Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs Granted (December) · Derivative | 714.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144.484 Underlying: Class A Common Stock · 714.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs (March) · Derivative | 944.96 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,889.919 Underlying: Class A Common Stock · 944.96 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs · Derivative | 3,212.004 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,637.229 Underlying: Class A Common Stock · 3,212.004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2015 Incentive RSUs (March) · Derivative | 1,536.708 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536.708 Underlying: Class A Common Stock · 1,536.708 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2015 Incentive RSUs · Derivative | 5,336.933 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,673.867 Underlying: Class A Common Stock · 5,336.933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 (December) · Derivative | 1,574.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148.787 Underlying: Class A Common Stock · 1,574.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 11,985.848 | $37.50 | $449,469.30 |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,204 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:49 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 26,557.848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027599 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,189.848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2017 Incentive RSUs · Derivative | 2,863.792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,691.3551 Underlying: Class A Common Stock · 2,863.792 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2016 Incentive RSUs · Derivative | 3,983.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,949.2409 Underlying: Class A Common Stock · 3,983.08 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2015 Incentive RSUs · Derivative | 5,188.142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,955.5656 Underlying: Class A Common Stock · 5,188.142 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 6,911.694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,581.4703 Underlying: Class A Common Stock · 6,911.694 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2014 Incentive RSUs · Derivative | 9,827.377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 9,827.377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2014 LTI Restricted Stock Units · Derivative | 20,556.294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,556.294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 23,484.378 | $37.50 | $880,664.18 |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,846 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:23 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 49,330.378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027595 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,330.378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2017 Incentive RSUs · Derivative | 2,324.618 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 9 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,301.897 Underlying: Class A Common Stock · 2,324.618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2016 Incentive RSUs · Derivative | 2,890.926 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,672.777 Underlying: Class A Common Stock · 2,890.926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2015 Incentive RSUs · Derivative | 4,215.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,432.851 Underlying: Class A Common Stock · 4,215.773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 4,737.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738.768 Underlying: Class A Common Stock · 4,737.37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 5,092.087 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,092.087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2014 LTI Incentive Restricted Stock Units · Derivative | 14,683.068 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 14,683.068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
SaleClass A Common Stock | 16,972 | $37.50 | $636,450.00 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Disposition to issuerClass A Common Stock | 2.841 | $106.54 | $302.68 |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,072 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:21 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversionClass A Common Stock | 33,943.841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027593 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,074.841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2017 Incentive RSUs · Derivative | 18,038.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · derivative · entry 8 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,155.673 Underlying: Class A Common Stock · 18,038.347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2016 Incentive RSUs · Derivative | 22,165.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,496.149 Underlying: Class A Common Stock · 22,165.383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2015 Incentive RSUs · Derivative | 27,218.491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,436.981 Underlying: Class A Common Stock · 27,218.491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 49,929.754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,929.752 Underlying: Class A Common Stock · 49,929.754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 29,372.007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,372.007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
SaleClass A Common Stock | 73,361 | $37.50 | $2,751,037.50 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Disposition to issuerClass A Common Stock | 3.982 | $149.26 | $594.35 |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,720 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:19 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 146,723.982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027591 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,723.982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2017 Incentive RSUs · Derivative | 18,038.347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,155.673 Underlying: Class A Common Stock · 18,038.347 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2016 Incentive RSUs · Derivative | 22,165.383 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,496.149 Underlying: Class A Common Stock · 22,165.383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2015 Incentive RSUs · Derivative | 27,218.491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,436.981 Underlying: Class A Common Stock · 27,218.491 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative | 49,929.754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,929.752 Underlying: Class A Common Stock · 49,929.754 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2014 Incentive Restricted Stock Units · Derivative | 29,372.007 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 29,372.007 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on May 1, 2019. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
SaleClass A Common Stock | 73,361 | $37.50 | $2,751,037.50 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,359 Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Disposition to issuerClass A Common Stock | 3.982 | $149.26 | $594.35 |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146.72 F2 · shares: Pursuant to the terms of the RSUs, fractional shares were settled in cash. F3 · price: Based on the price per share of Class A common stock of $37.50. Read SEC document |
| May 01, 2019 Filed May 4, 2019 00:13 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 146,723.982 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-027587 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,723.982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:29 UTC |
ALLISON JOHN ADirector
|
Grant2018 Elective Restricted Stock Units | 22.3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 3 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552.49 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 2, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:29 UTC |
ALLISON JOHN ADirector
|
Grant2018 Annual Restricted Stock Units | 29.7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 2 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735.93 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:29 UTC |
ALLISON JOHN ADirector
|
Grant2017 Annual Restricted Stock Units | 48.66 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022836 · doc4.xml · nonDerivative · entry 1 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205.62 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:39 UTC |
Shropshire KennethDirector
|
Grant2018 Elective Restricted Stock Units | 5.55 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022858 · doc4.xml · nonDerivative · entry 3 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137.57 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2018 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 2, 2018. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:39 UTC |
Shropshire KennethDirector
|
Grant2018 Annual Restricted Stock Units | 29.7 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022858 · doc4.xml · nonDerivative · entry 2 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735.93 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2018 Annual RSUs were issued as dividend equivalents on holder's underlying Initial RSUs issued on July 2, 2018. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 00:39 UTC |
Shropshire KennethDirector
|
Grant2017 Annual Restricted Stock Units | 48.66 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022858 · doc4.xml · nonDerivative · entry 1 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205.62 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2017 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2017. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2018 Incentive RSUs · Derivative | 2,429.49 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,195.49 Underlying: Class A Common Stock · 2,429.49 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2017 Incentive RSUs · Derivative | 3,640.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,194.01 Underlying: Class A Common Stock · 3,640.2 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 29, 2019 Filed Apr 3, 2019 01:39 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2016 Incentive RSUs · Derivative | 3,578.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-022882 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,661.53 Underlying: Class A Common Stock · 3,578.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.