Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2017 Filed Mar 21, 2017 20:17 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2014 Incentive RSUs Granted in 2015 · Derivative | 182.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004974 · edgar.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,880.86 Underlying: Class A Common Stock · 182.06 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:17 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2014 LTI Restricted Stock Units · Derivative | 164.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004974 · edgar.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,066.53 Underlying: Class A Common Stock · 164.57 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs. F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:17 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2014 Incentive Restricted Stock Units · Derivative | 246.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004974 · edgar.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,599.79 Underlying: Class A Common Stock · 246.85 shares Expires not disclosed F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:16 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Grant2016 Incentive RSUs · Derivative | 180.02 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004973 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,669.02 Underlying: Class A Common Stock · 180.02 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:16 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Grant2015 Incentive RSUs · Derivative | 208.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004973 · edgar.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,622.46 Underlying: Class A Common Stock · 208.5 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:16 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Grant2014 Incentive RSUs Granted in 2015 · Derivative | 206.57 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004973 · edgar.xml · derivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,422.06 Underlying: Class A Common Stock · 206.57 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:16 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Grant2014 Incentive Restricted Stock Units · Derivative | 239.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004973 · edgar.xml · derivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,868.37 Underlying: Class A Common Stock · 239.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:15 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Grant2016 Incentive RSUs · Derivative | 887.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004970 · edgar.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,012.26 Underlying: Class A Common Stock · 887.26 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:15 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Grant2015 Incentive RSUs · Derivative | 871.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004970 · edgar.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,389.77 Underlying: Class A Common Stock · 871.62 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:15 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Grant2014 Incentive RSUs Granted in 2015 · Derivative | 1,199.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004970 · edgar.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,360.13 Underlying: Class A Common Stock · 1,199.19 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:15 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Grant2014 Incentive Restricted Stock Units · Derivative | 705.3 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004970 · edgar.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,142.28 Underlying: Class A Common Stock · 705.3 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:46 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Grant2016 Incentive RSUs · Derivative | 91,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003133 · edgar.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,125 Underlying: Class A Common Stock · 91,125 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
Grant2016 Incentive RSUs · Derivative | 2,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 Underlying: Class A Common Stock · 2,416 shares Expires not disclosed F3 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021. F4 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:49 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Grant2016 Incentive RSUs · Derivative | 11,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003140 · edgar.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885 Underlying: Class A Common Stock · 11,885 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:48 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Grant2016 Incentive RSUs · Derivative | 11,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003139 · edgar.xml · derivative · entry 5 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,885 Underlying: Class A Common Stock · 11,885 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:47 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Grant2016 Incentive RSUs · Derivative | 18,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003138 · edgar.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,489 Underlying: Class A Common Stock · 18,489 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:46 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Grant2016 Incentive RSUs · Derivative | 91,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003135 · edgar.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,125 Underlying: Class A Common Stock · 91,125 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:45 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Grant2016 Incentive RSUs · Derivative | 13,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,206 Underlying: Class A Common Stock · 13,206 shares Expires not disclosed F3 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F4 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:44 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Grant2016 Incentive RSUs · Derivative | 91,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003128 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,125 Underlying: Class A Common Stock · 91,125 shares Expires not disclosed F5 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F5 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F6 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:44 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2016 Incentive RSUs · Derivative | 17,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003129 · edgar.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,168 Underlying: Class A Common Stock · 17,168 shares Expires not disclosed F3 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F4 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversion2015 Incentive RSUs · Derivative | 22,378.7343 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003133 · edgar.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,518.1547 Underlying: Class A Common Stock · 22,378.7343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
SaleClass A Common Stock | 22,378 | $36.99 | $827,762.22 |
DisclosureSEC source: 0001179110-17-003133 · edgar.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 0.7343 | $27.16 | $19.94 |
DisclosureSEC source: 0001179110-17-003133 · edgar.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,378 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
GrantClass A Common Stock | 22,378.7343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003133 · edgar.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,378.7343 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
Exercise / conversion2015 Incentive RSUs · Derivative | 849.9476 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549.8428 Underlying: Class A Common Stock · 849.9476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 482.8706 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 966.9015 Underlying: Class A Common Stock · 482.8706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
SaleClass A Common Stock | 1,532 | $36.99 | $56,668.68 |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 3 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
Tax withholdingClass A Common Stock | 493.8236 | $36.99 | $18,266.53 |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
Callesano ChristopherSVP & Principal Acct Officer
|
GrantClass A Common Stock | 1,332.8236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025.8236 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Exercise / conversion2015 Incentive RSUs · Derivative | 3,466.3269 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003140 · edgar.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,866.3806 Underlying: Class A Common Stock · 3,466.3269 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
SaleClass A Common Stock | 3,466 | $36.99 | $128,207.34 |
DisclosureSEC source: 0001179110-17-003140 · edgar.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Disposition to issuerClass A Common Stock | 0.3269 | $12.09 | $3.95 |
DisclosureSEC source: 0001179110-17-003140 · edgar.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:49 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
GrantClass A Common Stock | 3,466.3269 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003140 · edgar.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,597.3269 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:48 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Exercise / conversion2015 Incentive RSUs · Derivative | 10,092.0546 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003139 · edgar.xml · derivative · entry 4 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,371.4371 Underlying: Class A Common Stock · 10,092.0546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:48 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
SaleClass A Common Stock | 10,092 | $36.99 | $373,303.08 |
DisclosureSEC source: 0001179110-17-003139 · edgar.xml · nonDerivative · entry 3 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:48 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Disposition to issuerClass A Common Stock | 0.0546 | $2.01 | $0.11 |
DisclosureSEC source: 0001179110-17-003139 · edgar.xml · nonDerivative · entry 2 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:48 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
GrantClass A Common Stock | 10,092.0546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003139 · edgar.xml · nonDerivative · entry 1 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,092.0546 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:47 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversion2015 Incentive RSUs · Derivative | 5,352.9529 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003138 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,413.9572 Underlying: Class A Common Stock · 5,352.9529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:47 UTC |
CRAIN ELIZABETHChief Operating Officer
|
SaleClass A Common Stock | 5,352 | $36.99 | $197,970.48 |
DisclosureSEC source: 0001179110-17-003138 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:47 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Disposition to issuerClass A Common Stock | 0.9529 | $35.24 | $33.58 |
DisclosureSEC source: 0001179110-17-003138 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,352 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:47 UTC |
CRAIN ELIZABETHChief Operating Officer
|
GrantClass A Common Stock | 5,352.9529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003138 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,352.9529 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversion2015 Incentive RSUs · Derivative | 22,378.7343 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003135 · edgar.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,518.1547 Underlying: Class A Common Stock · 22,378.7343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
SaleClass A Common Stock | 22,378 | $36.99 | $827,762.22 |
DisclosureSEC source: 0001179110-17-003135 · edgar.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 0.7343 | $27.16 | $19.94 |
DisclosureSEC source: 0001179110-17-003135 · edgar.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,378 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $36.99. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:46 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
GrantClass A Common Stock | 22,378.7343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003135 · edgar.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,378.7343 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2015 Incentive RSUs · Derivative | 4,387.1035 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,552.7056 Underlying: Class A Common Stock · 4,387.1035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Tax withholdingClass A Common Stock | 1,579.1035 | $36.99 | $58,411.04 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,808 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC |
Cantor EricDirector · MD & Vice Chairman
|
GrantClass A Common Stock | 4,387.1035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387.1035 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:44 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversion2015 Incentive RSUs · Derivative | 35,982.1879 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003128 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,931.9715 Underlying: Class A Common Stock · 35,982.1879 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:44 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 35,982 | $36.99 | $1,330,974.18 |
DisclosureSEC source: 0001179110-17-003128 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,153 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.