Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2025 Filed Feb 22, 2025 00:22 UTC |
Cantor EricDirector · Vice Chairman, MD
|
SaleClass A Common Stock | 16,530 | $74.00 | $1,223,220.00 |
DisclosureSEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,805 F2 · security: Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:22 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 1.5 | $74.00 | $111.00 |
DisclosureSEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,335 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:22 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 37,612.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025109 · ownership.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,336.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 4,357.63 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,357.63 Underlying: Class A Common Stock · 4,357.63 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 7,466.71 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,466.71 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC |
SIMON JOSEPHChief Financial Officer
|
SaleClass A Common Stock | 5,758 | $74.00 | $426,092.00 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,832 F2 · security: Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 1.35 | $74.00 | $99.90 |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,590 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:20 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A common Stock | 11,824.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025105 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,591.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:19 UTC |
MOELIS KENNETHDirector · Chairman, CEO
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 58,860.53 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025100 · ownership.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 58,860.53 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:19 UTC |
MOELIS KENNETHDirector · Chairman, CEO
|
SaleClass A Common Stock | 9,712 | $74.00 | $718,688.00 |
DisclosureSEC source: 0000950170-25-025100 · ownership.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,235 F2 · security: Class A Common Stock sold by Mr. Moelis in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:19 UTC |
MOELIS KENNETHDirector · Chairman, CEO
|
Tax withholdingClass A Common Stock | 0.53 | $74.00 | $39.22 |
DisclosureSEC source: 0000950170-25-025100 · ownership.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,947 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:19 UTC |
MOELIS KENNETHDirector · Chairman, CEO
|
Exercise / conversionClass A Common Stock | 58,860.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025100 · ownership.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,947.53 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2023 Incentive Restricted Stock Units · Derivative | 398.92 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · derivative · entry 8 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,596.73 Underlying: Class A Common Stock · 398.92 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2022 Incentive Restricted Stock Units · Derivative | 581.07 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · derivative · entry 7 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,743.21 Underlying: Class A Common Stock · 581.07 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative | 368.73 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 737.45 Underlying: Class A Common Stock · 368.73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 426.46 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 426.46 Underlying: Class A Common Stock · 426.46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 736.3 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 736.3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
SaleClass A Common Stock | 1,282 | $74.00 | $94,868.00 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · nonDerivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,227 F2 · security: Class A Common Stock sold by Mr. Callesano in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Tax withholdingClass A Common Stock | 2.48 | $74.00 | $183.52 |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,509 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:18 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversionClass A Common Stock | 2,511.48 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025098 · ownership.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,511.48 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:16 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 18,757.56 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025094 · ownership.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,757.56 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:16 UTC |
RAICH JEFFREYCo-President, MD
|
SaleClass A Common Stock | 8,722 | $74.00 | $645,428.00 |
DisclosureSEC source: 0000950170-25-025094 · ownership.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,794 F2 · security: Class A Common Stock sold by Mr. Raich in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:16 UTC |
RAICH JEFFREYCo-President, MD
|
Tax withholdingClass A Common Stock | 0.56 | $74.00 | $41.44 |
DisclosureSEC source: 0000950170-25-025094 · ownership.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,516 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:16 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversionClass A Common Stock | 18,757.56 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025094 · ownership.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,516.56 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2023 Incentive Restricted Stock Units · Derivative | 1,519.86 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,083.59 Underlying: Class A Common Stock · 1,519.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2022 Incentive Restricted Stock Units · Derivative | 1,919.72 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,762.44 Underlying: Class A Common Stock · 1,919.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative | 2,014.7 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,029.41 Underlying: Class A Common Stock · 2,014.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 2,136.17 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,136.17 Underlying: Class A Common Stock · 2,136.17 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 4,413.46 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,413.46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
SaleClass A Common Stock | 5,661 | $74.00 | $418,914.00 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,471 F2 · security: Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Tax withholdingClass A Common Stock | 2.91 | $74.00 | $215.34 |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,132 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:15 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversionClass A Common Stock | 12,003.91 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025090 · ownership.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,134.91 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 57,008.98 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 57,008.98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
SaleClass A Common Stock | 9,406 | $74.00 | $696,044.00 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197,602 F2 · security: Class A Common Stock sold by Mr. Mahmoodzadegan in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Tax withholdingClass A Common Stock | 0.98 | $74.00 | $72.52 |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,008 Read SEC document |
| February 19, 2025 Filed Feb 22, 2025 00:13 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversionClass A Common Stock | 57,008.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-025087 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 207,008.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2022 Vested LP Units of MCGEH · Derivative | 7,724 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,588 Underlying: Class A Common Stock · 7,724 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F5 · derivative.exercise_date: The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on or about February 23, 2025, and (b) and 20% on or about each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. F5 · derivative.expiration_date: The 2022 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on or about February 23, 2025, and (b) and 20% on or about each of February 23, 2026, February 23, 2027 and February 23, 2028. These 2022 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). In addition, the 2022 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2021 LP Units of MCGEH · Derivative | 3,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,724 Underlying: Class A Common Stock · 3,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vests on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vests on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2021 Vested LP Units of MCGEH · Derivative | 5,682 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,682 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2021 Vested LP Units, 2021 LP Units and 2022 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F3 · derivative.exercise_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F3 · derivative.expiration_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:05 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 16,767 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024460 · ownership.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,767 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2022 and 2023 for compensation awarded for the 2021 and 2022 fiscal years (the "2021 Vested LP Units", " "2021 LP Units" and "2022 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:04 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversion2021 Vested LP Units of MCGEH · Derivative | 11,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024457 · ownership.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,250 Underlying: Class A Common Stock · 11,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 LP Units and 2021 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F5 · derivative.exercise_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F5 · derivative.expiration_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:04 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversion2021 LP Units of MCGEH · Derivative | 16,422 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024457 · ownership.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,844 Underlying: Class A Common Stock · 16,422 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 LP Units and 2021 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:04 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversion2020 LP Units of MCGEH · Derivative | 16,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024457 · ownership.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,493 Underlying: Class A Common Stock · 16,493 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 LP Units and 2021 Vested LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F3 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F3 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:04 UTC |
RAICH JEFFREYCo-President, MD
|
Exercise / conversionClass A Common Stock | 44,759 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024457 · ownership.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units", "2021 LP Units" and "2021 Vested LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversion2022 LP Units of MCGEH · Derivative | 23,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,966 Underlying: Class A Common Stock · 23,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F6 · derivative.exercise_date: The 2022 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2025, and (b) and 20% vests on or about each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F6 · derivative.expiration_date: The 2022 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2025, and (b) and 20% vests on or about each of February 23, 2026, February 23, 2027 and February 23, 2028, These 2022 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversion2021 LP Units of MCGEH · Derivative | 28,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,724 Underlying: Class A Common Stock · 28,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F5 · derivative.exercise_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F5 · derivative.expiration_date: The 2021 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2024, and (b) and 20% vests on or about each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversion2021 Vested LP Units of MCGEH · Derivative | 68,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 68,188 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F4 · derivative.exercise_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F4 · derivative.expiration_date: The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
|
Exercise / conversion2020 LP Units of MCGEH · Derivative | 30,421 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · derivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,421 Underlying: Class A Common Stock · 30,421 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Certain of the 2020 LP Units, 2021 Vested LP Units, 2021 LP Units and 2022 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F1 · derivative.exercise_price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. F3 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F3 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on or about February 23, 2023, and (b) and 20% vests on or about each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:02 UTC |
MAHMOODZADEGAN NAVIDCo-President, MD
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Exercise / conversionClass A Common Stock | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024455 · ownership.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 18, 2025 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021, 2022 and 2023 for compensation awarded for the 2020, 2021 and 2022 fiscal years (the "2020 LP Units", "2021 Vested LP Units", "2021 LP Units" and "2022 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3. Read SEC document |
| February 18, 2025 Filed Feb 21, 2025 00:00 UTC |
MOELIS KENNETHDirector · Chairman, CEO
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Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 3,453 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-25-024453 · ownership.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,328,166 Underlying: Class A Common Stock, par value $0.01 · 1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F7 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F2 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Group Units were exchanged for Class A common stock by certain selling Stockholders. F7 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F7 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.