Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 1, 2018 21:47 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
OtherClass A Common Stock | 5,600 | $53.80 | $301,280.00 |
DisclosureSEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Partnership Disclosed balance after: 5,600 F1 · security: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2018, 5,600 MAM Employee RSUs vested. On April 30, 2018, MAM delivered 5,600 shares of Class A Common Stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest on April 22, 2019. F2 · price: Closing price of MC stock on April 30, 2018. F1 · ownership.nature: Class A Common Stock held by Moelis Asset Management ("MAM"). Mr. Moelis has voting and dispositive power over the Class A Common Stock as a result of his controlling interest in MAM. As part of the process of separating the Asset Management business from the Advisory business at the time of the IPO of Moelis & Company (the "Company"), MAM purchased 16,800 shares from the Company in order for MAM to grant Restricted Stock Units to certain MAM employees (the "MAM Employee RSUs"). MAM purchased the Common Stock for $25.00. These transactions were approved by the Company's Board under Section 16b-3. On April 22, 2018, 5,600 MAM Employee RSUs vested. On April 30, 2018, MAM delivered 5,600 shares of Class A Common Stock to certain MAM employees upon settlement of the 5,600 MAM Employee RSUs. The remaining MAM Employee RSUs will vest on April 22, 2019. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:47 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 8,000 | $54.00 | $432,000.00 |
DisclosureSEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,697 F10 · shares: Certain shares of Class A Common Stock may have been sold pursuant to a 10b5-1 plan. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:46 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
SaleClass A Common Stock | 2,311 | $53.76 | $124,242.13 |
DisclosureSEC source: 0001179110-18-006001 · edgar.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,313 Read SEC document |
| April 27, 2018 Filed May 1, 2018 21:47 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 100 | $54.00 | $5,400.00 |
DisclosureSEC source: 0001179110-18-006002 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,697 F10 · shares: Certain shares of Class A Common Stock may have been sold pursuant to a 10b5-1 plan. Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 21:29 UTC |
SIMON JOSEPHChief Financial Officer
|
SaleClass A Common Stock | 5,224 | $53.80 | $281,056.42 |
DisclosureSEC source: 0001179110-18-005901 · edgar.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
SaleClass A Common Stock | 2,938 | $53.84 | $158,181.63 |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · nonDerivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 21:25 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
SaleClass A Common Stock | 13,338 | $53.87 | $718,483.38 |
DisclosureSEC source: 0001179110-18-005896 · edgar.xml · nonDerivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 26, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 8,000 | $54.00 | $432,000.00 |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,797 F4 · shares: Class A common stock sold pursuant to a 10b5-1 plan. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:27 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
SaleClass A Common Stock | 8,003 | $53.76 | $430,218.07 |
DisclosureSEC source: 0001179110-18-005900 · edgar.xml · nonDerivative · entry 4 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversionIPO Options (Right to Buy) · Derivative | 1,750 | $0.00 Strike: $19.45 | $0.00 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 8 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Underlying: Class A Common Stock · 1,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_price: The IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $5.55, in aggregate, through March 31, 2018. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $5.55 from $25.00 per share to $19.45 per share. Such options are held by certain current and former employees of the Company, including officers and directors. F5 · derivative.exercise_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020. F5 · derivative.expiration_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
SaleClass A Common Stock | 1,750 | $54.25 | $94,937.50 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 5 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversionClass A Common Stock | 1,750 | $19.45 | $34,037.50 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 4 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
SaleClass A Common Stock | 1,585 | $54.25 | $85,986.25 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 3 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
SaleClass A Common Stock | 10,400 | $53.86 | $560,167.92 |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · nonDerivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938 Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 5,102 | $54.03 | $275,663.10 |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,797 F4 · shares: Class A common stock sold pursuant to a 10b5-1 plan. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:29 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 9,336.831 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005901 · edgar.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,340.83 Underlying: Class A Common Stock · 9,336.831 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:29 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 4,112.831 | $54.45 | $223,943.65 |
DisclosureSEC source: 0001179110-18-005901 · edgar.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,224 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:29 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 9,336.831 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005901 · edgar.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,336.831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 16,006.949 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005900 · edgar.xml · derivative · entry 5 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,012.29 Underlying: Class A Common Stock · 16,006.949 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
SaleClass A Common Stock | 8,003 | $54.45 | $435,763.35 |
DisclosureSEC source: 0001179110-18-005900 · edgar.xml · nonDerivative · entry 3 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,003 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Disposition to issuerClass A Common Stock | 0.949 | $51.67 | $49.03 |
DisclosureSEC source: 0001179110-18-005900 · edgar.xml · nonDerivative · entry 2 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,006 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
LEAMAN J RICHARD IIIDirector · MD & Vice Chairman
|
Exercise / conversionClass A Common Stock | 16,006.949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005900 · edgar.xml · nonDerivative · entry 1 LEAMAN J RICHARD III · CIK 0001604750 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,006.949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 9,070.0264 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,074.03 Underlying: Class A Common Stock · 9,070.0264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
CRAIN ELIZABETHChief Operating Officer
|
SaleClass A Common Stock | 4,535 | $54.45 | $246,930.75 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,535 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Disposition to issuerClass A Common Stock | 0.0264 | $1.44 | $0.04 |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
CRAIN ELIZABETHChief Operating Officer
|
Exercise / conversionClass A Common Stock | 9,070.0264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005899 · edgar.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,070.0264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversion2014 LTI Restricted Stock Units · Derivative | 2,001.0352 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 7 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002.07 Underlying: Class A Common Stock · 2,001.0352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 400.2071 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 400.2071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Tax withholdingClass A Common Stock | 816.2423 | $54.45 | $44,444.39 |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:27 UTC |
Callesano ChristopherED & Principal Acct Officer
|
Exercise / conversionClass A Common Stock | 2,401.2423 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,401.2423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2017 Incentive RSUs (March) · Derivative | 587.6526 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,350.61 Underlying: Class A Common Stock · 587.6526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2017 Restricted Stock Unit Award for MD · Derivative | 5,876.5243 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,508.29 Underlying: Class A Common Stock · 5,876.5243 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2016 Incentive RSUs (March) · Derivative | 857.353 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,575.62 Underlying: Class A Common Stock · 857.353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversion2015 Incentive RSUs (March) · Derivative | 1,396.1696 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,792.34 Underlying: Class A Common Stock · 1,396.1696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Tax withholdingClass A Common Stock | 4,000.6995 | $54.45 | $217,838.09 |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,924 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:26 UTC |
Cantor EricDirector · MD & Vice Chairman
|
Exercise / conversionClass A Common Stock | 8,717.6995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005897 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,924.6995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 26,677.8045 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,685.81 Underlying: Class A Common Stock · 26,677.8045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
SaleClass A Common Stock | 13,339 | $54.45 | $726,308.55 |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,338 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 0.8045 | $43.81 | $35.25 |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,677 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
RAICH JEFFREYDirector · MD & Co-President
|
Exercise / conversionClass A Common Stock | 26,677.8045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005895 · edgar.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,677.8045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 26,677.8045 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005896 · edgar.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,685.81 Underlying: Class A Common Stock · 26,677.8045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
SaleClass A Common Stock | 13,339 | $54.45 | $726,308.55 |
DisclosureSEC source: 0001179110-18-005896 · edgar.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,338 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Disposition to issuerClass A Common Stock | 0.8045 | $43.81 | $35.25 |
DisclosureSEC source: 0001179110-18-005896 · edgar.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,677 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:25 UTC |
MAHMOODZADEGAN NAVIDDirector · MD & Co-President
|
Exercise / conversionClass A Common Stock | 26,677.8045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005896 · edgar.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,677.8045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 35,570.405 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,581.08 Underlying: Class A Common Stock · 35,570.405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F5 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
SaleClass A Common Stock | 17,785 | $54.45 | $968,393.25 |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,899 Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Disposition to issuerClass A Common Stock | 0.405 | $22.05 | $8.93 |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,684 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $54.45. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
MOELIS KENNETHDirector · Chairman and CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 35,570.405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-005894 · edgar.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,684.405 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 4,623.7259 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005893 · edgar.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,626.39 Underlying: Class A Common Stock · 4,623.7259 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018. Read SEC document |
| April 24, 2018 Filed Apr 26, 2018 21:24 UTC |
WATANABE OSAMU R.General Counsel and Secretary
|
SaleClass A Common Stock | 2,312 | $54.45 | $125,888.40 |
DisclosureSEC source: 0001179110-18-005893 · edgar.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,624 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.