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Nasdaq · USD

MERC

MERCER INTERNATIONAL INC.

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Tapewire entity
7530
SEC CIK
0001333274
Parsed reports
325

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025170
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202660
Jun 2026150
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2020 Filed Feb 14, 2020 23:16 UTC
Koppensteiner AdolfChief Operating Officer
Exercise / conversionPerformance Share Units · Derivative 11,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001732127-20-000001 · primary_doc.xml · derivative · entry 4

Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:16 UTC
Koppensteiner AdolfChief Operating Officer
GrantPerformance Share Units · Derivative 11,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001732127-20-000001 · primary_doc.xml · derivative · entry 3

Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,198

Underlying: Common Stock · 11,298 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:16 UTC
Koppensteiner AdolfChief Operating Officer
Tax withholdingCommon Stock 5,649 $10.84 $61,235.16
Disclosure

SEC source: 0001732127-20-000001 · primary_doc.xml · nonDerivative · entry 2

Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,364

F2 · price: Represents the average of the intraday high and low trading price on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 23:16 UTC
Koppensteiner AdolfChief Operating Officer
Exercise / conversionCommon Stock 11,298 $0.00 $0.00
Disclosure

SEC source: 0001732127-20-000001 · primary_doc.xml · nonDerivative · entry 1

Koppensteiner Adolf · CIK 0001732127 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:28 UTC
Ridder WolframVP, Business Development
Exercise / conversionPerformance Share Units · Derivative 10,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000002 · primary_doc.xml · derivative · entry 4

Ridder Wolfram · CIK 0001337324 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:28 UTC
Ridder WolframVP, Business Development
GrantPerformance Share Units · Derivative 10,834 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000002 · primary_doc.xml · derivative · entry 3

Ridder Wolfram · CIK 0001337324 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,834

Underlying: Common Stock · 10,834 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:28 UTC
Ridder WolframVP, Business Development
Tax withholdingCommon Stock 5,200 $10.84 $56,368.00
Disclosure

SEC source: 0001331804-20-000002 · primary_doc.xml · nonDerivative · entry 2

Ridder Wolfram · CIK 0001337324 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,167

F2 · price: Represents the average of the intraday high and low trading price on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:28 UTC
Ridder WolframVP, Business Development
Exercise / conversionCommon Stock 10,834 $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000002 · primary_doc.xml · nonDerivative · entry 1

Ridder Wolfram · CIK 0001337324 · VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:59 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionPerformance Share Units · Derivative 9,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000003 · primary_doc.xml · derivative · entry 4

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:59 UTC
Nossol LeonhardGroup Controller for Europe
GrantPerformance Share Units · Derivative 9,735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000003 · primary_doc.xml · derivative · entry 3

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,735

Underlying: Common Stock · 9,735 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 12, 2020 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2017 to 2019 performance period.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:59 UTC
Nossol LeonhardGroup Controller for Europe
Tax withholdingCommon Stock 4,186 $10.84 $45,376.24
Disclosure

SEC source: 0001331804-20-000003 · primary_doc.xml · nonDerivative · entry 2

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,253

F2 · price: Represents the average of the intraday high and low trading price on February 13, 2020.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 22:59 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionCommon Stock 9,735 $0.00 $0.00
Disclosure

SEC source: 0001331804-20-000003 · primary_doc.xml · nonDerivative · entry 1

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
August 23, 2019 Filed Aug 26, 2019 20:28 UTC PurchaseCOMMON STOCK 10,000 $11.00 $110,000.00
Disclosure

SEC source: 0001333274-19-000007 · primary_doc.xml · nonDerivative · entry 1

MORFITT MARTHA A M · CIK 0001190813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,075

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:43 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000002 · primary_doc.xml · nonDerivative · entry 1

MCCARTNEY WILLIAM · CIK 0001260893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,085

F1 · shares: Mr. McCartney was granted 4,885 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with his role as a director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:39 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000001 · primary_doc.xml · nonDerivative · entry 1

MORFITT MARTHA A M · CIK 0001190813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,075

F1 · shares: Ms. Morfitt was granted 4,885 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with her role as a director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:59 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000006 · primary_doc.xml · nonDerivative · entry 1

WELTY LINDA J · CIK 0001205450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075

F1 · shares: Ms. Welty was granted 4,885 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with her role as a director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:55 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000005 · primary_doc.xml · nonDerivative · entry 1

Wallace Alan C. · CIK 0001742623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,075

F1 · shares: Mr. Wallace was granted 4,885 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with his role as a director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:51 UTC GrantCommon Stock 6,980 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000004 · primary_doc.xml · nonDerivative · entry 1

Purchase Keith · CIK 0001551528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,980

F1 · shares: Mr. Purchase was granted 6,980 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with his role as the lead director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 17:47 UTC GrantCommon Stock 4,885 $0.00 $0.00
Disclosure

SEC source: 0001333274-19-000003 · primary_doc.xml · nonDerivative · entry 1

Shepherd James · CIK 0001522288 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,725

F1 · shares: Mr. Shepherd was granted 4,885 restricted shares of common stock by Mercer International Inc. ("Mercer") in connection with his role as a director of Mercer. These shares vest and become non-forfeitable on May 31, 2020, unless a change in control of Mercer occurs prior to such date, in which case such shares vest immediately upon the occurrence of such change in control.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
Exercise / conversionPerformance Share Units · Derivative 87,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000001 · primary_doc.xml · derivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 87,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
GrantPerformance Share Units · Derivative 87,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000001 · primary_doc.xml · derivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,133

Underlying: Common Stock · 87,133 shares

Expires not disclosed

F2 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F2 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F2 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
Exercise / conversionCommon Stock 87,133 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000001 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:55 UTC Exercise / conversionPerformance Share Units · Derivative 10,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000010 · primary_doc.xml · derivative · entry 4

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:55 UTC GrantPerformance Share Units · Derivative 10,728 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000010 · primary_doc.xml · derivative · entry 3

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

Underlying: Common Stock · 10,728 shares

Expires not disclosed

F4 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F4 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F4 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:55 UTC Tax withholdingCommon Stock 5,364 $15.03 $80,620.92
Disclosure

SEC source: 0001080730-19-000010 · primary_doc.xml · nonDerivative · entry 2

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,060

F3 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

F2 · ownership.direct: Includes 3,067 shares of common stock held indirectly in a tax free savings account.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:55 UTC Exercise / conversionCommon Stock 10,728 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000010 · primary_doc.xml · nonDerivative · entry 1

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

F2 · ownership.direct: Includes 3,067 shares of common stock held indirectly in a tax free savings account.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 18:09 UTC
MERWIN BRIANVP Strategic Initiatives
Exercise / conversionPerformance Share Units · Derivative 14,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000006 · primary_doc.xml · derivative · entry 4

MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 18:09 UTC
MERWIN BRIANVP Strategic Initiatives
GrantPerformance Share Units · Derivative 14,123 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000006 · primary_doc.xml · derivative · entry 3

MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,123

Underlying: Common Stock · 14,123 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 18:09 UTC
MERWIN BRIANVP Strategic Initiatives
Tax withholdingCommon Stock 7,062 $15.03 $106,141.86
Disclosure

SEC source: 0001080730-19-000006 · primary_doc.xml · nonDerivative · entry 2

MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,360

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 18:09 UTC
MERWIN BRIANVP Strategic Initiatives
Exercise / conversionCommon Stock 14,123 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000006 · primary_doc.xml · nonDerivative · entry 1

MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:37 UTC
Ure David KentChief Financial Officer
Exercise / conversionPerformance Share Units · Derivative 32,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000003 · primary_doc.xml · derivative · entry 4

Ure David Kent · CIK 0001378338 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:37 UTC
Ure David KentChief Financial Officer
GrantPerformance Share Units · Derivative 32,213 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000003 · primary_doc.xml · derivative · entry 3

Ure David Kent · CIK 0001378338 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,213

Underlying: Common Stock · 32,213 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:37 UTC
Ure David KentChief Financial Officer
Tax withholdingCommon Stock 16,107 $15.03 $242,088.21
Disclosure

SEC source: 0001080730-19-000003 · primary_doc.xml · nonDerivative · entry 2

Ure David Kent · CIK 0001378338 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,544

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:37 UTC
Ure David KentChief Financial Officer
Exercise / conversionCommon Stock 32,213 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000003 · primary_doc.xml · nonDerivative · entry 1

Ure David Kent · CIK 0001378338 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:22 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
Exercise / conversionPerformance Share Units · Derivative 75,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000002 · primary_doc.xml · derivative · entry 4

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:22 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
GrantPerformance Share Units · Derivative 75,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000002 · primary_doc.xml · derivative · entry 3

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,724

Underlying: Common Stock · 75,724 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:22 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,862 $15.03 $569,065.86
Disclosure

SEC source: 0001080730-19-000002 · primary_doc.xml · nonDerivative · entry 2

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,627

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 17:22 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
Exercise / conversionCommon Stock 75,724 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000002 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:41 UTC
Heine Eric XavierVP Sales, Marketing &Logistics
Exercise / conversionPerformance Share Units · Derivative 18,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000009 · primary_doc.xml · derivative · entry 4

Heine Eric Xavier · CIK 0001331804 · VP Sales, Marketing &Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,480 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:41 UTC
Heine Eric XavierVP Sales, Marketing &Logistics
GrantPerformance Share Units · Derivative 18,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000009 · primary_doc.xml · derivative · entry 3

Heine Eric Xavier · CIK 0001331804 · VP Sales, Marketing &Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,480

Underlying: Common Stock · 18,480 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:41 UTC
Heine Eric XavierVP Sales, Marketing &Logistics
Tax withholdingCommon Stock 9,240 $15.03 $138,877.20
Disclosure

SEC source: 0001080730-19-000009 · primary_doc.xml · nonDerivative · entry 2

Heine Eric Xavier · CIK 0001331804 · VP Sales, Marketing &Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,251

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:41 UTC
Heine Eric XavierVP Sales, Marketing &Logistics
Exercise / conversionCommon Stock 18,480 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000009 · primary_doc.xml · nonDerivative · entry 1

Heine Eric Xavier · CIK 0001331804 · VP Sales, Marketing &Logistics

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:19 UTC
Ridder WolframVP Business Development
Exercise / conversionPerformance Share Units · Derivative 28,838 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000007 · primary_doc.xml · derivative · entry 4

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:19 UTC
Ridder WolframVP Business Development
GrantPerformance Share Units · Derivative 28,838 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000007 · primary_doc.xml · derivative · entry 3

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,838

Underlying: Common Stock · 28,838 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:19 UTC
Ridder WolframVP Business Development
Tax withholdingCommon Stock 13,842 $15.03 $208,045.26
Disclosure

SEC source: 0001080730-19-000007 · primary_doc.xml · nonDerivative · entry 2

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,533

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:19 UTC
Ridder WolframVP Business Development
Exercise / conversionCommon Stock 28,838 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000007 · primary_doc.xml · nonDerivative · entry 1

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:30 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionPerformance Share Units · Derivative 25,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000008 · primary_doc.xml · derivative · entry 4

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:30 UTC
Nossol LeonhardGroup Controller for Europe
GrantPerformance Share Units · Derivative 25,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000008 · primary_doc.xml · derivative · entry 3

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,924

Underlying: Common Stock · 25,924 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 13, 2019 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2016 to 2018 performance period.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:30 UTC
Nossol LeonhardGroup Controller for Europe
Tax withholdingCommon Stock 11,147 $15.03 $167,539.41
Disclosure

SEC source: 0001080730-19-000008 · primary_doc.xml · nonDerivative · entry 2

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,704

F2 · price: Represents the average of the intraday high and low trading price on February 14, 2019.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 23:30 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionCommon Stock 25,924 $0.00 $0.00
Disclosure

SEC source: 0001080730-19-000008 · primary_doc.xml · nonDerivative · entry 1

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.