Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2023 Filed Mar 1, 2023 23:04 UTC |
WATANABE OSAMU R.General Counsel, Secretary
|
SaleClass A Common Stock | 6,130 | $42.99 | $263,528.70 |
DisclosureSEC source: 0001209191-23-014267 · doc4.xml · nonDerivative · entry 1 WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131 F1 · balance_after: Mr. Watanabe's ownership of 131 shares of Class A common stock is in addition to (i) 33,287 units of unvested or restricted equity granted to Mr. Watanabe as incentive compensation for fiscal years 2018 through 2022 and (ii) 28,543 shares of Class A common stock issuable in exchange for Moelis & Company Group LP partnership units. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass B Common Stock, par value $0.01 · Derivative | 146,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 12 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,489,778 Underlying: Class A Common Stock, par value $0.01 · 80 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders who received such Group Units in connection with the Company's public offering closed on April 21, 2014. F9 · security: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · derivative.exercise_price: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · kind: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F3 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders who received such Group Units in connection with the Company's public offering closed on April 21, 2014. F9 · derivative.exercise_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. F9 · derivative.expiration_date: Each share of Class B common stock is convertible into approximately 0.00055 shares of Class A common stock in certain circumstances, including when and if certain holders of Group Units elect to exchange such units for Class A common stock. Such conversions of Class B common stock may often result in conversion into less than 1 share of Class A common stock and in such case in lieu of such fractional share, the Company will pay the holder (Partner Holdings) cash equal to the Value (as defined in the Company's Amended and Restated Certificate of Incorporation) of the fractional share of Class A common stock. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 80 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · nonDerivative · entry 4 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders who received such Group Units in connection with the Company's public offering closed on April 21, 2014. F3 · price: The conversion covered by this footnote automatically occurred pursuant to the terms of the Company's Amended and Restated Certificate of Incorporation when certain Moelis & Company Group LP Units ("Group Units") were exchanged for Class A common stock by certain selling stockholders who received such Group Units in connection with the Company's public offering closed on April 21, 2014. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 3,974.65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 6 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,923.96 Underlying: Class A Common Stock · 3,974.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 6,810.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 5 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,620.97 Underlying: Class A Common Stock · 6,810.49 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 5,061.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 4 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061.44 Underlying: Class A Common Stock · 5,061.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 5,054.88 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 3 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,054.88 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Tax withholdingClass A Common Stock | 10,181.46 | $42.06 | $428,232.21 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · nonDerivative · entry 2 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,720 Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Exercise / conversionClass A Common Stock | 20,901.46 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · nonDerivative · entry 1 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,901.46 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative | 335.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · derivative · entry 6 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,344.23 Underlying: Class A Common Stock · 367.83 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 388.98 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · derivative · entry 5 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,166.94 Underlying: Class A Common Stock · 388.98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 670.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · derivative · entry 4 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343.17 Underlying: Class A Common Stock · 670.27 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 732.69 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · derivative · entry 3 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 732.69 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Tax withholdingClass A Common Stock | 1,087.21 | $42.06 | $45,728.05 |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · nonDerivative · entry 2 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 01:22 UTC |
Callesano ChristopherPrincipal Accounting Officer
|
Exercise / conversionClass A Common Stock | 2,127.21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012985 · doc4.xml · nonDerivative · entry 1 Callesano Christopher · CIK 0001681752 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127.21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2021 Incentive Restricted Stock Units · Derivative | 4,828.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 8 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,442.8 Underlying: Class A Common Stock · 4,828.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2020 Incentive Restricted Stock Units · Derivative | 6,479.44 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,441.86 Underlying: Class A Common Stock · 6,479.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 9,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,787.32 Underlying: Class A Common Stock · 9,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 10,429.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,431.16 Underlying: Class A Common Stock · 10,429.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 7,178.37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,178.37 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversion2017 Long Term Incentive Award · Derivative | 4,985.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,985.72 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 23, 2023. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 23, 2023. Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Tax withholdingClass A Common Stock | 19,144.94 | $42.06 | $805,236.18 |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,885 Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 00:19 UTC |
Cantor EricDirector · Vice Chairman, MD
|
Exercise / conversionClass A Common Stock | 43,294.94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012922 · doc4.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,029.94 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2021 LTI LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 28,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 11 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,979 Underlying: Class A Common Stock · 28,979 shares Expires not disclosed F5 · security: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F5 · derivative.exercise_price: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F8 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LTI LP Units"). The 2021 LTI LP Units vest over three years as follows: (a) one third vests on each of February 23, 2025, February 23, 2026 and February 23, 2027. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F8 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LTI LP Units"). The 2021 LTI LP Units vest over three years as follows: (a) one third vests on each of February 23, 2025, February 23, 2026 and February 23, 2027. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F8 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LTI LP Units"). The 2021 LTI LP Units vest over three years as follows: (a) one third vests on each of February 23, 2025, February 23, 2026 and February 23, 2027. These LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2021 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 251,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 10 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,159 Underlying: Class A Common Stock · 251,159 shares Expires not disclosed F5 · security: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F5 · derivative.exercise_price: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F7 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F7 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F7 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Grant2021 Vested LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 113,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 9 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,646 Underlying: Class A Common Stock · 113,646 shares Expires not disclosed F5 · security: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F5 · derivative.exercise_price: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of Moelis & Company Group Employee Holdings LP. F6 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the ""2021 Vested LP Units""). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F6 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the ""2021 Vested LP Units""). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F6 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the ""2021 Vested LP Units""). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2019 Long Term Incentive Restricted Stock Units · Derivative | 53,669.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 8 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,357.81 Underlying: Class A Common Stock · 53,669.05 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 29,296.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 7 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,296.13 Underlying: Class A Common Stock · 29,296.13 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 24,821.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 6 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,821.73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversion2017 Long Term Incentive Award · Derivative | 5,982.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · derivative · entry 5 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,982.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
SaleClass A Common Stock | 45,507 | $42.06 | $1,914,024.42 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · nonDerivative · entry 3 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,291 F2 · security: Class A Common Stock sold by Mr. Moelis in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Moelis upon settlement of RSUs because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Tax withholdingClass A Common Stock | 19,798.16 | $42.06 | $832,710.61 |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · nonDerivative · entry 2 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,798 Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:29 UTC |
MOELIS KENNETHDirector · Chairman, CEO · 10% owner
|
Exercise / conversionClass A Common Stock | 113,769.16 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012995 · doc4.xml · nonDerivative · entry 1 MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,596.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock of the Issuer ("Class A Common Stock") were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2021 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 16,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 8 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,808 Underlying: Class A Common Stock · 16,808 shares Expires not disclosed F3 · security: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F3 · derivative.exercise_price: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F5 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F5 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F5 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:32 UTC |
SIMON JOSEPHChief Financial Officer
|
Grant2021 Vested LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 5,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-013001 · doc4.xml · derivative · entry 7 SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,682 Underlying: Class A Common Stock · 5,682 shares Expires not disclosed F3 · security: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F3 · derivative.exercise_price: Limited partnership units ("LP Units") of Moelis & Company Group Employee Holdings LP ("MCGEH") may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F4 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F4 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F4 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2021 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 82,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 10 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,109 Underlying: Class A Common Stock · 82,109 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F9 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Grant2021 Vetsed LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 34,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 9 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,094 Underlying: Class A Common Stock · 34,094 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F8 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2020 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 32,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 8 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,479 Underlying: Class A Common Stock · 32,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Certain of the 2020 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F2 · derivative.exercise_price: On February 22, 2023 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 for compensation awarded for the 2020 fiscal year (the "2020 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2 · price: On February 22, 2023 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 for compensation awarded for the 2020 fiscal year (the "2020 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F6 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 17,109.01 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 7 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,218.03 Underlying: Class A Common Stock · 17,109.01 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 16,565.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 6 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,566.54 Underlying: Class A Common Stock · 16,565.11 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversion2017 Incentive Restricted Stock Units · Derivative | 24,821.73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · derivative · entry 5 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 24,821.73 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
SaleClass A Common Stock | 36,592 | $42.06 | $1,539,059.52 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · nonDerivative · entry 4 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,710 F3 · security: Class A Common Stock sold by Mr. Raich in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs and LP units. Federal taxes are not withheld from Class A Common Stock delivered to Mr. Raich upon settlement of RSUs and exchange of LP units because he is a partner in Moelis & Company Partner Holdings LP. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 32,986 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · nonDerivative · entry 3 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 22, 2023 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 for compensation awarded for the 2020 fiscal year (the "2020 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Tax withholdingClass A Common Stock | 10,179.85 | $42.06 | $428,164.49 |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · nonDerivative · entry 2 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,316 Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:30 UTC |
RAICH JEFFREYDirector · Co-President, MD
|
Exercise / conversionClass A Common Stock | 58,495.85 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012998 · doc4.xml · nonDerivative · entry 1 RAICH JEFFREY · CIK 0001604691 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,495.85 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2021 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 141,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 10 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,808 Underlying: Class A Common Stock · 141,808 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F9 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. F9 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 LP Units"). The 2021 LP Units vest over four years as follows: (a) 40% vests on February 23, 2024, and (b) and 20% vests on each of February 23, 2025, February 23, 2026 and February 23, 2027, These 2021 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2021 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Grant2021 Vested LP Units of Moelis&Co Group Employee Holdings LP · Derivative | 68,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 9 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,188 Underlying: Class A Common Stock · 68,188 shares Expires not disclosed F7 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F7 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F8 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. F8 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 17, 2022 in connection with compensation awarded for the 2021 fiscal year (the "2021 Vested LP Units"). The 2021 Vested LP Units vest at grant and may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis on the third anniversary of the grant date (February 2025) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 22, 2023, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the LP Units are subject to sale and non-compete restrictions through the third anniversary of the grant date. The redemption rights described herein do not expire. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2020 LP Units of Moelis & Company Group Employee Holdings LP · Derivative | 60,841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 8 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,262 Underlying: Class A Common Stock · 60,841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Certain of the 2020 LP Units became eligible for exchange into Class A Common Stock following vesting and Book-Up (as defined below). F2 · derivative.exercise_price: On February 22, 2023 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 for compensation awarded for the 2020 fiscal year (the "2020 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F2 · price: On February 22, 2023 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 for compensation awarded for the 2020 fiscal year (the "2020 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. F6 · derivative.exercise_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). F6 · derivative.expiration_date: The 2020 LP Units vest over four years as follows: (a) 40% vested on February 23, 2023, and (b) and 20% vests on each of February 23, 2024, February 23, 2025 and February 23, 2026, These 2020 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2019 Incentive Restricted Stock Units · Derivative | 51,998.63 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 7 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,997.25 Underlying: Class A Common Stock · 51,998.63 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 01:28 UTC |
MAHMOODZADEGAN NAVIDDirector · Co-President, MD
|
Exercise / conversion2018 Incentive Restricted Stock Units · Derivative | 33,745.33 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012992 · doc4.xml · derivative · entry 6 MAHMOODZADEGAN NAVID · CIK 0001604685 · Director · Co-President, MD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,745.33 Underlying: Class A Common Stock · 33,745.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2023. F4 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.