MC

SEC source: 0000950170-24-019610 · ownership.xml · nonDerivative · entry 4

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,810

F3 · security: Class A Common Stock sold by Mr. Moelis in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs and LP units.

SEC source: 0000950170-24-019610 · ownership.xml · nonDerivative · entry 3

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,087

SEC source: 0000950170-24-019610 · ownership.xml · nonDerivative · entry 2

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,087.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On February 21, 2024 certain of the holder's LP units in Moelis & Company Group Employee Holdings LP ("MCGEH") granted in February 2021 and 2022 for compensation awarded for the 2020 and 2021 fiscal years (the "2020 LP Units" and "2021 LP Units") were exchanged for an equal number of shares of Moelis & Company Class A common stock pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. The exchanges were approved by the Company's Compensation Committee under Rule 16b-3.

SEC source: 0000950170-24-019610 · ownership.xml · nonDerivative · entry 1

MOELIS KENNETH · CIK 0001604686 · Director · Chairman, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,865.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 8

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,351.47

Underlying: Class A Common Stock · 6,408.93 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 7

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,346.62

Underlying: Class A Common Stock · 6,448.87 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 6

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,678.52

Underlying: Class A Common Stock · 6,839.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 5

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,914.21

Underlying: Class A Common Stock · 9,912.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019605 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,008.42 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019605 · ownership.xml · nonDerivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,863

F2 · security: Class A Common Stock sold by Mr. Cantor in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

SEC source: 0000950170-24-019605 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,720

SEC source: 0000950170-24-019605 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,723.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0000950170-24-019597 · ownership.xml · derivative · entry 9

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,394.77

Underlying: Class A Common Stock · 1,847.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019597 · ownership.xml · derivative · entry 8

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,818

Underlying: Class A Common Stock · 1,938.22 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019597 · ownership.xml · derivative · entry 7

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,112.51

Underlying: Class A Common Stock · 2,056.26 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019597 · ownership.xml · derivative · entry 6

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248.35

Underlying: Class A Common Stock · 4,248.35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019597 · ownership.xml · derivative · entry 5

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,465.2 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019597 · ownership.xml · nonDerivative · entry 3

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F2 · security: Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

SEC source: 0000950170-24-019597 · ownership.xml · nonDerivative · entry 2

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,685

SEC source: 0000950170-24-019597 · ownership.xml · nonDerivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,686.93

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs)

SEC source: 0000950170-24-019595 · ownership.xml · derivative · entry 8

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,394.77

Underlying: Class A Common Stock · 1,847.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019595 · ownership.xml · derivative · entry 7

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,898.7

Underlying: Class A Common Stock · 1,299.57 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019595 · ownership.xml · derivative · entry 6

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,736.7

Underlying: Class A Common Stock · 1,367.11 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019595 · ownership.xml · derivative · entry 5

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,656.09

Underlying: Class A Common Stock · 2,656.09 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019595 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,295.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 21, 2024.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 21, 2024.

SEC source: 0000950170-24-019595 · ownership.xml · nonDerivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,666

F2 · security: Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

SEC source: 0000950170-24-019595 · ownership.xml · nonDerivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,464

SEC source: 0000950170-24-019595 · ownership.xml · nonDerivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,465.95

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0000950170-24-018235 · ownership.xml · nonDerivative · entry 2

MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,217

SEC source: 0000950170-24-018235 · ownership.xml · nonDerivative · entry 1

MAHMOODZADEGAN NAVID · CIK 0001604685 · Co-President, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,859

SEC source: 0000950170-24-017346 · ownership.xml · derivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,109

Underlying: Class A Common Stock · 31,109 shares

Expires not disclosed

F1 · security: Each Vested 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each Vested 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The Vested 2023 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. The Vested 2023 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

F2 · derivative.expiration_date: The Vested 2023 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. The Vested 2023 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

SEC source: 0000950170-24-017343 · ownership.xml · derivative · entry 1

WATANABE OSAMU R. · CIK 0001604471 · General Counsel, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,319

Underlying: Class A Common Stock · 7,319 shares

Expires not disclosed

F1 · security: Each Vested 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each Vested 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The Vested 2023 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. The Vested 2023 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

F2 · derivative.expiration_date: The Vested 2023 Incentive Restricted Stock Units vest at grant and are delivered in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029. The Vested 2023 Incentive Restricted Stock Units not yet delivered are subject to sale and non-compete restrictions through the applicable Delivery Date.

SEC source: 0000950170-24-017341 · ownership.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,921

Underlying: Class A Common Stock · 1,921 shares

Expires not disclosed

F1 · security: Each 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each 2023 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The 2023 Incentive Restricted Stock Units vest in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029.

F2 · derivative.expiration_date: The 2023 Incentive Restricted Stock Units vest in equal installments on February 23, 2025, February 23, 2026, February 23, 2027, February 23, 2028 and February 23, 2029.

SEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 3

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Mr. Simon's ownership includes 74,102 units of unvested or restricted equity granted to Mr. Simon as incentive compensation for fiscal years 2018 through 2022

SEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 2

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

SEC source: 0000950170-24-014752 · ownership.xml · nonDerivative · entry 1

SIMON JOSEPH · CIK 0001604693 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

SEC source: 0000950170-24-014025 · ownership.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

SEC source: 0000950170-24-014022 · ownership.xml · derivative · entry 4

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 843.29

Underlying: Class A Common Stock · 843.29 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 8, 2024.

SEC source: 0000950170-24-014022 · ownership.xml · derivative · entry 3

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 892.78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 8, 2024.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 8, 2024.

SEC source: 0000950170-24-014022 · ownership.xml · nonDerivative · entry 2

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,105

SEC source: 0000950170-24-014022 · ownership.xml · nonDerivative · entry 1

Cantor Eric · CIK 0001618434 · Director · Vice Chairman, MD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,869.07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

SEC source: 0000950170-23-073364 · ownership.xml · nonDerivative · entry 4

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 982.2

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F5 · price: 2023 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 3, 2023. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0000950170-23-073364 · ownership.xml · nonDerivative · entry 3

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,391.49

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073364 · ownership.xml · nonDerivative · entry 2

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320.97

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073364 · ownership.xml · nonDerivative · entry 1

ALLISON JOHN A · CIK 0001195160 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,908

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073366 · ownership.xml · nonDerivative · entry 4

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222.25

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F5 · price: 2023 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 3, 2023. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

SEC source: 0000950170-23-073366 · ownership.xml · nonDerivative · entry 3

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,505.17

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F4 · price: 2023 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073366 · ownership.xml · nonDerivative · entry 2

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320.97

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F3 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on April 3, 2023. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073366 · ownership.xml · nonDerivative · entry 1

Shropshire Kenneth · CIK 0001358892 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,043.51

F1 · price: Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

F2 · price: 2022 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2022. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

SEC source: 0000950170-23-073379 · ownership.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,795.6

Underlying: Class A Common Stock · 29.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.