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Nasdaq · USD

MCRB

Seres Therapeutics, Inc.

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7191
SEC CIK
0001609809
Parsed reports
301

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202604
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202604
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2024 Filed Oct 29, 2024 22:26 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118415 · ownership.xml · nonDerivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 27,001 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 13,501 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 13,500 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:27 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 12,622 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118418 · ownership.xml · derivative · entry 3

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 25,245 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 12,623 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 12,622 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:27 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 12,622 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118418 · ownership.xml · nonDerivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 25,245 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 12,623 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 12,622 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:24 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 27,837 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118409 · ownership.xml · derivative · entry 3

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 55,675 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 27,838 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 27,837 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:24 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 27,837 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118409 · ownership.xml · nonDerivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 55,675 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 27,838 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 27,837 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:23 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 11,360 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118405 · ownership.xml · derivative · entry 3

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

F1 · derivative.exercise_date: On February 3, 2023, the reporting person was granted an award of 22,721 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 11,361 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 11,360 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 22:23 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 11,360 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-118405 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 91,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On February 3, 2023, the reporting person was granted an award of 22,721 restricted stock units ("RSUs"), which vest in the form of shares of the Issuer's common stock in two substantially equal installments upon the satisfaction of certain performance criteria. On April 27, 2023 (the "Initial Milestone Date"), the Issuer's Administrator determined that the performance criteria for the first installment were met, resulting in the vesting and settlement of the award as to 11,361 RSUs on October 27, 2023, the date that was six months from the Initial Milestone Date. The remaining 11,360 RSUs vested and settled on October 27, 2024, the date that was eighteen months from the Initial Milestone Date.

F2 · price: Each RSU represents a contingent right to receive one share of Issuer common stock. The RSUs do not have an expiration date.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:45 UTC
von Moltke LisaSee Remarks
SaleCommon Stock 973 $0.84 $817.32
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,013

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $0.890001, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:48 UTC
DesRosier ThomasChief Legal Officer and EVP
SaleCommon Stock 873 $0.84 $733.32
Disclosure

SEC source: 0000950170-24-098719 · ownership.xml · nonDerivative · entry 2

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,173

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $0.8863, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:42 UTC
Henn Matthew RSee Remarks
SaleCommon Stock 923 $0.84 $775.32
Disclosure

SEC source: 0000950170-24-098715 · ownership.xml · nonDerivative · entry 2

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,247

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 13, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $0.8900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:38 UTC
Shaff Eric D.Director · CEO and President
SaleCommon Stock 2,518 $0.84 $2,115.12
Disclosure

SEC source: 0000950170-24-098712 · ownership.xml · nonDerivative · entry 2

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,993

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $ 0.880001, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:29 UTC
Ege David S.See Remarks
SaleCommon Stock 1,128 $0.84 $947.52
Disclosure

SEC source: 0000950170-24-098699 · ownership.xml · nonDerivative · entry 2

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,575

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $ 0.8900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 21:36 UTC
Young Teresa L.See Remarks
SaleCommon Stock 728 $0.84 $611.52
Disclosure

SEC source: 0000950170-24-098710 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,106

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 5, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.8414 to $ 0.8900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:45 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,688

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:45 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098717 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:48 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098719 · ownership.xml · derivative · entry 3

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,563

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:48 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098719 · ownership.xml · nonDerivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:42 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098715 · ownership.xml · derivative · entry 3

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 2,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:42 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 2,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098715 · ownership.xml · nonDerivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:38 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098712 · ownership.xml · derivative · entry 3

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,125

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:38 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098712 · ownership.xml · nonDerivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:29 UTC
Ege David S.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,969 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098699 · ownership.xml · derivative · entry 3

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,688

Underlying: Common Stock · 2,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:29 UTC
Ege David S.See Remarks
Exercise / conversionCommon Stock 2,969 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098699 · ownership.xml · nonDerivative · entry 1

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:36 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-098710 · ownership.xml · derivative · entry 3

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,563

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:36 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-098710 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
August 05, 2024 Filed Aug 6, 2024 20:15 UTC
Young Teresa L.See Remarks
SaleCommon Stock 24,480 $1.08 $26,533.87
Disclosure

SEC source: 0000950170-24-091832 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,178

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on February 28, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.1101, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 03, 2024 Filed Aug 6, 2024 20:15 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-091832 · ownership.xml · derivative · entry 3

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 100% of the restricted stock units on August 3, 2024.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 100% of the restricted stock units on August 3, 2024.

Read SEC document
August 03, 2024 Filed Aug 6, 2024 20:15 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 85,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-091832 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:15 UTC GrantStock Option (Right to Buy) · Derivative 114,782 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0000950170-24-081521 · ownership.xml · derivative · entry 1

Berenson Stephen · CIK 0001760671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,782

Underlying: Common Stock · 114,782 shares

Expires 2034-06-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in four equal quarterly installments occurring on October 1, 2024, January 1, 2025, April 1, 2025 and July 1, 2025, provided that if the Company's 2025 annual meeting of stockholders occurs before July 1, 2025, the final quarterly vesting installment will vest on the day immediately prior to the date of such annual meeting, in each case, subject to the reporting person continuing in service on the Board as a non-employee director through the applicable vesting date.

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July 01, 2024 Filed Jul 3, 2024 16:15 UTC
Graves KurtDirector
GrantStock Option (right to buy) · Derivative 64,564 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0000950170-24-081522 · ownership.xml · derivative · entry 1

Graves Kurt · CIK 0001406337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,564

Underlying: Common Stock · 64,564 shares

Expires 2034-06-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in four equal quarterly installments occurring on October 1, 2024, January 1, 2025, April 1, 2025 and July 1, 2025, provided that if the Company's 2025 annual meeting of stockholders occurs before July 1, 2025, the final quarterly vesting installment will vest on the day immediately prior to the date of such annual meeting, in each case, subject to the reporting person continuing in service on the Board as a non-employee director through the applicable vesting date.

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July 01, 2024 Filed Jul 3, 2024 20:15 UTC GrantStock Option (right to buy) · Derivative 64,564 $0.00 Strike: $0.72 $0.00
Disclosure

SEC source: 0000950170-24-081527 · ownership.xml · derivative · entry 1

Ausiello Dennis A · CIK 0001381994 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,564

Underlying: Common Stock · 64,564 shares

Expires 2034-06-30

F1 · derivative.exercise_date: The option vests and becomes exercisable in four equal quarterly installments occurring on October 1, 2024, January 1, 2025, April 1, 2025 and July 1, 2025, provided that if the Company's 2025 annual meeting of stockholders occurs before July 1, 2025, the final quarterly vesting installment will vest on the day immediately prior to the date of such annual meeting, in each case, subject to the reporting person continuing in service on the Board as a non-employee director through the applicable vesting date.

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May 15, 2024 Filed May 18, 2024 00:23 UTC
von Moltke LisaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,968 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · derivative · entry 3

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,657

Underlying: Common Stock · 2,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:23 UTC
von Moltke LisaSee Remarks
SaleCommon Stock 939 $0.94 $882.66
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · nonDerivative · entry 2

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,017

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 11, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.943, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:23 UTC
von Moltke LisaSee Remarks
Exercise / conversionCommon Stock 2,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062061 · ownership.xml · nonDerivative · entry 1

von Moltke Lisa · CIK 0001808592 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:14 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062052 · ownership.xml · derivative · entry 3

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,219

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:14 UTC
DesRosier ThomasChief Legal Officer and EVP
SaleCommon Stock 843 $0.94 $792.42
Disclosure

SEC source: 0000950170-24-062052 · ownership.xml · nonDerivative · entry 2

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,390

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.943, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:14 UTC
DesRosier ThomasChief Legal Officer and EVP
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062052 · ownership.xml · nonDerivative · entry 1

DesRosier Thomas · CIK 0001435744 · Chief Legal Officer and EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062059 · ownership.xml · derivative · entry 3

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,938

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Shaff Eric D.Director · CEO and President
SaleCommon Stock 2,435 $0.94 $2,288.90
Disclosure

SEC source: 0000950170-24-062059 · ownership.xml · nonDerivative · entry 2

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 140,698

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.950451, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Shaff Eric D.Director · CEO and President
Exercise / conversionCommon Stock 7,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062059 · ownership.xml · nonDerivative · entry 1

Shaff Eric D. · CIK 0001643734 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 143,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Young Teresa L.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,656 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062058 · ownership.xml · derivative · entry 3

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,219

Underlying: Common Stock · 2,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units have vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Young Teresa L.See Remarks
SaleCommon Stock 703 $0.94 $660.82
Disclosure

SEC source: 0000950170-24-062058 · ownership.xml · nonDerivative · entry 2

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,658

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 5, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.943, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:18 UTC
Young Teresa L.See Remarks
Exercise / conversionCommon Stock 2,656 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062058 · ownership.xml · nonDerivative · entry 1

Young Teresa L. · CIK 0001814656 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:17 UTC
Henn Matthew RSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,812 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062057 · ownership.xml · derivative · entry 3

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,938

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:17 UTC
Henn Matthew RSee Remarks
SaleCommon Stock 891 $0.94 $837.54
Disclosure

SEC source: 0000950170-24-062057 · ownership.xml · nonDerivative · entry 2

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,357

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on April 13, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.9206 to $0.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:17 UTC
Henn Matthew RSee Remarks
Exercise / conversionCommon Stock 2,812 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062057 · ownership.xml · nonDerivative · entry 1

Henn Matthew R. · CIK 0001767321 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:16 UTC
Ege David S.See Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,968 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062056 · ownership.xml · derivative · entry 3

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,657

Underlying: Common Stock · 2,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

F4 · derivative.expiration_date: The restricted stock units vested and settled as to 25% of the restricted stock units on February 15, 2024. The remainder of the restricted stock units have vested and settled or will vest and settle in 12 equal quarterly installments thereafter. The restricted stock units have no expiration date.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:16 UTC
Ege David S.See Remarks
SaleCommon Stock 1,090 $0.94 $1,024.60
Disclosure

SEC source: 0000950170-24-062056 · ownership.xml · nonDerivative · entry 2

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,734

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 instruction adopted by the reporting person on March 2, 2023, solely with the intent to cover taxes in connection with the vesting of the restricted stock units.

F3 · price: The price reported in column 4 is a weighted average of the sale prices. These shares were sold in multiple transactions at prices ranging from $0.94 to $0.943001, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 15, 2024 Filed May 18, 2024 00:16 UTC
Ege David S.See Remarks
Exercise / conversionCommon Stock 2,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-062056 · ownership.xml · nonDerivative · entry 1

Ege David S. · CIK 0001829360 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:45 UTC GrantStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.76 $0.00
Disclosure

SEC source: 0000950170-24-042653 · ownership.xml · derivative · entry 1

Berenson Stephen · CIK 0001760671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2034-04-03

F1 · derivative.exercise_date: The option vests in full on the earlier of April 4, 2025 or the day immediately prior to the company's 2025 annual meeting of shareholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.