001526187 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,471,525

F1 · kind: Pro rata distribution from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and the reporting person.

F2 · shares: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F2 · balance_after: The reporting entity disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. The reporting person is the general partner of Yorktown IX Company LP, the general partner of Yorktown Energy Partners IX, L.P.

Read SEC document
May 29, 2019 Filed May 31, 2019 22:19 UTC OtherCommon Stock, par value $0.01 per share 500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-015322 · doc4.xml · nonDerivative · entry 2

LAWRENCE BRYAN H · CIK 0001210010 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,471,525

F1 · kind: Pro rata distributions from Yorktown Energy Partners IX, L.P., Yorktown IX Company LP and Yorktown IX Associates LLC.

F2 · shares: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.

F3 · ownership.nature: These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and a manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.