Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2021 Filed Jun 23, 2021 01:10 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2020 Incentive RSUs · Derivative | 80.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042626 · doc4.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,745.49 Underlying: Class A Common Stock · 80.28 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:10 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2019 Incentive RSUs · Derivative | 110.85 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042626 · doc4.xml · derivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,410.02 Underlying: Class A Common Stock · 110.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:10 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2018 Incentive RSUs · Derivative | 60.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042626 · doc4.xml · derivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315.94 Underlying: Class A Common Stock · 60.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 01:10 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2017 Incentive RSUs · Derivative | 28.89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042626 · doc4.xml · derivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628.12 Underlying: Class A Common Stock · 28.89 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:57 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 47,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029377 · doc4.xml · derivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,852,219 Underlying: Class A Common Stock, par value $0.01 · 26 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F5 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F5 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F5 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F4 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F5 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F5 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:57 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029377 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F4 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders in connection with the Company's public offering closed on April 21, 2014. F3 · balance_after: The Moelis Family Trust's ownership of 303,676 shares of Class A common stock and Mr. Moelis' ownership of 88,032 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (March) · Derivative | 565.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701.02 Underlying: Class A Common Stock · 565.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 30, 2021. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (March) · Derivative | 522.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,047.06 Underlying: Class A Common Stock · 522.88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 30, 2021. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive RSUs (March) · Derivative | 762.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762.46 Underlying: Class A Common Stock · 762.46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 30, 2021. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Restricted Stock Unit Award for MD · Derivative | 7,626.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,626.01 Underlying: Class A Common Stock · 7,626.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 30, 2021. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs (March) · Derivative | 1,113.93 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,113.93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 30, 2021. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 30, 2021. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 4,861.11 | $56.15 | $272,951.33 |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,714 Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 23:55 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 10,591.11 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-029373 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,575.11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 23:57 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 10,466 | $57.04 | $596,980.64 |
DisclosureSEC source: 0001209191-21-029377 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 303,676 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 303,676 shares of Class A common stock and Mr. Moelis' ownership of 88,032 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 22:51 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 28,559 | $57.06 | $1,629,576.54 |
DisclosureSEC source: 0001209191-21-028672 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 314,142 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 314,142 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 22:51 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 1,401 | $57.03 | $79,899.03 |
DisclosureSEC source: 0001209191-21-028672 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 342,701 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 22:51 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 18,184 | $57.11 | $1,038,488.24 |
DisclosureSEC source: 0001209191-21-028672 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 344,102 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 22:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 800 | $57.12 | $45,696.00 |
DisclosureSEC source: 0001209191-21-026300 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 362,286 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 362,286 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 06, 2021 Filed Apr 6, 2021 23:11 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 32,760 | $57.50 | $1,883,700.00 |
DisclosureSEC source: 0001209191-21-025743 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 363,086 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 363,086 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 05, 2021 Filed Apr 6, 2021 23:11 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 60,000 | $56.56 | $3,393,600.00 |
DisclosureSEC source: 0001209191-21-025743 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 395,846 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 23:11 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 17,815 | $56.07 | $998,887.05 |
DisclosureSEC source: 0001209191-21-025743 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 455,846 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 6,816 | $56.05 | $382,036.80 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 473,661 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F3 · balance_after: The Moelis Family Trust's ownership of 473,661 shares of Class A common stock is in addition to (i) 453,422 units of unvested equity granted to Mr. Moelis as incentive compensation for fiscal years 2016 through 2020, (ii) 88,006 shares of Class A common stock held by Mr. Moelis and (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 3,500 | $56.00 | $196,000.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 480,477 F1 · security: Class A Common Stock of Moelis & Company sold pursuant to a 10b5-1 plan. F2 · security: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. F2 · ownership.nature: Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:43 UTC |
ALLISON JOHN ADirector
|
Grant2020 Elective Restricted Stock Units | 7.1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 3 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431.76 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:43 UTC |
ALLISON JOHN ADirector
|
Grant2020 Annual Restricted Stock Units | 13.36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 2 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372.72 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:43 UTC |
ALLISON JOHN ADirector
|
Grant2019 Annual Restricted Stock Units | 13.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023671 · doc4.xml · nonDerivative · entry 1 ALLISON JOHN A · CIK 0001195160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352.05 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:54 UTC |
Shropshire KennethDirector
|
Grant2020 Elective Restricted Stock Units | 1.67 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023688 · doc4.xml · nonDerivative · entry 3 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335.46 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F4 · price: 2020 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2020. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:54 UTC |
Shropshire KennethDirector
|
Grant2020 Annual Restricted Stock Units | 13.36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023688 · doc4.xml · nonDerivative · entry 2 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372.72 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:54 UTC |
Shropshire KennethDirector
|
Grant2019 Annual Restricted Stock Units | 13.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023688 · doc4.xml · nonDerivative · entry 1 Shropshire Kenneth · CIK 0001358892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352.05 F1 · price: Each Annual Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2020 Incentive RSUs · Derivative | 81.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 5 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,345.21 Underlying: Class A Common Stock · 81.21 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2019 Incentive RSUs · Derivative | 134.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 4 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,795.03 Underlying: Class A Common Stock · 134.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2018 Incentive RSUs · Derivative | 82.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 3 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,436.55 Underlying: Class A Common Stock · 82.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2017 Incentive RSUs · Derivative | 53.36 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 2 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,483.25 Underlying: Class A Common Stock · 53.36 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:58 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2016 Incentive RSUs · Derivative | 33.16 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023692 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407.85 Underlying: Class A Common Stock · 33.16 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2020 Incentive RSUs · Derivative | 165.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,024.67 Underlying: Class A Common Stock · 165.67 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2019 Incentive RSUs · Derivative | 227.1 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,337.39 Underlying: Class A Common Stock · 227.1 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2018 Incentive RSUs · Derivative | 126.59 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,008.6 Underlying: Class A Common Stock · 126.59 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2017 Incentive RSUs · Derivative | 84.27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,659.82 Underlying: Class A Common Stock · 84.27 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:56 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2016 Incentive RSUs · Derivative | 45.69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023690 · doc4.xml · derivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,695.29 Underlying: Class A Common Stock · 45.69 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:52 UTC |
Richardson Yolonda CDirector
|
Grant2020 Annual Restricted Stock Units | 13.36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023686 · doc4.xml · nonDerivative · entry 2 Richardson Yolonda C · CIK 0001763524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,372.72 F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. F3 · price: 2020 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2020. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:52 UTC |
Richardson Yolonda CDirector
|
Grant2019 Annual Restricted Stock Units | 13.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023686 · doc4.xml · nonDerivative · entry 1 Richardson Yolonda C · CIK 0001763524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352.05 F1 · price: Each Initial Restricted Stock Unit (RSU) represents the right to receive one share of Class A common stock. F2 · price: 2019 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2019. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2019 Incentive RSUs · Derivative | 570.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,630.02 Underlying: Class A Common Stock · 570.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2018 Incentive RSUs · Derivative | 414.31 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,575.83 Underlying: Class A Common Stock · 414.31 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2017 Incentive RSUs · Derivative | 413.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,530.18 Underlying: Class A Common Stock · 413.86 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:51 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2016 Incentive RSUs · Derivative | 254.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023684 · doc4.xml · derivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,128.73 Underlying: Class A Common Stock · 254.26 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2019 Long Term Incentive Award · Derivative | 1,342.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · derivative · entry 8 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,953.72 Underlying: Class A Common Stock · 1,342.44 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F9 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F9 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2018 Incentive RSUs · Derivative | 732.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · derivative · entry 7 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,295.09 Underlying: Class A Common Stock · 732.7 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F8 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2017 Long Term Incentive Award · Derivative | 99.73 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,248.77 Underlying: Class A Common Stock · 99.73 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F7 · derivative.expiration_date: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2017 Incentive RSUs · Derivative | 413.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,530.18 Underlying: Class A Common Stock · 413.86 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
| March 26, 2021 Filed Mar 31, 2021 00:50 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2016 Incentive RSUs · Derivative | 254.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023682 · doc4.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,128.73 Underlying: Class A Common Stock · 254.26 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.