MC

SEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 3

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364

Underlying: Class A Common Stock, par value $0.01 · 168 shares

Expires not disclosed

F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3.

F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

SEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 2

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 54,802

Underlying: Class A Common Stock, par value $0.01 · 25,436 shares

Expires not disclosed

F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F5 · security: Represents transaction by Raich 2010 Irrevocable Trust. Mr. Raich may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee.

F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3.

F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

F5 · ownership.nature: Represents transaction by Raich 2010 Irrevocable Trust. Mr. Raich may have indirect voting power and dispositive power over the assets of the trust as a result of his relationship to the trustee.

SEC source: 0001179110-18-010392 · edgar.xml · derivative · entry 1

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 578,298

Underlying: Class A Common Stock, par value $0.01 · 268,421 shares

Expires not disclosed

F1 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F2 · security: Represents transaction by Raich Trust, of which Mr. Raich is a beneficiary. Mr. Raich shares voting and dispositive power over the assets of the trust.

F3 · kind: In connection with the public offering of Moelis & Company common stock closed on August 6, 2018, Moelis & Company purchased such Partnership Interests from the reporting person using the proceeds of the offering. The transaction was approved by the Company's board of directors pursuant to rule 16b-3.

F4 · derivative.exercise_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

F4 · derivative.expiration_date: Pursuant to Group LP's agreement of limited partnership, Group LP Class A partnership units held by the reporting person are not exchangeable for Moelis & Company Class A common stock until the expiration or waiver of certain lock-up periods, commencing on the fourth anniversary of the closing of the initial public offering of Moelis & Company Class A common stock.

F2 · ownership.nature: Represents transaction by Raich Trust, of which Mr. Raich is a beneficiary. Mr. Raich shares voting and dispositive power over the assets of the trust.

SEC source: 0001179110-18-009955 · edgar.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217.91

Underlying: Class A Common Stock · 553.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 25,2018.

SEC source: 0001179110-18-009955 · edgar.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001.24

Underlying: Class A Common Stock · 1,000.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 25,2018.

SEC source: 0001179110-18-009955 · edgar.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,908.05

Underlying: Class A Common Stock · 1,452.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 25,2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 25,2018.

SEC source: 0001179110-18-009955 · edgar.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,550

SEC source: 0001179110-18-009955 · edgar.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,930.45

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0001179110-18-009324 · edgar.xml · nonDerivative · entry 2

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F4 · date: The 2018 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2019 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009324 · edgar.xml · nonDerivative · entry 1

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · date: The 2018 Annual Restricted Stock Units vested on July 2, 2018 and settlement is within 60 days following July 1, 2020.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009323 · edgar.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F4 · date: The 2018 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2019 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009323 · edgar.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · date: The 2018 Annual Restricted Stock Units vested on July 2, 2018 and settlement is within 60 days following July 1, 2020.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009326 · edgar.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F4 · date: The 2018 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2019 and settlement is within 60 days following the applicable vesting date.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009326 · edgar.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674

F1 · security: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F3 · date: The 2018 Annual Restricted Stock Units vested on July 2, 2018 and settlement is within 60 days following July 1, 2020.

F1 · price: Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Plan.

F2 · price: Restricted Stock Units granted to Non-Employee Director based on $59.33 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 29, 2018.

SEC source: 0001179110-18-009329 · edgar.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Class A Common Stock · 1,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The RSUs will vest in equal installments on June 30, 2019, June 30, 2020, June 30, 2021, June 30, 2022 and June 30, 2023.

F3 · derivative.exercise_date: If after June 30, 2020, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position.

F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after June 30, 2020 to take a full-time elected or appointed position in federal government, state government, or a national political party.

F5 · derivative.underlying_shares: RSUs granted based on $59.70 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to June 29, 2018.

SEC source: 0001179110-18-008528 · edgar.xml · derivative · entry 1

MOELIS KENNETH · CIK 0001604686 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Partnership

Disclosed balance after: 15,178,575

Underlying: Class A common stock, par value $0.01 · 14 shares

Expires not disclosed

F1 · security: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F2 · security: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2).

F3 · security: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3.

F4 · security: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis.

F1 · derivative.exercise_price: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F2 · derivative.exercise_price: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2).

F3 · derivative.exercise_price: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3.

F4 · derivative.exercise_price: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis.

F1 · kind: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F2 · kind: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2).

F3 · kind: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3.

F4 · kind: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis.

F5 · price: Price per Class B Share.

F1 · derivative.exercise_date: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F2 · derivative.exercise_date: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2).

F3 · derivative.exercise_date: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3.

F4 · derivative.exercise_date: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis.

F1 · derivative.expiration_date: Each share of the Moelis & Company Class B common stock is convertible into approximately 0.00055 shares of Moelis & Company Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Moelis & Company Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock.

F2 · derivative.expiration_date: In addition, upon the forfeiture or other retirement of Group Units, the Company generally will repurchase a corresponding number of shares of Class B common stock from the holder at the value (as defined in Company's Amended and Restated Certificate of Incorporation) of the underlying Class A common stock into which such Class B common stock is convertible. This transaction is a repurchase as described in this Footnote (2).

F3 · derivative.expiration_date: This transaction was approved by the Issuer's Board of Directors pursuant to the Exchange Act Rule 16b-3.

F4 · derivative.expiration_date: Conversion and repurchase transactions referred to in Footnotes (1) and (2) are expected to occur on a regular, periodic basis.

SEC source: 0001179110-18-007238 · edgar.xml · nonDerivative · entry 3

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276.84

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F4 · price: 2017 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2017. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0001179110-18-007238 · edgar.xml · nonDerivative · entry 2

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104.16

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F3 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007238 · edgar.xml · nonDerivative · entry 1

Greenstreet Yvonne · CIK 0001446125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079.24

F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock.

F2 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007244 · edgar.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276.84

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2017 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2017. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0001179110-18-007244 · edgar.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104.16

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007244 · edgar.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079.24

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007237 · edgar.xml · nonDerivative · entry 3

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69.21

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2017 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2017. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0001179110-18-007237 · edgar.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104.16

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007237 · edgar.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079.24

F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2016 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 1, 2016. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0001179110-18-007243 · edgar.xml · derivative · entry 5

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,604.31

Underlying: Class A Common Stock · 658.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007243 · edgar.xml · derivative · entry 4

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200.78

Underlying: Class A Common Stock · 647.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007243 · edgar.xml · derivative · entry 3

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,784.27

Underlying: Class A Common Stock · 596.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007243 · edgar.xml · derivative · entry 2

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,456.46

Underlying: Class A Common Stock · 729.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007243 · edgar.xml · derivative · entry 1

MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900.39

Underlying: Class A Common Stock · 214.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 5

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,604.31

Underlying: Class A Common Stock · 658.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 4

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,200.78

Underlying: Class A Common Stock · 647.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 3

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,784.27

Underlying: Class A Common Stock · 596.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 2

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,456.46

Underlying: Class A Common Stock · 759.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007242 · edgar.xml · derivative · entry 1

RAICH JEFFREY · CIK 0001604691 · Director · MD & Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900.39

Underlying: Class A Common Stock · 214.58 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 6

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,818.61

Underlying: Class A Common Stock · 134.16 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 5

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,591.64

Underlying: Class A Common Stock · 116.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 4

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,424.28

Underlying: Class A Common Stock · 131.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 3

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,885.72

Underlying: Class A Common Stock · 110.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 2

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,826.51

Underlying: Class A Common Stock · 150.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

SEC source: 0001179110-18-007241 · edgar.xml · derivative · entry 1

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,415.94

Underlying: Class A Common Stock · 75.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860.13

Underlying: Class A Common Stock · 14.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018.32

Underlying: Class A Common Stock · 16.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893.45

Underlying: Class A Common Stock · 15.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.14

Underlying: Class A Common Stock · 4.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034.25

Underlying: Class A Common Stock · 32.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F2 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

SEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 5

CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,903.83

Underlying: Class A Common Stock · 158.77 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15,2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 4

CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476.29

Underlying: Class A Common Stock · 131.43 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 3

CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,889.8

Underlying: Class A Common Stock · 142.71 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

SEC source: 0001179110-18-007239 · edgar.xml · derivative · entry 2

CRAIN ELIZABETH · CIK 0001604659 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,754.13

Underlying: Class A Common Stock · 125.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.