Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 26, 2021 02:11 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014554 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 800,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · price: On February 23, 2021 certain of the holder's partnership interests ("Partnership Interests") in Moelis & Company Partner Holdings LP ("Partner Holdings") were exchanged for an equal number of Class A partnership units ("Group Units") in Moelis & Company Group LP ("Group LP") and the Group Units were exchanged for an equal number of shares of Moelis & Company Class A common stock. The exchanges were approved by the Company's board of directors under Rule 16b-3. Partnership Interests became exchangeable for an equal number of Group Units, following the expiration of the lock-up restriction, which expired on April 22, 2020. Each Group Unit became exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments) or cash, at Group LP's option. The form of Group LP's agreement of limited partnership has been filed as an exhibit to Moelis & Company's registration statement on Form S-1 (File No. 333194306) dated April 8, 2014. F3 · balance_after: This number excludes (i) 450,579 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020 and (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F1 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 3,415.2 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 8 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,660.79 Underlying: Class A Common Stock · 3,415.2 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 2,784.41 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 7 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,354.46 Underlying: Class A Common Stock · 2,784.41 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 2,714.95 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 6 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,429.89 Underlying: Class A Common Stock · 2,714.95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 3,374.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374.68 Underlying: Class A Common Stock · 3,374.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 4,922.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,922.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Tax withholdingClass A Common Stock | 191.99 | $54.29 | $10,423.14 |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · nonDerivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,151 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:50 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Exercise / conversionClass A Common Stock | 17,211.99 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014541 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,342.99 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 4,504.54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110.29 Underlying: Class A Common Stock · 4,504.54 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 4,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,881.99 Underlying: Class A Common Stock · 4,294 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 4,287.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575.55 Underlying: Class A Common Stock · 4,287.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 4,649.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,649.59 Underlying: Class A Common Stock · 4,649.6 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 6,978.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,978.09 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
SaleClass A Common Stock | 13,189 | $53.00 | $699,017.00 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 11,524.33 | $54.29 | $625,655.88 |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,189 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:48 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 24,713.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014538 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,713.33 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 14,514.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,059.49 Underlying: Class A Common Stock · 14,514.87 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 14,053.43 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,161.54 Underlying: Class A Common Stock · 14,053.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 21,056.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,116.32 Underlying: Class A Common Stock · 21,056.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 25,874.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,874.46 Underlying: Class A Common Stock · 25,874.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 31,773.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,773.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Tax withholdingClass A Common Stock | 53,188.74 | $54.29 | $2,887,616.69 |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,084 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:47 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 107,272.74 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014535 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,272.74 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 44,114.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,457.5 Underlying: Class A Common Stock · 44,114.37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 28,627.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,884.93 Underlying: Class A Common Stock · 28,627.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 21,056.82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,116.32 Underlying: Class A Common Stock · 21,056.82 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 25,874.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,874.46 Underlying: Class A Common Stock · 25,874.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 31,773.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · derivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 31,773.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Tax withholdingClass A Common Stock | 75,090.31 | $54.29 | $4,076,652.93 |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,356 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 151,446.31 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014533 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,446.31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 6,624.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,446.06 Underlying: Class A Common Stock · 6,624.12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 4,174.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,678.67 Underlying: Class A Common Stock · 4,174.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 4,515.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,147.7 Underlying: Class A Common Stock · 4,515.13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 4,863.97 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250.13 Underlying: Class A Common Stock · 4,863.97 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 7,340.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,340.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Tax withholdingClass A Common Stock | 14,000.72 | $54.29 | $760,099.09 |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,075 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:46 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversionClass A Common Stock | 27,518.72 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014530 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,075.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock of Moelis & Company ("Class A Common Stock") were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 568.64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · derivative · entry 7 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,276.8 Underlying: Class A Common Stock · 568.64 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 621.6 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243.19 Underlying: Class A Common Stock · 621.6 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 593.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593.39 Underlying: Class A Common Stock · 593.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 857.51 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 857.51 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
SaleClass A Common Stock | 1,346 | $50.05 | $67,367.30 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · nonDerivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Tax withholdingClass A Common Stock | 1,295.15 | $54.29 | $70,313.69 |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346 Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:44 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversionClass A Common Stock | 2,641.15 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-014525 · doc4.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,641.15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 7,968.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,876.3 Underlying: Class A Common Stock · 7,968.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 8,848.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,546.18 Underlying: Class A Common Stock · 8,848.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 6,088.62 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,178.58 Underlying: Class A Common Stock · 6,088.62 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Long Term Incentive Award · Derivative | 4,227.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,456.87 Underlying: Class A Common Stock · 4,227.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 3,749.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750.92 Underlying: Class A Common Stock · 3,749.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
| February 23, 2021 Filed Feb 26, 2021 01:45 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2015 Incentive Restricted Stock Units · Derivative | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014528 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A Common Stock on February 23, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A Common Stock on February 23, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.