Last 12 months
Inside the activity.
39 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 17 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 15 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2017 Filed May 17, 2017 21:30 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 20,000 | $11.29 | $225,880.00 |
DisclosureSEC source: 0001571049-17-005094 · t1700337-kelloggmerc_0515.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Non Marital PRK Trust Disclosed balance after: 100,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.275 to $11.30. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:00 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 90 | $11.15 | $1,003.50 |
DisclosureSEC source: 0001571049-17-005024 · t1700328-kelloggmerc_0511.xml · nonDerivative · entry 2 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Spouse Disclosed balance after: 1,290,000 Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:00 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 200 | $11.15 | $2,230.00 |
DisclosureSEC source: 0001571049-17-005024 · t1700328-kelloggmerc_0511.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Mill River Farm Disclosed balance after: 54,000 Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:34 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 1,800 | $11.79 | $21,225.60 |
DisclosureSEC source: 0001571049-17-004471 · t1700294-kellogg_0502.xml · nonDerivative · entry 4 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Mill River Farm Disclosed balance after: 53,800 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.75 to $11.845. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:34 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 2,131 | $11.75 | $25,039.25 |
DisclosureSEC source: 0001571049-17-004471 · t1700294-kellogg_0502.xml · nonDerivative · entry 3 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Bermuda Partners Disclosed balance after: 1,284,000 Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:34 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 1,422 | $11.85 | $16,843.59 |
DisclosureSEC source: 0001571049-17-004471 · t1700294-kellogg_0502.xml · nonDerivative · entry 2 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Spouse Disclosed balance after: 1,259,999 Read SEC document |
| May 02, 2017 Filed May 4, 2017 21:34 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 4,464 | $11.85 | $52,885.01 |
DisclosureSEC source: 0001571049-17-004471 · t1700294-kellogg_0502.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Non Marital PRK Trust Disclosed balance after: 75,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.80 to $11.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 02, 2017 Filed May 11, 2017 20:30 UTC Amendment |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 2,131 | $11.75 | $25,039.25 |
DisclosureSEC source: 0001571049-17-004884 · t1700319-kelloggmerc_0504.xml · nonDerivative · entry 3 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Bermuda Partners Disclosed balance after: 1,330,000 Read SEC document |
| May 02, 2017 Filed May 11, 2017 20:30 UTC Amendment |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 1,422 | $11.85 | $16,843.59 |
DisclosureSEC source: 0001571049-17-004884 · t1700319-kelloggmerc_0504.xml · nonDerivative · entry 2 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Spouse Disclosed balance after: 1,289,910 Read SEC document |
| May 02, 2017 Filed May 11, 2017 20:30 UTC Amendment |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 4,464 | $11.85 | $52,885.01 |
DisclosureSEC source: 0001571049-17-004884 · t1700319-kelloggmerc_0504.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Non Marital PRK Trust Disclosed balance after: 80,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $11.80 to $11.85. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 14:51 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 500 | $12.00 | $6,000.00 |
DisclosureSEC source: 0001294786-17-000002 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,500 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 14:19 UTC |
Lauritzen EricDirector
|
SaleCommon Stock | 6,000 | $11.71 | $70,260.00 |
DisclosureSEC source: 0001294786-17-000001 · primary_doc.xml · nonDerivative · entry 1 Lauritzen Eric · CIK 0001294786 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2017. F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $11.60 to $11.80. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:36 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 5,000 | $11.55 | $57,725.00 |
DisclosureSEC source: 0001571049-17-003653 · t1700230-kellogg_0413.xml · nonDerivative · entry 3 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust Disclosed balance after: 18,500 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:36 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 5,000 | $11.50 | $57,475.00 |
DisclosureSEC source: 0001571049-17-003653 · t1700230-kellogg_0413.xml · nonDerivative · entry 2 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust Disclosed balance after: 13,500 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:36 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 5,000 | $11.45 | $57,250.00 |
DisclosureSEC source: 0001571049-17-003653 · t1700230-kellogg_0413.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via C. Kellogg & P Kellogg TTEE U/W Charles A Kirkland Trust Disclosed balance after: 8,500 Read SEC document |
| April 12, 2017 Filed Apr 19, 2017 20:30 UTC |
KELLOGG PETER R10% owner
|
PurchaseCommon Stock | 2,400 | $11.75 | $28,192.80 |
DisclosureSEC source: 0001571049-17-003725 · t1700235-kellogg_0412.xml · nonDerivative · entry 1 KELLOGG PETER R · CIK 0000897485 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Via Spouse Disclosed balance after: 1,258,577 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:59 UTC |
STANNUS GENEVIEVETreasurer
|
OtherCommon Stock | 3,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001486247-17-000002 · primary_doc.xml · nonDerivative · entry 2 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Indirect · Tax-Free Savings Account Disclosed balance after: 25,775 F1 · kind: These transactions represent a transfer of shares from direct ownership to indirect ownership. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:59 UTC |
STANNUS GENEVIEVETreasurer
|
OtherCommon Stock | 3,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001486247-17-000002 · primary_doc.xml · nonDerivative · entry 1 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,708 F1 · kind: These transactions represent a transfer of shares from direct ownership to indirect ownership. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:21 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
Exercise / conversionPerformance Share Units · Derivative | 60,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000001 · primary_doc.xml · derivative · entry 3 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:21 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
GrantPerformance Share Units · Derivative | 60,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000001 · primary_doc.xml · derivative · entry 2 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,807 Underlying: Common Stock · 60,807 shares Expires not disclosed F2 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F2 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F2 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:21 UTC |
LEE JIMMY S HDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 60,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000001 · primary_doc.xml · nonDerivative · entry 1 LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,215,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:50 UTC |
STANNUS GENEVIEVETreasurer
|
Exercise / conversionPerformance Share Units · Derivative | 6,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001486247-17-000001 · primary_doc.xml · derivative · entry 4 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:50 UTC |
STANNUS GENEVIEVETreasurer
|
GrantPerformance Share Units · Derivative | 6,878 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001486247-17-000001 · primary_doc.xml · derivative · entry 3 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,878 Underlying: Common Stock · 6,878 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:50 UTC |
STANNUS GENEVIEVETreasurer
|
Tax withholdingCommon Stock | 3,439 | $12.33 | $42,402.87 |
DisclosureSEC source: 0001486247-17-000001 · primary_doc.xml · nonDerivative · entry 2 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,775 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:50 UTC |
STANNUS GENEVIEVETreasurer
|
Exercise / conversionCommon Stock | 6,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001486247-17-000001 · primary_doc.xml · nonDerivative · entry 1 STANNUS GENEVIEVE · CIK 0001486247 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:51 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Exercise / conversionPerformance Share Units · Derivative | 8,595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001333274-17-000001 · primary_doc.xml · derivative · entry 4 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:51 UTC |
MERWIN BRIANVP Strategic Initiatives
|
GrantPerformance Share Units · Derivative | 8,595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001333274-17-000001 · primary_doc.xml · derivative · entry 3 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595 Underlying: Common Stock · 8,595 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:51 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Tax withholdingCommon Stock | 4,298 | $12.33 | $52,994.34 |
DisclosureSEC source: 0001333274-17-000001 · primary_doc.xml · nonDerivative · entry 2 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,817 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 21:51 UTC |
MERWIN BRIANVP Strategic Initiatives
|
Exercise / conversionCommon Stock | 8,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001333274-17-000001 · primary_doc.xml · nonDerivative · entry 1 MERWIN BRIAN · CIK 0001485000 · VP Strategic Initiatives 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:00 UTC |
Ure David KentSVP, Finance, CFO & Secretary
|
Exercise / conversionPerformance Share Units · Derivative | 15,307 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000003 · primary_doc.xml · derivative · entry 4 Ure David Kent · CIK 0001378338 · SVP, Finance, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,307 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:00 UTC |
Ure David KentSVP, Finance, CFO & Secretary
|
GrantPerformance Share Units · Derivative | 15,307 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000003 · primary_doc.xml · derivative · entry 3 Ure David Kent · CIK 0001378338 · SVP, Finance, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,307 Underlying: Common Stock · 15,307 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:00 UTC |
Ure David KentSVP, Finance, CFO & Secretary
|
Tax withholdingCommon Stock | 7,654 | $12.33 | $94,373.82 |
DisclosureSEC source: 0001080730-17-000003 · primary_doc.xml · nonDerivative · entry 2 Ure David Kent · CIK 0001378338 · SVP, Finance, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,592 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 17:00 UTC |
Ure David KentSVP, Finance, CFO & Secretary
|
Exercise / conversionCommon Stock | 15,307 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000003 · primary_doc.xml · nonDerivative · entry 1 Ure David Kent · CIK 0001378338 · SVP, Finance, CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:43 UTC |
GANDOSSI DAVID MDirector · CEO and President
|
Exercise / conversionPerformance Share Units · Derivative | 36,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000002 · primary_doc.xml · derivative · entry 4 GANDOSSI DAVID M · CIK 0001258686 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 36,898 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:43 UTC |
GANDOSSI DAVID MDirector · CEO and President
|
GrantPerformance Share Units · Derivative | 36,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000002 · primary_doc.xml · derivative · entry 3 GANDOSSI DAVID M · CIK 0001258686 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,898 Underlying: Common Stock · 36,898 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:43 UTC |
GANDOSSI DAVID MDirector · CEO and President
|
Tax withholdingCommon Stock | 18,449 | $12.33 | $227,476.17 |
DisclosureSEC source: 0001080730-17-000002 · primary_doc.xml · nonDerivative · entry 2 GANDOSSI DAVID M · CIK 0001258686 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,714 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:43 UTC |
GANDOSSI DAVID MDirector · CEO and President
|
Exercise / conversionCommon Stock | 36,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000002 · primary_doc.xml · nonDerivative · entry 1 GANDOSSI DAVID M · CIK 0001258686 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:25 UTC |
Cooper David MichaelVP Sales & Marketing Europe
|
Exercise / conversionPerformance Share Units · Derivative | 13,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000005 · primary_doc.xml · derivative · entry 4 Cooper David Michael · CIK 0001333294 · VP Sales & Marketing Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:25 UTC |
Cooper David MichaelVP Sales & Marketing Europe
|
GrantPerformance Share Units · Derivative | 13,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000005 · primary_doc.xml · derivative · entry 3 Cooper David Michael · CIK 0001333294 · VP Sales & Marketing Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,834 Underlying: Common Stock · 13,834 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:25 UTC |
Cooper David MichaelVP Sales & Marketing Europe
|
Tax withholdingCommon Stock | 5,810 | $12.33 | $71,637.30 |
DisclosureSEC source: 0001080730-17-000005 · primary_doc.xml · nonDerivative · entry 2 Cooper David Michael · CIK 0001333294 · VP Sales & Marketing Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,529 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:25 UTC |
Cooper David MichaelVP Sales & Marketing Europe
|
Exercise / conversionCommon Stock | 13,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000005 · primary_doc.xml · nonDerivative · entry 1 Cooper David Michael · CIK 0001333294 · VP Sales & Marketing Europe 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:14 UTC |
Heine Eric XavierVP Sales Marketing & Logistics
|
Exercise / conversionPerformance Share Units · Derivative | 11,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000004 · primary_doc.xml · derivative · entry 4 Heine Eric Xavier · CIK 0001331804 · VP Sales Marketing & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:14 UTC |
Heine Eric XavierVP Sales Marketing & Logistics
|
GrantPerformance Share Units · Derivative | 11,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000004 · primary_doc.xml · derivative · entry 3 Heine Eric Xavier · CIK 0001331804 · VP Sales Marketing & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,916 Underlying: Common Shares · 11,916 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:14 UTC |
Heine Eric XavierVP Sales Marketing & Logistics
|
Tax withholdingCommon Stock | 5,958 | $12.33 | $73,462.14 |
DisclosureSEC source: 0001080730-17-000004 · primary_doc.xml · nonDerivative · entry 2 Heine Eric Xavier · CIK 0001331804 · VP Sales Marketing & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,701 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:14 UTC |
Heine Eric XavierVP Sales Marketing & Logistics
|
Exercise / conversionCommon Stock | 11,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000004 · primary_doc.xml · nonDerivative · entry 1 Heine Eric Xavier · CIK 0001331804 · VP Sales Marketing & Logistics 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:37 UTC |
Short Richard GeorgeVP, Controller
|
Exercise / conversionPerformance Share Units · Derivative | 8,595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-17-000001 · primary_doc.xml · derivative · entry 4 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:37 UTC |
Short Richard GeorgeVP, Controller
|
GrantPerformance Share Units · Derivative | 8,595 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001507295-17-000001 · primary_doc.xml · derivative · entry 3 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595 Underlying: Common Stock · 8,595 shares Expires not disclosed F3 · shares: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.exercise_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. F3 · derivative.expiration_date: Represents the vesting on February 23, 2017 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2014 to 2016 performance period. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:37 UTC |
Short Richard GeorgeVP, Controller
|
Tax withholdingCommon Stock | 4,298 | $12.33 | $52,994.34 |
DisclosureSEC source: 0001507295-17-000001 · primary_doc.xml · nonDerivative · entry 2 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,881 F2 · price: Represents the average of the intraday high and low trading price on February 23, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 23:37 UTC |
Short Richard GeorgeVP, Controller
|
Exercise / conversionCommon Stock | 8,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001507295-17-000001 · primary_doc.xml · nonDerivative · entry 1 Short Richard George · CIK 0001507295 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 22:48 UTC |
Ridder WolframVP Business Development
|
Exercise / conversionPerformance Share Units · Derivative | 17,756 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001080730-17-000007 · primary_doc.xml · derivative · entry 4 Ridder Wolfram · CIK 0001337324 · VP Business Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs"). F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.