Last 12 months
Inside the activity.
2 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 7 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 5 |
| Jul 2026 | 1 | 1 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2023 Filed Mar 13, 2023 18:30 UTC |
RAMIREZ MARIA FDirector
|
PurchaseCommon Stock | 1,000 | $27.50 | $27,500.00 |
DisclosureSEC source: 0001567619-23-004955 · doc1.xml · nonDerivative · entry 1 RAMIREZ MARIA F · CIK 0001233336 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,000 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 13:08 UTC |
RAMIREZ MARIA FDirector
|
PurchaseCommon Stock | 1,000 | $21.22 | $21,220.00 |
DisclosureSEC source: 0001567619-23-004901 · doc1.xml · nonDerivative · entry 1 RAMIREZ MARIA F · CIK 0001233336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,057 F1 · balance_after: Includes restricted stock units which vest 100% on January 24, 2024. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:04 UTC |
GUTMAN HARVEYDirector
|
PurchaseCommon Stock | 1,000 | $22.24 | $22,240.00 |
DisclosureSEC source: 0001567619-23-004894 · doc1.xml · nonDerivative · entry 1 GUTMAN HARVEY · CIK 0001229895 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,143 F1 · balance_after: Includes restricted stock units which vest 100% on January 24, 2024. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 13:06 UTC |
Fredston Dale CDirector
|
PurchaseCommon Stock | 2,000 | $14.98 | $29,960.00 |
DisclosureSEC source: 0001567619-23-004899 · doc1.xml · nonDerivative · entry 1 Fredston Dale C · CIK 0001327439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,668 F1 · balance_after: Includes restricted stock units which vest 100% on January 24, 2024. Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 100 | $21.53 | $2,153.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 17 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,517 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 269 | $21.47 | $5,775.43 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 16 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,417 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 69 | $21.43 | $1,478.67 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 15 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,148 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 200 | $21.42 | $4,284.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 14 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 20,079 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 19 | $21.42 | $406.89 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 13 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,879 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 4,800 | $22.11 | $106,104.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 12 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 19,860 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 200 | $22.10 | $4,420.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 11 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 15,060 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 50 | $22.00 | $1,100.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 10 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,860 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 50 | $21.99 | $1,099.50 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 9 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,810 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 85 | $21.98 | $1,868.30 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 8 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,760 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 155 | $21.97 | $3,405.35 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 7 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,675 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 65 | $21.96 | $1,427.40 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 6 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,520 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 45 | $21.93 | $986.85 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 5 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,455 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 50 | $21.91 | $1,095.50 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 4 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,410 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 100 | $21.90 | $2,190.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 3 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,360 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 14,100 | $25.15 | $354,615.00 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 2 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 14,260 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:34 UTC |
DeFazio Mark RDirector · President and CEO
|
PurchaseCommon Stock | 160 | $25.08 | $4,012.80 |
DisclosureSEC source: 0001567619-23-004911 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 160 Read SEC document |
| March 13, 2023 Filed Mar 13, 2023 17:05 UTC |
Wolf George J JrDirector
|
PurchaseCommon Stock | 2,300 | $21.63 | $49,748.08 |
DisclosureSEC source: 0001567619-23-004897 · doc1.xml · nonDerivative · entry 1 Wolf George J Jr · CIK 0001720770 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,215 F1 · balance_after: Includes restricted stock units which vest 100% on January 24, 2024. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:08 UTC |
DeFazio Mark RDirector · President and CEO
|
Exercise / conversionStock Options · Derivative | 70,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 6 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2025-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:08 UTC |
DeFazio Mark RDirector · President and CEO
|
Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 5 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2024-03-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:08 UTC |
DeFazio Mark RDirector · President and CEO
|
Exercise / conversionStock Options · Derivative | 74,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 4 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 74,000 shares Expires 2023-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:08 UTC |
DeFazio Mark RDirector · President and CEO
|
Exercise / conversionStock Options · Derivative | 46,200 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004569 · doc1.xml · derivative · entry 3 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 46,200 shares Expires 2023-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 19:08 UTC |
DeFazio Mark RDirector · President and CEO
|
Exercise / conversionCommon Stock | 220,200 | $18.00 | $3,963,600.00 |
DisclosureSEC source: 0001567619-23-004569 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F4 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. Read SEC document |
| March 06, 2023 Filed Apr 28, 2023 21:13 UTC Amendment |
DeFazio Mark RDirector · President and CEO
|
OtherStock Options · Derivative | 0 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-23-053158 · tm2314103-1_4aseq1.xml · derivative · entry 5 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2025-06-01 F1 · kind: On March 6, 2023, Metropolitan Bank Holding Corp. (the "Company") purported to make a loan to the Reporting Person in the amount of $7,468,000, with a fixed interest rate of 5.708% per annum (the "2023 Loan"), and the Reporting Person used substantially all of the proceeds of the 2023 Loan to exercise certain existing stock options (the "Option Shares") and satisfy withholding tax obligations in connection with such exercise (the "Option Exercise"). On April 26, 2023, the Company and the Reporting Person entered into a Rescission Agreement (the "Rescission Agreement"). The Rescission Agreement provided, among other things, that the 2023 Loan and the Option Exercise would be rescinded and deemed null and void. The Company's Board of Directors approved the Rescission Agreement in accordance with Rule 16b-3 under the Securities Exchange Act of 1934. F7 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Apr 28, 2023 21:13 UTC Amendment |
DeFazio Mark RDirector · President and CEO
|
OtherStock Options · Derivative | 0 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-23-053158 · tm2314103-1_4aseq1.xml · derivative · entry 4 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2024-03-18 F1 · kind: On March 6, 2023, Metropolitan Bank Holding Corp. (the "Company") purported to make a loan to the Reporting Person in the amount of $7,468,000, with a fixed interest rate of 5.708% per annum (the "2023 Loan"), and the Reporting Person used substantially all of the proceeds of the 2023 Loan to exercise certain existing stock options (the "Option Shares") and satisfy withholding tax obligations in connection with such exercise (the "Option Exercise"). On April 26, 2023, the Company and the Reporting Person entered into a Rescission Agreement (the "Rescission Agreement"). The Rescission Agreement provided, among other things, that the 2023 Loan and the Option Exercise would be rescinded and deemed null and void. The Company's Board of Directors approved the Rescission Agreement in accordance with Rule 16b-3 under the Securities Exchange Act of 1934. F7 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Apr 28, 2023 21:13 UTC Amendment |
DeFazio Mark RDirector · President and CEO
|
OtherStock Options · Derivative | 0 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-23-053158 · tm2314103-1_4aseq1.xml · derivative · entry 3 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 74,000 shares Expires 2023-12-02 F1 · kind: On March 6, 2023, Metropolitan Bank Holding Corp. (the "Company") purported to make a loan to the Reporting Person in the amount of $7,468,000, with a fixed interest rate of 5.708% per annum (the "2023 Loan"), and the Reporting Person used substantially all of the proceeds of the 2023 Loan to exercise certain existing stock options (the "Option Shares") and satisfy withholding tax obligations in connection with such exercise (the "Option Exercise"). On April 26, 2023, the Company and the Reporting Person entered into a Rescission Agreement (the "Rescission Agreement"). The Rescission Agreement provided, among other things, that the 2023 Loan and the Option Exercise would be rescinded and deemed null and void. The Company's Board of Directors approved the Rescission Agreement in accordance with Rule 16b-3 under the Securities Exchange Act of 1934. F7 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Apr 28, 2023 21:13 UTC Amendment |
DeFazio Mark RDirector · President and CEO
|
OtherStock Options · Derivative | 0 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001104659-23-053158 · tm2314103-1_4aseq1.xml · derivative · entry 2 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,200 Underlying: Common Stock · 46,200 shares Expires 2023-10-22 F1 · kind: On March 6, 2023, Metropolitan Bank Holding Corp. (the "Company") purported to make a loan to the Reporting Person in the amount of $7,468,000, with a fixed interest rate of 5.708% per annum (the "2023 Loan"), and the Reporting Person used substantially all of the proceeds of the 2023 Loan to exercise certain existing stock options (the "Option Shares") and satisfy withholding tax obligations in connection with such exercise (the "Option Exercise"). On April 26, 2023, the Company and the Reporting Person entered into a Rescission Agreement (the "Rescission Agreement"). The Rescission Agreement provided, among other things, that the 2023 Loan and the Option Exercise would be rescinded and deemed null and void. The Company's Board of Directors approved the Rescission Agreement in accordance with Rule 16b-3 under the Securities Exchange Act of 1934. F7 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 06, 2023 Filed Apr 28, 2023 21:13 UTC Amendment |
DeFazio Mark RDirector · President and CEO
|
OtherCommon Stock | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-053158 · tm2314103-1_4aseq1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,532 F1 · kind: On March 6, 2023, Metropolitan Bank Holding Corp. (the "Company") purported to make a loan to the Reporting Person in the amount of $7,468,000, with a fixed interest rate of 5.708% per annum (the "2023 Loan"), and the Reporting Person used substantially all of the proceeds of the 2023 Loan to exercise certain existing stock options (the "Option Shares") and satisfy withholding tax obligations in connection with such exercise (the "Option Exercise"). On April 26, 2023, the Company and the Reporting Person entered into a Rescission Agreement (the "Rescission Agreement"). The Rescission Agreement provided, among other things, that the 2023 Loan and the Option Exercise would be rescinded and deemed null and void. The Company's Board of Directors approved the Rescission Agreement in accordance with Rule 16b-3 under the Securities Exchange Act of 1934. F2 · price: Not applicable. F3 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F4 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. F5 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F6 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 22:29 UTC |
DeFazio Mark RDirector · President and CEO
|
GrantCommon Stock | 17,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004070 · doc1.xml · nonDerivative · entry 3 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,177 F4 · shares: Restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 22:29 UTC |
DeFazio Mark RDirector · President and CEO
|
GrantCommon Stock | 8,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004070 · doc1.xml · nonDerivative · entry 2 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,314 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:43 UTC |
Capra LauraEVP/Head of Retail Banking
|
Tax withholdingCommon Stock | 1,261 | $55.91 | $70,502.51 |
DisclosureSEC source: 0001567619-23-004462 · doc1.xml · nonDerivative · entry 2 Capra Laura · CIK 0001803006 · EVP/Head of Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,477 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:43 UTC |
Capra LauraEVP/Head of Retail Banking
|
GrantCommon Stock | 6,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004462 · doc1.xml · nonDerivative · entry 1 Capra Laura · CIK 0001803006 · EVP/Head of Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,738 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:41 UTC |
Lublin ScottEVP and CLO
|
Tax withholdingCommon Stock | 1,521 | $55.91 | $85,039.11 |
DisclosureSEC source: 0001567619-23-004460 · doc1.xml · nonDerivative · entry 2 Lublin Scott · CIK 0001742369 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,374 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 19:41 UTC |
Lublin ScottEVP and CLO
|
GrantCommon Stock | 9,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004460 · doc1.xml · nonDerivative · entry 1 Lublin Scott · CIK 0001742369 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,895 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:46 UTC |
DeFazio Mark RDirector · President and CEO
|
Tax withholdingCommon Stock | 2,645 | $55.91 | $147,881.95 |
DisclosureSEC source: 0001567619-23-004468 · doc1.xml · nonDerivative · entry 1 DeFazio Mark R · CIK 0001720742 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,532 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. F3 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F4 · balance_after: Includes restricted stock units granted on March 1, 2023 that vest 100% on March 1, 2024. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:45 UTC |
Guarino Michael ASVP and Legal Counsel
|
Tax withholdingCommon Stock | 673 | $55.91 | $37,627.43 |
DisclosureSEC source: 0001567619-23-004466 · doc1.xml · nonDerivative · entry 2 Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,049 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:45 UTC |
Guarino Michael ASVP and Legal Counsel
|
GrantCommon Stock | 4,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004466 · doc1.xml · nonDerivative · entry 1 Guarino Michael A · CIK 0001720767 · SVP and Legal Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,722 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:44 UTC |
Rosenberg NickEVP, Head of Global Payments
|
Tax withholdingCommon Stock | 3,095 | $55.91 | $173,041.45 |
DisclosureSEC source: 0001567619-23-004464 · doc1.xml · nonDerivative · entry 2 Rosenberg Nick · CIK 0001720773 · EVP, Head of Global Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,076 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:44 UTC |
Rosenberg NickEVP, Head of Global Payments
|
GrantCommon Stock | 7,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004464 · doc1.xml · nonDerivative · entry 1 Rosenberg Nick · CIK 0001720773 · EVP, Head of Global Payments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,171 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:41 UTC |
Berrios Dixiana MEVP and COO
|
Tax withholdingCommon Stock | 923 | $55.91 | $51,604.93 |
DisclosureSEC source: 0001567619-23-004458 · doc1.xml · nonDerivative · entry 2 Berrios Dixiana M · CIK 0001820056 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,555 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:41 UTC |
Berrios Dixiana MEVP and COO
|
GrantCommon Stock | 5,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004458 · doc1.xml · nonDerivative · entry 1 Berrios Dixiana M · CIK 0001820056 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,478 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:39 UTC |
Scott NormanSVP and CCO
|
Tax withholdingCommon Stock | 48 | $55.91 | $2,683.68 |
DisclosureSEC source: 0001567619-23-004454 · doc1.xml · nonDerivative · entry 2 Scott Norman · CIK 0001899864 · SVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,185 F1 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:39 UTC |
Scott NormanSVP and CCO
|
GrantCommon Stock | 5,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004454 · doc1.xml · nonDerivative · entry 1 Scott Norman · CIK 0001899864 · SVP and CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,233 F2 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:40 UTC |
Sigrist GregEVP and CFO
|
Tax withholdingCommon Stock | 1,162 | $55.91 | $64,967.42 |
DisclosureSEC source: 0001567619-23-004456 · doc1.xml · nonDerivative · entry 2 Sigrist Greg · CIK 0001740361 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,842 F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| March 01, 2023 Filed Mar 4, 2023 00:40 UTC |
Sigrist GregEVP and CFO
|
GrantCommon Stock | 6,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004456 · doc1.xml · nonDerivative · entry 1 Sigrist Greg · CIK 0001740361 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,004 F3 · shares: Restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 17:30 UTC |
Lublin ScottEVP and CLO
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-004072 · doc1.xml · nonDerivative · entry 1 Lublin Scott · CIK 0001742369 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,401 F3 · shares: On May 3, 2021 the reporting person was granted 30,000 restricted stock units which vests at a rate of 33% per year commencing on February 28, 2022, subject to the satisfaction of certain performance criteria. The performance criteria for the fiscal year ended December 31, 2022 were met, resulting in the vesting of 10,000 restricted stock units. F1 · balance_after: Includes restricted stock units granted on February 24, 2021 that vest at a rate of 33.3% per year commencing on March 1, 2022. F2 · balance_after: Includes restricted stock units granted on February 23, 2022 that vest at a rate of 33.3% per year commencing on March 1, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.