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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 487 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · derivative · entry 9

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487

Underlying: Common Stock · 487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,461 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 711 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · derivative · entry 8

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 711 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,133 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
GrantRestricted Stock Units · Derivative 8,855 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · derivative · entry 7

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 8,855 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,855 RSUs, of which 2,951 shares vest on January 1, 2025 and 2,952 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 364 $10.30 $3,749.20
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 6

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,685

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 937 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 189 $10.30 $1,946.70
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 4

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,112

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 487 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 276 $10.30 $2,842.80
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,814

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:26 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 711 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000005 · wk-form4_1704335146.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionRestricted Stock Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 10

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 9

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 8

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
GrantRestricted Stock Units · Derivative 6,456 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 7

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,456

Underlying: Common Stock · 6,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Tax withholdingCommon Stock 164 $10.30 $1,689.20
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 6

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,679

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionCommon Stock 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 5

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Tax withholdingCommon Stock 45 $10.30 $463.50
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 4

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionCommon Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 3

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Tax withholdingCommon Stock 66 $10.30 $679.80
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 2

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,212

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC
Novak Diane PEVP, CHIEF RISK OFFICER
Exercise / conversionCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 1

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · derivative · entry 11

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,536

Underlying: Common Stock · 767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,303 RSUs, of which 767 shares vest on January 1, 2024 and 768 shares vest on each of January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 373 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · derivative · entry 10

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373

Underlying: Common Stock · 373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,119 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionRestricted Stock Units · Derivative 561 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · derivative · entry 9

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,683 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
GrantRestricted Stock Units · Derivative 7,946 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · derivative · entry 8

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,946

Underlying: Common Stock · 7,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 7,946 RSUs, of which 2,648 shares vest on January 1, 2025 and 2,649 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 236 $10.30 $2,430.80
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 6

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,210

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 767 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 5

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 115 $10.30 $1,184.50
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 4

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,679

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 373 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 3

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Tax withholdingCommon Stock 173 $10.30 $1,781.90
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 2

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,421

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:14 UTC
Parr David LEVP, DIR. OF COMM'L BANKING
Exercise / conversionCommon Stock 561 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000010 · wk-form4_1704420881.xml · nonDerivative · entry 1

Parr David L · CIK 0001866512 · EVP, DIR. OF COMM'L BANKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,699 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · derivative · entry 8

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,399

Underlying: Common Stock · 1,699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F8 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F8 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 5,098 RSUs, of which 1,699 shares vest on each of January 1, 2024 and January 1, 2025, and 1,700 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 882 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · derivative · entry 7

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 883

Underlying: Common Stock · 882 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 2,647 RSUs, of which 882 shares vest on each of January 1, 2023 and January 1, 2024, and 883 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,302 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · derivative · entry 6

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 3,905 RSUs, of which 1,301 shares vest on January 1, 2022 and 1,302 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 16,052 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · derivative · entry 5

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,052

Underlying: Common Stock · 16,052 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 16,052 RSUs, of which 5,350 shares vest on January 1, 2025 and 5,351 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,699 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · nonDerivative · entry 3

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 882 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · nonDerivative · entry 2

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:16 UTC
MICHEL JOHNEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000012 · wk-form4_1704420977.xml · nonDerivative · entry 1

MICHEL JOHN · CIK 0001594287 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · balance_after: Excludes 1,807 shares transferred to the J. Michel and R. Michel TTEE, The Michel Family Tr U/A DTD 6/14/18 subsequent to the prior Form 4 filed for this reporting person.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · derivative · entry 11

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 1,954 RSUs, of which 651 shares vest on each of January 1, 2024 and January 1, 2025, and 652 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · derivative · entry 10

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335

Underlying: Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,005 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionRestricted Stock Units · Derivative 471 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · derivative · entry 9

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022 and 471 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,412 RSUs, of which 470 shares vest on January 1, 2022 and 471 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
GrantRestricted Stock Units · Derivative 6,389 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · derivative · entry 8

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 6,389 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 6,389 RSUs, of which 2,129 shares vest on January 1, 2025 and 2,130 shares vest each on January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 201 $10.30 $2,070.30
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 6

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,923.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 651 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 5

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,124.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 104 $10.30 $1,071.20
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 4

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,473.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 3

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,577.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Tax withholdingCommon Stock 145 $10.30 $1,493.50
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 2

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,242.2

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
LEMON PAULETTEEVP - Retail Banking Director
Exercise / conversionCommon Stock 471 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000009 · wk-form4_1704420825.xml · nonDerivative · entry 1

LEMON PAULETTE · CIK 0001529657 · EVP - Retail Banking Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,387.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 1,043 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · derivative · entry 11

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,087

Underlying: Common Stock · 1,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F7 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F7 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 3,130 RSUs, of which 1,043 shares vest on each of January 1, 2024 and January 1, 2025, and 1,044 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 542 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · derivative · entry 10

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,625 RSUs, of which 541 shares vest on January 1, 2023 and 542 shares vest each on January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 791 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · derivative · entry 9

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 2,373 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 01, 2024 Filed Jan 5, 2024 02:13 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
GrantRestricted Stock Units · Derivative 9,849 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000008 · wk-form4_1704420772.xml · derivative · entry 8

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,849

Underlying: Common Stock · 9,849 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 9,849 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 9,849 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.