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METLIFE INC

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488
SEC CIK
0001099219
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1,091

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2021 Filed Jun 17, 2021 00:57 UTC GrantCommon Stock 217 $63.31 $13,738.27
Disclosure

SEC source: 0001099219-21-000214 · wf-form4_162389144492558.xml · nonDerivative · entry 1

Kennard William E · CIK 0001198236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:57 UTC GrantCommon Stock 253 $63.31 $16,017.43
Disclosure

SEC source: 0001099219-21-000215 · wf-form4_162389146215855.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,913

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:57 UTC GrantCommon Stock 177 $63.31 $11,205.87
Disclosure

SEC source: 0001099219-21-000213 · wf-form4_162389142354420.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,583

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:57 UTC GrantCommon Stock 487 $63.31 $30,831.97
Disclosure

SEC source: 0001099219-21-000212 · wf-form4_162389140407711.xml · nonDerivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,543

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:56 UTC GrantCommon Stock 41 $63.31 $2,595.71
Disclosure

SEC source: 0001099219-21-000211 · wf-form4_162389137119693.xml · nonDerivative · entry 1

Herzog David L · CIK 0001331793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,982

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:56 UTC GrantCommon Stock 92 $63.31 $5,824.52
Disclosure

SEC source: 0001099219-21-000210 · wf-form4_162389135069760.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,269

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 00:55 UTC GrantCommon Stock 490 $63.31 $31,021.90
Disclosure

SEC source: 0001099219-21-000209 · wf-form4_162389133042574.xml · nonDerivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,858

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
May 19, 2021 Filed May 20, 2021 20:20 UTC
Lee EstherEVP - Gl. Chief Marketing Off.
SaleCommon Stock 7,800 $64.76 $505,166.22
Disclosure

SEC source: 0001099219-21-000189 · wf-form4_162154198828709.xml · nonDerivative · entry 1

Lee Esther · CIK 0001585015 · EVP - Gl. Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,779

F1 · price: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The shares were sold at prices of $64.76 to $64.765, inclusive. The reporting person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
May 11, 2021 Filed May 12, 2021 20:58 UTC
DEBEL MARLENEEVP & Chief Risk Officer
SaleCommon Stock 11,000 $64.58 $710,425.10
Disclosure

SEC source: 0001099219-21-000180 · wf-form4_162085312209988.xml · nonDerivative · entry 1

DEBEL MARLENE · CIK 0001770295 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,112

F1 · price: The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The shares were sold at prices of $64.58 to $64.5902, inclusive. The reporting person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:00 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000162 · wf-form4_161765631955765.xml · nonDerivative · entry 1

MORRISON DENISE M · CIK 0001230166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,441

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:01 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000163 · wf-form4_161765642283887.xml · nonDerivative · entry 1

WEINBERGER MARK A · CIK 0001785997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,531

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:58 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000161 · wf-form4_161765623642029.xml · nonDerivative · entry 1

MCKENZIE DIANA · CIK 0001754648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,695

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:56 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000160 · wf-form4_161765614259009.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,660

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:55 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000159 · wf-form4_161765603709330.xml · nonDerivative · entry 1

Kennard William E · CIK 0001198236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,616

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:53 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000158 · wf-form4_161765595125870.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,406

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:52 UTC GrantCommon Stock 1,117 $61.60 $68,807.20
Disclosure

SEC source: 0001099219-21-000157 · wf-form4_161765588703835.xml · nonDerivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,055

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees and 50% of Board Chair retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:50 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000156 · wf-form4_161765579714384.xml · nonDerivative · entry 1

Herzog David L · CIK 0001331793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,942

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:49 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000155 · wf-form4_161765571757215.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,177

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:48 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000154 · wf-form4_161765564520407.xml · nonDerivative · entry 1

GUTIERREZ CARLOS M · CIK 0001185943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,475

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:47 UTC GrantCommon Stock 609 $61.60 $37,514.40
Disclosure

SEC source: 0001099219-21-000153 · wf-form4_161765555994080.xml · nonDerivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,368

F1 · kind: MetLife, Inc.'s non-management director compensation arrangements pay 50% of non-management director retainer fees in MetLife, Inc. common stock. The director deferred receipt under the MetLife Deferred Compensation Plan for Non-Management Directors.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:59 UTC GrantCommon Stock 69 $60.54 $4,177.26
Disclosure

SEC source: 0001099219-21-000130 · wf-form4_161601474458010.xml · nonDerivative · entry 1

MCKENZIE DIANA · CIK 0001754648 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,086

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:58 UTC
Lee EstherEVP - Gl. Chief Marketing Off.
GrantCommon Stock 177 $60.54 $10,715.58
Disclosure

SEC source: 0001099219-21-000129 · wf-form4_161601470796776.xml · nonDerivative · entry 1

Lee Esther · CIK 0001585015 · EVP - Gl. Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,579

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Leadership Deferred Compensation Plan. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the reporting person has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:58 UTC GrantCommon Stock 252 $60.54 $15,256.08
Disclosure

SEC source: 0001099219-21-000128 · wf-form4_161601469298889.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,051

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:57 UTC GrantCommon Stock 172 $60.54 $10,412.88
Disclosure

SEC source: 0001099219-21-000126 · wf-form4_161601462306598.xml · nonDerivative · entry 1

KELLY EDWARD J III · CIK 0001160225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,797

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:58 UTC GrantCommon Stock 211 $60.54 $12,773.94
Disclosure

SEC source: 0001099219-21-000127 · wf-form4_161601466802140.xml · nonDerivative · entry 1

Kennard William E · CIK 0001198236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,007

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:56 UTC GrantCommon Stock 476 $60.54 $28,817.04
Disclosure

SEC source: 0001099219-21-000125 · wf-form4_161601459407511.xml · nonDerivative · entry 1

HUBBARD ROBERT GLENN · CIK 0001283051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,938

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:56 UTC GrantCommon Stock 41 $60.54 $2,482.14
Disclosure

SEC source: 0001099219-21-000124 · wf-form4_161601456915406.xml · nonDerivative · entry 1

Herzog David L · CIK 0001331793 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,333

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:56 UTC GrantCommon Stock 87 $60.54 $5,266.98
Disclosure

SEC source: 0001099219-21-000123 · wf-form4_161601455024161.xml · nonDerivative · entry 1

HASSELL GERALD L · CIK 0001209482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,568

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:55 UTC GrantCommon Stock 483 $60.54 $29,240.82
Disclosure

SEC source: 0001099219-21-000122 · wf-form4_161601451116753.xml · nonDerivative · entry 1

GRISE CHERYL W · CIK 0001192342 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,759

F1 · kind: Imputed reinvestment of dividends on deferred shares pursuant to the MetLife Deferred Compensation Plan for Non-Management Directors. Deferred shares represent shares of MetLife, Inc. common stock that have become payable, but receipt of which the director has deferred.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:59 UTC
PODLOGAR SUSAN MEVP & Chief HR Officer
Tax withholdingCommon Stock 189 $58.96 $11,143.44
Disclosure

SEC source: 0001099219-21-000099 · wf-form4_161480872789286.xml · nonDerivative · entry 2

PODLOGAR SUSAN M · CIK 0001709959 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,515

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:58 UTC
Lee EstherEVP - Gl. Chief Marketing Off.
Tax withholdingCommon Stock 702 $58.96 $41,389.92
Disclosure

SEC source: 0001099219-21-000098 · wf-form4_161480869899705.xml · nonDerivative · entry 2

Lee Esther · CIK 0001585015 · EVP - Gl. Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,402

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:58 UTC
GAUSTER STEPHEN WEVP & General Counsel
Tax withholdingCommon Stock 701 $58.96 $41,330.96
Disclosure

SEC source: 0001099219-21-000097 · wf-form4_161480864442157.xml · nonDerivative · entry 2

GAUSTER STEPHEN W · CIK 0001709219 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,720

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:57 UTC
DEBEL MARLENEEVP & Chief Risk Officer
Tax withholdingCommon Stock 405 $58.96 $23,878.80
Disclosure

SEC source: 0001099219-21-000096 · wf-form4_161480861685146.xml · nonDerivative · entry 2

DEBEL MARLENE · CIK 0001770295 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,112

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:56 UTC
TADROS RAMYPresident, U.S. Business
Tax withholdingCommon Stock 253 $58.96 $14,916.88
Disclosure

SEC source: 0001099219-21-000095 · wf-form4_161480859605408.xml · nonDerivative · entry 2

TADROS RAMY · CIK 0001714199 · President, U.S. Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,019

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:56 UTC
Ponnavolu KishorePresident, Asia
Tax withholdingCommon Stock 447 $58.96 $26,355.12
Disclosure

SEC source: 0001099219-21-000094 · wf-form4_161480857346874.xml · nonDerivative · entry 2

Ponnavolu Kishore · CIK 0001751468 · President, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,099

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:56 UTC
Goulart Steven JEVP & Chief Investment Officer
Tax withholdingCommon Stock 1,652 $58.96 $97,401.92
Disclosure

SEC source: 0001099219-21-000093 · wf-form4_161480852601032.xml · nonDerivative · entry 2

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,542

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:55 UTC
McCallion John D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 587 $58.96 $34,609.52
Disclosure

SEC source: 0001099219-21-000092 · wf-form4_161480849335830.xml · nonDerivative · entry 2

McCallion John D. · CIK 0001709116 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,773

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:54 UTC
Khalaf MichelDirector · President & CEO
Tax withholdingCommon Stock 2,048 $58.96 $120,750.08
Disclosure

SEC source: 0001099219-21-000091 · wf-form4_161480844366203.xml · nonDerivative · entry 2

Khalaf Michel · CIK 0001535491 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,265

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:59 UTC
SCHOCK TAMARAEVP & Chief Accounting Officer
Tax withholdingCommon Stock 416 $59.44 $24,727.04
Disclosure

SEC source: 0001099219-21-000100 · wf-form4_161480875691413.xml · nonDerivative · entry 1

SCHOCK TAMARA · CIK 0001761331 · EVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,807

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:59 UTC
PODLOGAR SUSAN MEVP & Chief HR Officer
Tax withholdingCommon Stock 929 $59.44 $55,219.76
Disclosure

SEC source: 0001099219-21-000099 · wf-form4_161480872789286.xml · nonDerivative · entry 1

PODLOGAR SUSAN M · CIK 0001709959 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,704

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:58 UTC
Lee EstherEVP - Gl. Chief Marketing Off.
Tax withholdingCommon Stock 1,415 $59.44 $84,107.60
Disclosure

SEC source: 0001099219-21-000098 · wf-form4_161480869899705.xml · nonDerivative · entry 1

Lee Esther · CIK 0001585015 · EVP - Gl. Chief Marketing Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,104

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:58 UTC
GAUSTER STEPHEN WEVP & General Counsel
Tax withholdingCommon Stock 1,056 $59.44 $62,768.64
Disclosure

SEC source: 0001099219-21-000097 · wf-form4_161480864442157.xml · nonDerivative · entry 1

GAUSTER STEPHEN W · CIK 0001709219 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,421

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:57 UTC
DEBEL MARLENEEVP & Chief Risk Officer
Tax withholdingCommon Stock 954 $59.44 $56,705.76
Disclosure

SEC source: 0001099219-21-000096 · wf-form4_161480861685146.xml · nonDerivative · entry 1

DEBEL MARLENE · CIK 0001770295 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,517

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC
TADROS RAMYPresident, U.S. Business
Tax withholdingCommon Stock 2,062 $59.44 $122,565.28
Disclosure

SEC source: 0001099219-21-000095 · wf-form4_161480859605408.xml · nonDerivative · entry 1

TADROS RAMY · CIK 0001714199 · President, U.S. Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,272

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC
Ponnavolu KishorePresident, Asia
Tax withholdingCommon Stock 1,435 $59.44 $85,296.40
Disclosure

SEC source: 0001099219-21-000094 · wf-form4_161480857346874.xml · nonDerivative · entry 1

Ponnavolu Kishore · CIK 0001751468 · President, Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,546

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:56 UTC
Goulart Steven JEVP & Chief Investment Officer
Tax withholdingCommon Stock 4,350 $59.44 $258,564.00
Disclosure

SEC source: 0001099219-21-000093 · wf-form4_161480852601032.xml · nonDerivative · entry 1

Goulart Steven J · CIK 0001519833 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,194

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

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March 01, 2021 Filed Mar 3, 2021 21:55 UTC
McCallion John D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 3,076 $59.44 $182,837.44
Disclosure

SEC source: 0001099219-21-000092 · wf-form4_161480849335830.xml · nonDerivative · entry 1

McCallion John D. · CIK 0001709116 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,360

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

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March 01, 2021 Filed Mar 3, 2021 21:54 UTC
Khalaf MichelDirector · President & CEO
Tax withholdingCommon Stock 10,958 $59.44 $651,343.52
Disclosure

SEC source: 0001099219-21-000091 · wf-form4_161480844366203.xml · nonDerivative · entry 1

Khalaf Michel · CIK 0001535491 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,313

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

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February 25, 2021 Filed Mar 1, 2021 21:46 UTC
PAPPAS BILLEVP, Global Tech. & Ops.
Tax withholdingCommon Stock 6,682 $58.26 $389,293.32
Disclosure

SEC source: 0001099219-21-000080 · wf-form4_161463516463111.xml · nonDerivative · entry 1

PAPPAS BILL · CIK 0001787586 · EVP, Global Tech. & Ops.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,174

F1 · kind: Withheld for taxes on shares issued for restricted stock units.

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February 24, 2021 Filed Feb 26, 2021 21:31 UTC
McCallion John D.EVP & Chief Financial Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 10,745 $0.00 Strike: $34.21 $0.00
Disclosure

SEC source: 0001099219-21-000077 · wf-form4_161437503217390.xml · derivative · entry 3

McCallion John D. · CIK 0001709116 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,745 shares

Expires 2022-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options became exercisable in three substantially equal installments on February 28, 2013, 2014 and 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.