Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 17,866.5479 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002896 · edgar.xml · derivative · entry 6 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,733.1 Underlying: Class A Common Stock · 17,866.5479 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
SaleClass A Common Stock | 15,572 | $50.00 | $778,600.00 |
DisclosureSEC source: 0001179110-18-002896 · edgar.xml · nonDerivative · entry 3 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,568 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Disposition to issuerClass A Common Stock | 2.1471 | $107.36 | $230.51 |
DisclosureSEC source: 0001179110-18-002896 · edgar.xml · nonDerivative · entry 2 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,140 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:32 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Exercise / conversionClass A Common Stock | 31,142.1471 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002896 · edgar.xml · nonDerivative · entry 1 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,142.1471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:22 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversion2016 Incentive RSUs · Derivative | 643.0691 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929.21 Underlying: Class A Common Stock · 643.0691 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:22 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversion2015 Incentive RSUs · Derivative | 904.9253 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,809.85 Underlying: Class A Common Stock · 904.9253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:22 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 514.1099 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515.33 Underlying: Class A Common Stock · 514.1099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:22 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Tax withholdingClass A Common Stock | 702.1 | $50.00 | $35,105.00 |
DisclosureSEC source: 0001179110-18-002891 · edgar.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,360 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:22 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversionClass A Common Stock | 2,062.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002891 · edgar.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,062.1 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversion2016 Incentive RSUs · Derivative | 3,936.1358 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,748.8 Underlying: Class A Common Stock · 3,936.1358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversion2015 Incentive RSUs · Derivative | 5,699.2016 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,099.89 Underlying: Class A Common Stock · 5,699.2016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 7,529.2632 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,058.53 Underlying: Class A Common Stock · 7,529.2632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
SaleClass A Common Stock | 8,583 | $50.00 | $429,150.00 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,581 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Disposition to issuerClass A Common Stock | 0.6006 | $30.03 | $18.04 |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,164 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:31 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversionClass A Common Stock | 17,164.6006 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002895 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,164.6006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2016 Incentive RSUs · Derivative | 2,811.8296 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002890 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,248.38 Underlying: Class A Common Stock · 2,811.8296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2015 Incentive RSUs · Derivative | 4,672.0197 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002890 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,016.06 Underlying: Class A Common Stock · 4,672.0197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Tax withholdingClass A Common Stock | 2,311.8493 | $50.00 | $115,592.47 |
DisclosureSEC source: 0001179110-18-002890 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,207 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversionClass A Common Stock | 7,483.8493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002890 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,518.8493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversion2016 Incentive RSUs · Derivative | 19,403.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,615.44 Underlying: Class A Common Stock · 19,403.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversion2015 Incentive RSUs · Derivative | 23,826.273 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,482.24 Underlying: Class A Common Stock · 23,826.273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 43,709.1459 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,418.29 Underlying: Class A Common Stock · 43,709.1459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
SaleClass A Common Stock | 43,470 | $50.00 | $2,173,500.00 |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,468 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 1.2787 | $63.94 | $81.76 |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,938 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:20 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversionClass A Common Stock | 86,939.2787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002887 · edgar.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,939.2787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversion2016 Incentive RSUs · Derivative | 19,403.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,615.44 Underlying: Class A Common Stock · 19,403.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversion2015 Incentive RSUs · Derivative | 23,826.273 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,482.24 Underlying: Class A Common Stock · 23,826.273 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 43,709.1459 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,418.29 Underlying: Class A Common Stock · 434,709.1459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
SaleClass A Common Stock | 43,470 | $50.00 | $2,173,500.00 |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,468 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 1.2787 | $63.94 | $81.76 |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,938 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:19 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversionClass A Common Stock | 86,939.2787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002886 · edgar.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,939.2787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversion2016 Incentive RSUs · Derivative | 19,403.8602 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,615.44 Underlying: Class A Common Stock · 19,403.8602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversion2015 Incentive RSUs · Derivative | 38,309.6482 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,932.37 Underlying: Class A Common Stock · 38,309.6482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 40,517.9922 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,038.43 Underlying: Class A Common Stock · 40,517.9922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 49,116 | $50.00 | $2,455,800.00 |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,113 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Disposition to issuerClass A Common Stock | 2.5004 | $125.02 | $312.60 |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,229 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:18 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
GrantClass A Common Stock | 98,231.5004 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002885 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,231.5004 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
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Exercise / conversion2016 Incentive RSUs · Derivative | 2,530.7534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,123.01 Underlying: Class A Common Stock · 2,530.7534 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Exercise / conversion2015 Incentive RSUs · Derivative | 3,690.5416 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,072.77 Underlying: Class A Common Stock · 3,690.5416 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 4,147.1546 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,295.53 Underlying: Class A Common Stock · 4,147.1546 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
SaleClass A Common Stock | 5,185 | $50.00 | $259,250.00 |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,313 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Disposition to issuerClass A Common Stock | 1.4496 | $72.48 | $105.07 |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,498 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $50.00. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:17 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Exercise / conversionClass A Common Stock | 10,368.4496 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-002883 · edgar.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,499.4496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
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Grant2017 Long Term Incentive Award · Derivative | 9,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002386 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,512 Underlying: Class A Common Stock · 9,512 shares Expires not disclosed F3 · security: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022, and February 23, 2023. F4 · derivative.expiration_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
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Grant2017 Incentive RSUs · Derivative | 22,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002386 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,831 Underlying: Class A Common Stock · 22,831 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:26 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
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Grant2017 Long Term Incentive Award · Derivative | 11,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002385 · edgar.xml · derivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,415 Underlying: Class A Common Stock · 11,415 shares Expires not disclosed F3 · security: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2017 Long Term Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022 and February 23, 2023. F4 · derivative.expiration_date: The 2017 Long Term Incentive RSUs vest in equal installments on February 23, 2021, February 23, 2022 and February 23, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:26 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
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Grant2017 Incentive RSUs · Derivative | 78,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002385 · edgar.xml · derivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,957 Underlying: Class A Common Stock · 78,957 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:25 UTC |
Callesano ChristopherED & Principal Acct Officer
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Grant2017 Incentive RSUs · Derivative | 1,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002384 · edgar.xml · derivative · entry 1 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,778 Underlying: Class A Common Stock · 1,778 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:25 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Grant2017 Incentive RSUs · Derivative | 10,178 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002382 · edgar.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Underlying: Class A Common Stock · 10,178 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:24 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
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Grant2017 Incentive RSUs · Derivative | 7,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-002381 · edgar.xml · derivative · entry 1 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,610 Underlying: Class A Common Stock · 7,610 shares Expires not disclosed F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, February 23, 2022, and February 23, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.