Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 27,787.39 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 7 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,574.78 Underlying: Class A Common Stock · 27,787.39 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 23,543.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,543.42 Underlying: Class A Common Stock · 23,543.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2017 Long Term Incentive Award · Derivative | 5,672.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,674.15 Underlying: Class A Common Stock · 5,672.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 28,928.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · derivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,928.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 34,370 | $47.12 | $1,619,514.40 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,721 F2 · security: Class A Common Stock sold by Mr. Moelis in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Moelis upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. F3 · balance_after: Mr. Moelis' ownership of 132,721 shares of Class A common stock is in addition to (i) 303,676 shares of Class A common stock held by The Moelis Family Trust, (ii) 792,576 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (iii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Tax withholdingClass A Common Stock | 6,962.61 | $47.12 | $328,078.18 |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,091 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:39 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 85,931.61 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012864 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,053.61 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
GrantLP Units of Moelis & Company Group Employee Holdings LP · Derivative | 152,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · derivative · entry 8 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,103 Underlying: Class A Common Stock · 152,103 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP ("MCGEH"), limited partnership units of MCGEH ("LP Units") may be redeemed by the holder for shares of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F5 · kind: Reflects a profits interest award in the form of LP Units previously granted to the Reporting Person in February 2021 in connection with the compensation for the 2020 fiscal year, which are subject to the time-based vesting requirements described below. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2022, the Issuers Compensation Committee certified the achievement of the Book-Up, and these LP Units remain subject to the time-based vesting requirements described below. F6 · derivative.exercise_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. F6 · derivative.expiration_date: These LP Units vest over four years as follows: (a) 40% vests on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 49,320.7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,962.11 Underlying: Class A Common Stock · 49,320.7 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 32,006.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,014.9 Underlying: Class A Common Stock · 32,006.09 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 23,543.42 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · derivative · entry 5 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,543.42 Underlying: Class A Common Stock · 23,543.42 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 28,928.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · derivative · entry 4 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,928.14 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
SaleClass A Common Stock | 53,518 | $47.12 | $2,521,768.16 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · nonDerivative · entry 3 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,796 F2 · security: Class A Common Stock sold by Mr. Mahmoodzadegan in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Mahmoodzadegan upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Tax withholdingClass A Common Stock | 10,840.35 | $47.12 | $510,797.29 |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · nonDerivative · entry 2 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,314 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:32 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 133,798.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012858 · doc4.xml · nonDerivative · entry 1 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,154.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 3,322.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 8 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,996.75 Underlying: Class A Common Stock · 3,322.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 9,068.83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 7 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,206.48 Underlying: Class A Common Stock · 9,068.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 5,469.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 6 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,941.15 Underlying: Class A Common Stock · 5,469.89 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 5,672.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 5 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,672.66 Underlying: Class A Common Stock · 5,672.66 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2016 Incentive Restricted Stock Units · Derivative | 5,869.75 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · derivative · entry 4 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,869.75 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2022. F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2022. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
SaleClass A Common Stock | 11,757 | $47.12 | $553,989.84 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,116 F2 · security: Class A Common Stock sold by Ms. Crain in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Ms. Crain upon settlement of RSUs because she is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Tax withholdingClass A Common Stock | 3,530.89 | $47.12 | $166,375.54 |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,873 Read SEC document |
| February 22, 2022 Filed Feb 25, 2022 00:30 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversionClass A Common Stock | 29,403.89 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012855 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,403.89 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:52 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Grant2021 Incentive RSUs · Derivative | 28,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011709 · doc4.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,979 Underlying: Class A Common Stock · 28,979 shares Expires not disclosed F1 · security: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. F2 · derivative.expiration_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:54 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
Grant2021 Incentive RSUs · Derivative | 8,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011714 · doc4.xml · derivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,713 Underlying: Class A Common Stock · 8,713 shares Expires not disclosed F1 · security: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. F2 · derivative.expiration_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 21:50 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Grant2021 Incentive RSUs · Derivative | 1,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011705 · doc4.xml · derivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 Underlying: Class A Common Stock · 1,593 shares Expires not disclosed F1 · security: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F1 · derivative.exercise_price: Each 2021 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. F2 · derivative.expiration_date: The 2021 Incentive Restricted Stock Units vest in equal installments on February 23, 2023, February 23, 2024, February 23, 2025, February 23, 2026 and February 23, 2027. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (December) · Derivative | 628.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273.75 Underlying: Class A Common Stock · 628.27 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 10, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (December) · Derivative | 700.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,604.79 Underlying: Class A Common Stock · 700.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 10, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive RSUs (December) · Derivative | 553.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605.28 Underlying: Class A Common Stock · 553.1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 10, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2016 Incentive RSUs (December) · Derivative | 933.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 933.32 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 10, 2022. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 10, 2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 1,238.09 | $58.47 | $72,391.12 |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,700 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 15:53 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 2,815.09 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-009088 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,938.09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversion2020 Incentive RSUs · Derivative | 1,176.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · derivative · entry 3 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,319.5 Underlying: Class A Common Stock · 1,176.16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Tax withholdingClass A Common Stock | 1,176.16 | $61.05 | $71,804.57 |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · nonDerivative · entry 2 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:49 UTC |
CRAIN ELIZABETHDirector · Chief Operating Officer
|
Exercise / conversionClass A Common Stock | 1,176.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067861 · doc4.xml · nonDerivative · entry 1 CRAIN ELIZABETH · CIK 0001604659 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2020 Incentive RSUs · Derivative | 900.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067854 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,948.68 Underlying: Class A Common Stock · 900.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 900.01 | $61.05 | $54,945.61 |
DisclosureSEC source: 0001209191-21-067854 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:45 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 900.01 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-067854 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900.01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2020 Incentive RSUs · Derivative | 1,298.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 19 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,434.08 Underlying: Class A Common Stock · 1,289.02 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs · Derivative | 1,505.86 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 18 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,132.45 Underlying: Class A Common Stock · 1,505.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (December) · Derivative | 128.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 17 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,902.02 Underlying: Class A Common Stock · 128.4 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (September) · Derivative | 98.79 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 16 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230.41 Underlying: Class A Common Stock · 98.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (June) · Derivative | 95.16 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 15 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,146.35 Underlying: Class A Common Stock · 95.16 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive RSUs (March) · Derivative | 79.61 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 14 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,803.66 Underlying: Class A Common Stock · 79.61 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs · Derivative | 1,253.91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 13 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,425.43 Underlying: Class A Common Stock · 1,253.91 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (December) · Derivative | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 12 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305.19 Underlying: Class A Common Stock · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (September) · Derivative | 41.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 11 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 932.87 Underlying: Class A Common Stock · 41.28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (June) · Derivative | 41.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 10 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913.44 Underlying: Class A Common Stock · 41.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive RSUs (March) · Derivative | 50.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 9 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108.96 Underlying: Class A Common Stock · 50.28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
| December 02, 2021 Filed Dec 3, 2021 21:42 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive RSUs · Derivative | 575.47 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067849 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,040.42 Underlying: Class A Common Stock · 575.47 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on December 2, 2021 in order to satisfy tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.