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Nasdaq · USD

MERC

MERCER INTERNATIONAL INC.

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Tapewire entity
7530
SEC CIK
0001333274
Parsed reports
325

Last 12 months

Inside the activity.

39 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025170
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202660
Jun 2026150
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2018 Filed Feb 22, 2018 18:29 UTC
Heine Eric XavierVP, Sales, Marketing NA & Asia
Tax withholdingCommon Stock 3,311 $13.20 $43,705.20
Disclosure

SEC source: 0001507295-18-000003 · primary_doc.xml · nonDerivative · entry 2

Heine Eric Xavier · CIK 0001331804 · VP, Sales, Marketing NA & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,011

F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:29 UTC
Heine Eric XavierVP, Sales, Marketing NA & Asia
Exercise / conversionCommon Stock 6,621 $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000003 · primary_doc.xml · nonDerivative · entry 1

Heine Eric Xavier · CIK 0001331804 · VP, Sales, Marketing NA & Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:39 UTC
Ridder WolframVP Business Development
Exercise / conversionPerformance Share Units · Derivative 9,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000004 · primary_doc.xml · derivative · entry 4

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:39 UTC
Ridder WolframVP Business Development
GrantPerformance Share Units · Derivative 9,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000004 · primary_doc.xml · derivative · entry 3

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,304

Underlying: Common Stock · 9,304 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:39 UTC
Ridder WolframVP Business Development
Tax withholdingCommon Stock 4,466 $13.20 $58,951.20
Disclosure

SEC source: 0001507295-18-000004 · primary_doc.xml · nonDerivative · entry 2

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,537

F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:39 UTC
Ridder WolframVP Business Development
Exercise / conversionCommon Stock 9,304 $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000004 · primary_doc.xml · nonDerivative · entry 1

Ridder Wolfram · CIK 0001337324 · VP Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:50 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionPerformance Share Units · Derivative 8,362 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000005 · primary_doc.xml · derivative · entry 4

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,362 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:50 UTC
Nossol LeonhardGroup Controller for Europe
GrantPerformance Share Units · Derivative 8,632 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000005 · primary_doc.xml · derivative · entry 3

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,362

Underlying: Common Stock · 8,362 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:50 UTC
Nossol LeonhardGroup Controller for Europe
Tax withholdingCommon Stock 3,596 $13.20 $47,467.20
Disclosure

SEC source: 0001507295-18-000005 · primary_doc.xml · nonDerivative · entry 2

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,927

F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:50 UTC
Nossol LeonhardGroup Controller for Europe
Exercise / conversionCommon Stock 8,362 $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000005 · primary_doc.xml · nonDerivative · entry 1

Nossol Leonhard · CIK 0001336756 · Group Controller for Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:08 UTC
Short Richard GeorgeVP, Controller
Exercise / conversionPerformance Share Units · Derivative 4,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000001 · primary_doc.xml · derivative · entry 4

Short Richard George · CIK 0001507295 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:08 UTC
Short Richard GeorgeVP, Controller
GrantPerformance Share Units · Derivative 4,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000001 · primary_doc.xml · derivative · entry 3

Short Richard George · CIK 0001507295 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Stock · 4,800 shares

Expires not disclosed

F3 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F3 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:08 UTC
Short Richard GeorgeVP, Controller
Tax withholdingCommon Stock 2,400 $13.20 $31,680.00
Disclosure

SEC source: 0001507295-18-000001 · primary_doc.xml · nonDerivative · entry 2

Short Richard George · CIK 0001507295 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,281

F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 18:08 UTC
Short Richard GeorgeVP, Controller
Exercise / conversionCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001507295-18-000001 · primary_doc.xml · nonDerivative · entry 1

Short Richard George · CIK 0001507295 · VP, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 14, 2019 23:50 UTC Amendment Exercise / conversionPerformance Share Units · Derivative 3,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001486247-19-000001 · primary_doc.xml · derivative · entry 4

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.exercise_date: Represents the conversion of vested performance share units ("PSUs").

F1 · derivative.expiration_date: Represents the conversion of vested performance share units ("PSUs").

Read SEC document
February 20, 2018 Filed Feb 14, 2019 23:50 UTC Amendment GrantPerformance Share Units · Derivative 3,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001486247-19-000001 · primary_doc.xml · derivative · entry 3

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,843

Underlying: Common Stock · 3,843 shares

Expires not disclosed

F5 · shares: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F5 · derivative.exercise_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

F5 · derivative.expiration_date: Represents the vesting on February 20, 2018 of PSUs awarded to the reporting person based on the achievement of certain specified performance criteria, including company performance, share price performance and individual performance during the 2015 to 2017 performance period.

Read SEC document
February 20, 2018 Filed Feb 14, 2019 23:50 UTC Amendment Tax withholdingCommon Stock 1,922 $13.20 $25,370.40
Disclosure

SEC source: 0001486247-19-000001 · primary_doc.xml · nonDerivative · entry 2

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,696

F2 · price: Represents the average of the intraday high and low trading price on February 20, 2018.

F3 · balance_after: The original Form 4, filed on February 22, 2018, is being amended hereby solely to correct an administrative error as the original filing did not include 3,067 shares of common stock held indirectly by the Reporting Person in the total amount of securities beneficially owned following the reported transaction under Item 5.

F4 · balance_after: Includes 3,067 shares of common stock held indirectly in a tax free savings account.

Read SEC document
February 20, 2018 Filed Feb 14, 2019 23:50 UTC Amendment Exercise / conversionCommon Stock 3,843 $0.00 $0.00
Disclosure

SEC source: 0001486247-19-000001 · primary_doc.xml · nonDerivative · entry 1

STANNUS GENEVIEVE · CIK 0001486247 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion of vested performance share units ("PSUs").

F3 · balance_after: The original Form 4, filed on February 22, 2018, is being amended hereby solely to correct an administrative error as the original filing did not include 3,067 shares of common stock held indirectly by the Reporting Person in the total amount of securities beneficially owned following the reported transaction under Item 5.

F4 · balance_after: Includes 3,067 shares of common stock held indirectly in a tax free savings account.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 13:22 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $12.79 $153,532.80
Disclosure

SEC source: 0001258686-18-000006 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $12.70 to $12.90. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
February 07, 2018 Filed Feb 7, 2018 19:00 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $12.84 $154,064.40
Disclosure

SEC source: 0001258686-18-000005 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $12.525 to $13.10. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 31, 2018 Filed Jan 31, 2018 20:12 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.67 $176,002.80
Disclosure

SEC source: 0001258686-18-000004 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.60 to $14.825. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 24, 2018 Filed Jan 24, 2018 17:45 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.50 $173,979.60
Disclosure

SEC source: 0001258686-18-000003 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.45 to $14.65. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 22, 2018 Filed Jan 23, 2018 16:56 UTC SaleCommon Stock 2,100 $14.68 $30,828.00
Disclosure

SEC source: 0001294786-18-000001 · primary_doc.xml · nonDerivative · entry 1

Lauritzen Eric · CIK 0001294786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,485

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.65 to $14.75. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 18, 2018 Filed Jan 18, 2018 16:56 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 10,000 $14.41 $144,129.00
Disclosure

SEC source: 0001080730-18-000004 · primary_doc.xml · nonDerivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,715,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.25 to $14.60. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 17, 2018 Filed Jan 17, 2018 19:33 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.36 $172,327.20
Disclosure

SEC source: 0001258686-18-000002 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.30 to $14.475. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 16:56 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 5,000 $14.43 $72,165.00
Disclosure

SEC source: 0001080730-18-000004 · primary_doc.xml · nonDerivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.30 to $14.55. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 16:56 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 10,000 $14.53 $145,277.00
Disclosure

SEC source: 0001080730-18-000004 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.30 to $14.85. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 7,000 $14.20 $99,432.20
Disclosure

SEC source: 0001080730-18-000002 · primary_doc.xml · nonDerivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.10 to $14.35. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 10, 2018 Filed Jan 10, 2018 17:54 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.19 $170,337.60
Disclosure

SEC source: 0001080730-18-000003 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.10 to $14.35. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 10,000 $14.25 $142,493.00
Disclosure

SEC source: 0001080730-18-000002 · primary_doc.xml · nonDerivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.15 to $14.375. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 08, 2018 Filed Jan 8, 2018 21:59 UTC PurchaseCommon Stock 1,000 $14.31 $14,308.00
Disclosure

SEC source: 0001144204-18-001335 · tv482886_4.xml · nonDerivative · entry 2

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Peter and Cynthia Kellogg Foundation

Disclosed balance after: 1,030,000

Read SEC document
January 08, 2018 Filed Jan 10, 2018 17:06 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 8,000 $14.15 $113,166.40
Disclosure

SEC source: 0001080730-18-000002 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,757,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.05 to $14.225. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

Read SEC document
January 04, 2018 Filed Jan 4, 2018 16:53 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 7,500 $14.13 $105,957.00
Disclosure

SEC source: 0001080730-18-000001 · primary_doc.xml · nonDerivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,765,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.95 to $14.30. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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January 03, 2018 Filed Jan 3, 2018 19:52 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.31 $171,673.20
Disclosure

SEC source: 0001258686-18-000001 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.20 to $14.475. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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January 03, 2018 Filed Jan 4, 2018 16:53 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 10,000 $14.35 $143,508.00
Disclosure

SEC source: 0001080730-18-000001 · primary_doc.xml · nonDerivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773,048

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.15 to $14.475. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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January 02, 2018 Filed Jan 4, 2018 16:53 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 7,500 $14.26 $106,959.75
Disclosure

SEC source: 0001080730-18-000001 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783,048

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.10 to $14.45. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 29, 2017 Filed Dec 29, 2017 17:47 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCOMMON STOCK 7,000 $14.28 $99,933.40
Disclosure

SEC source: 0001080730-17-000024 · primary_doc.xml · nonDerivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.10 to $14.35. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 29, 2017 Filed Jan 8, 2018 21:59 UTC PurchaseCommon Stock 9,000 $14.25 $128,241.00
Disclosure

SEC source: 0001144204-18-001335 · tv482886_4.xml · nonDerivative · entry 1

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Cardia Company Inc.

Disclosed balance after: 10,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $14.225 to $14.25. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 28, 2017 Filed Dec 29, 2017 21:00 UTC PurchaseCommon Stock 20,000 $14.47 $289,326.00
Disclosure

SEC source: 0001144204-17-065855 · tv482291_4.xml · nonDerivative · entry 2

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Spouse

Disclosed balance after: 2,000,000

F2 · price: The shares were purchased in multiple trades at prices ranging from $14.20 to $14.4995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 28, 2017 Filed Dec 29, 2017 17:47 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCOMMON STOCK 8,000 $14.32 $114,580.00
Disclosure

SEC source: 0001080730-17-000024 · primary_doc.xml · nonDerivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.10 to $14.55. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 27, 2017 Filed Dec 27, 2017 15:42 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $14.26 $171,162.00
Disclosure

SEC source: 0001258686-17-000003 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.200 to $14.350. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 27, 2017 Filed Dec 29, 2017 21:00 UTC PurchaseCommon Stock 20,000 $14.39 $287,850.00
Disclosure

SEC source: 0001144204-17-065855 · tv482291_4.xml · nonDerivative · entry 1

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Spouse

Disclosed balance after: 1,980,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $14.20 to $14.3995. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 27, 2017 Filed Dec 29, 2017 17:47 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCOMMON STOCK 10,000 $14.30 $143,024.00
Disclosure

SEC source: 0001080730-17-000024 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,805,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $14.15 to $14.45. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 26, 2017 Filed Dec 27, 2017 13:00 UTC PurchaseCommon Stock 20,000 $14.28 $285,540.00
Disclosure

SEC source: 0001144204-17-065389 · tv482103_4.xml · nonDerivative · entry 2

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Spouse

Disclosed balance after: 1,940,000

F2 · price: The shares were purchased in multiple trades at prices ranging from $14.20 to $14.3484. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 22, 2017 Filed Dec 22, 2017 16:07 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 10,000 $14.14 $141,403.00
Disclosure

SEC source: 0001080730-17-000023 · primary_doc.xml · nonDerivative · entry 3

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.70 to $14.30. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 22, 2017 Filed Dec 27, 2017 13:00 UTC PurchaseCommon Stock 20,000 $13.99 $279,800.00
Disclosure

SEC source: 0001144204-17-065389 · tv482103_4.xml · nonDerivative · entry 1

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Spouse

Disclosed balance after: 1,920,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $13.80 to $14.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 21, 2017 Filed Dec 22, 2017 21:01 UTC PurchaseCommon Stock 20,000 $13.98 $279,540.00
Disclosure

SEC source: 0001144204-17-065086 · tv481906_4.xml · nonDerivative · entry 1

KELLOGG PETER R · CIK 0000897485 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Via Spouse

Disclosed balance after: 1,920,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $13.85 to $14.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 21, 2017 Filed Dec 22, 2017 16:07 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 9,000 $13.76 $123,849.00
Disclosure

SEC source: 0001080730-17-000023 · primary_doc.xml · nonDerivative · entry 2

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F3 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.60 to $14.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 20, 2017 Filed Dec 20, 2017 18:25 UTC
GANDOSSI DAVID MDirector · Chief Executive Officer
SaleCommon Stock 12,000 $13.83 $165,902.40
Disclosure

SEC source: 0001258686-17-000002 · primary_doc.xml · nonDerivative · entry 1

GANDOSSI DAVID M · CIK 0001258686 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,714

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 10, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.7622 to $13.9579. Upon request, the Reporting Person will provide to the Securities and Exchange staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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December 20, 2017 Filed Dec 22, 2017 16:07 UTC
LEE JIMMY S HDirector · Executive Chairman
SaleCommon Stock 6,000 $13.84 $83,032.20
Disclosure

SEC source: 0001080730-17-000023 · primary_doc.xml · nonDerivative · entry 1

LEE JIMMY S H · CIK 0001080730 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834,548

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 2, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. The common stock was sold at prices ranging from $13.70 to $14.00. Upon request, the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.