MC

SEC source: 0001179110-17-006277 · edgar.xml · derivative · entry 4

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,259.3519

Underlying: Class A Common Stock · 14,626.0191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were settled for Class A common stock on April 26, 2017.

F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017.

F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017.

F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017.

SEC source: 0001179110-17-006277 · edgar.xml · nonDerivative · entry 3

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001179110-17-006277 · edgar.xml · nonDerivative · entry 2

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626

F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash.

F3 · price: Based on the price per share of Class A common stock of $38.12.

SEC source: 0001179110-17-006277 · edgar.xml · nonDerivative · entry 1

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626.0191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 10

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F3 · derivative.exercise_price: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F4 · derivative.exercise_date: Pursuant to the Limited Partnership Agreement of Group LP (the "Partnership Agreement"), Group LP Class A partnership units held by the reporting person are exchangeable for Moelis & Company Class A common stock upon the Company periodically providing an exchange date for certain holders to exchange Group LP partnership units for Moelis & Company Class A common stock.

F4 · derivative.expiration_date: Pursuant to the Limited Partnership Agreement of Group LP (the "Partnership Agreement"), Group LP Class A partnership units held by the reporting person are exchangeable for Moelis & Company Class A common stock upon the Company periodically providing an exchange date for certain holders to exchange Group LP partnership units for Moelis & Company Class A common stock.

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 9

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485.6713

Underlying: Class A Common Stock · 1,828.5568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017.

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 8

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365.7114

Underlying: Class A Common Stock · 365.7114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017.

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194.2862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0001179110-17-005574 · edgar.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,852

Underlying: Class A Common Stock · 26,852 shares

Expires not disclosed

F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan

F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan

F2 · derivative.exercise_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022.

F2 · derivative.expiration_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022.

F5 · derivative.underlying_shares: RSUs granted based on $37.24 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to March 31, 2017.

SEC source: 0001179110-17-005574 · edgar.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Class A Common Stock · 2,685 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan

F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan

F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022.

F3 · derivative.exercise_date: If after March 31, 2019, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position.

F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after March 31, 2019 to take a full-time elected or appointed position in federal government, state government, or a national political party.

F5 · derivative.underlying_shares: RSUs granted based on $37.24 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to March 31, 2017.

SEC source: 0001179110-17-004976 · edgar.xml · nonDerivative · entry 2

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884.86

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-17-004976 · edgar.xml · nonDerivative · entry 1

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576.59

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: Stub Annual RSUs were issued as dividend equivalents on holder's underlying Stub Annual RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Stub Annual RSUs will vest concurrently with the vesting of the underlying Stub Annual RSUs.

SEC source: 0001179110-17-004977 · edgar.xml · nonDerivative · entry 3

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235.74

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2016 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2016. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0001179110-17-004977 · edgar.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884.86

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-17-004977 · edgar.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,582.17

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2015 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 10, 2015 (and dividend equivalents thereon). The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-17-004969 · edgar.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942.96

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2016 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2016. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0001179110-17-004969 · edgar.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,884.86

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-17-004969 · edgar.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006.02

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2015 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on November 4, 2015 (and dividend equivalents thereon). The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-17-004971 · edgar.xml · derivative · entry 4

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000.72

Underlying: Class A Common Stock · 115.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004971 · edgar.xml · derivative · entry 3

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,764.53

Underlying: Class A Common Stock · 393.09 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004971 · edgar.xml · derivative · entry 2

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,833.44

Underlying: Class A Common Stock · 490.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004971 · edgar.xml · derivative · entry 1

LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,885.37

Underlying: Class A Common Stock · 423.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,234.58

Underlying: Class A Common Stock · 28.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

SEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,452.73

Underlying: Class A Common Stock · 149 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 37.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 43.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 38.87 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 28.60 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 37.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 43.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 38.87 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 28.60 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

SEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,723.62

Underlying: Class A Common Stock · 170.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

SEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 2

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,919.95

Underlying: Class A Common Stock · 153.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 36.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 38.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 40.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 37.81 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 36.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 38.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 40.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 37.81 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

SEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,497.82

Underlying: Class A Common Stock · 332.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs.

SEC source: 0001179110-17-004981 · edgar.xml · derivative · entry 4

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,012.26

Underlying: Class A Common Stock · 887.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004981 · edgar.xml · derivative · entry 3

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,389.77

Underlying: Class A Common Stock · 871.62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004981 · edgar.xml · derivative · entry 2

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,360.13

Underlying: Class A Common Stock · 1,199.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004981 · edgar.xml · derivative · entry 1

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,142.28

Underlying: Class A Common Stock · 705.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 4

MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,012.26

Underlying: Class A Common Stock · 887.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 3

MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,333.41

Underlying: Class A Common Stock · 1,401.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 2

MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,283.06

Underlying: Class A Common Stock · 1,111.66 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004980 · edgar.xml · derivative · entry 1

MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,523.04

Underlying: Class A Common Stock · 940.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439.52

Underlying: Class A Common Stock · 23.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574.67

Underlying: Class A Common Stock · 24.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976.31

Underlying: Class A Common Stock · 9.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314.22

Underlying: Class A Common Stock · 70.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731.42

Underlying: Class A Common Stock · 7.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004975 · edgar.xml · derivative · entry 5

WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000.72

Underlying: Class A Common Stock · 115.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004975 · edgar.xml · derivative · entry 4

WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,001.39

Underlying: Class A Common Stock · 135.01 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004975 · edgar.xml · derivative · entry 3

WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800.53

Underlying: Class A Common Stock · 113.79 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004975 · edgar.xml · derivative · entry 2

WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,190.38

Underlying: Class A Common Stock · 117.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

SEC source: 0001179110-17-004975 · edgar.xml · derivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677.99

Underlying: Class A Common Stock · 122.25 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004974 · edgar.xml · derivative · entry 5

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,335.16

Underlying: Class A Common Stock · 167.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-17-004974 · edgar.xml · derivative · entry 4

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850.75

Underlying: Class A Common Stock · 191.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.