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MEDALLION FINANCIAL CORP

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6064
SEC CIK
0001000209
Parsed reports
235

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2020 Filed Feb 18, 2020 16:45 UTC
MURSTEIN ALVINDirector · Chairman & CEO
GrantCommon Stock (right to buy) · Derivative 37,161 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004892 · doc4.xml · derivative · entry 6

MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,060

Underlying: Common Stock · 37,161 shares

Expires 2030-02-17

F6 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 16:45 UTC
MURSTEIN ALVINDirector · Chairman & CEO
GrantCommon Stock 18,336 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004892 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,764

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:18 UTC
Pickerell DeanSee Remarks
GrantCommon Stock (right to buy) · Derivative 3,792 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004927 · doc4.xml · derivative · entry 2

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,410

Underlying: Common Stock · 3,792 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:18 UTC
Pickerell DeanSee Remarks
GrantCommon Stock 1,871 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004927 · doc4.xml · nonDerivative · entry 1

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,572

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:17 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock (right to buy) · Derivative 7,585 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004926 · doc4.xml · derivative · entry 2

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,865

Underlying: Common Stock · 7,585 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:17 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock 3,743 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004926 · doc4.xml · nonDerivative · entry 1

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,977

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:17 UTC GrantCommon Stock (right to buy) · Derivative 10,617 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004925 · doc4.xml · derivative · entry 2

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,588

Underlying: Common Stock · 10,617 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:17 UTC GrantCommon Stock 5,239 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004925 · doc4.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,640

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:09 UTC GrantCommon Stock (right to buy) · Derivative 9,481 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004920 · doc4.xml · derivative · entry 2

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,790

Underlying: Common Stock · 9,481 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:09 UTC GrantCommon Stock 4,678 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004920 · doc4.xml · nonDerivative · entry 1

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,495

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:09 UTC GrantCommon Stock (right to buy) · Derivative 34,132 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004921 · doc4.xml · derivative · entry 2

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,736

Underlying: Common Stock · 34,132 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:09 UTC GrantCommon Stock 16,841 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004921 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,372

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:08 UTC
Munson Thomas J.See Remarks
GrantCommon Stock (right to buy) · Derivative 8,089 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004919 · doc4.xml · derivative · entry 3

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,398

Underlying: Common Stock · 8,089 shares

Expires 2030-02-17

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:08 UTC
Munson Thomas J.See Remarks
GrantCommon Stock 3,991 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004919 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,113

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:42 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock (right to buy) · Derivative 135,316 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004889 · doc4.xml · derivative · entry 3

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,029

Underlying: Common Stock · 135,316 shares

Expires 2030-02-17

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 21:42 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock 66,766 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004889 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,532

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 12:37 UTC
Poulton Donald S.CEO/President, Medallion Bank
PurchaseCommon Stock 2,200 $4.58 $10,069.40
Disclosure

SEC source: 0000899243-19-021616 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · CEO/President, Medallion Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,531

Read SEC document
August 08, 2019 Filed Aug 12, 2019 08:29 UTC
MURSTEIN ALVINDirector · Chairman & CEO
PurchaseCommon Stock 10,000 $4.74 $47,400.00
Disclosure

SEC source: 0000899243-19-021536 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 80,118

F1 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 12:32 UTC PurchaseCommon Stock 5,000 $4.75 $23,769.00
Disclosure

SEC source: 0000899243-19-021539 · doc4.xml · nonDerivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 213,853

F1 · ownership.nature: These shares are held by Alliance Bernstein in a Roth Individual Retirement Account for the benefit of Mr. Rudnick.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 12:30 UTC PurchaseCommon Stock 10,000 $4.72 $47,228.00
Disclosure

SEC source: 0000899243-19-021537 · doc4.xml · nonDerivative · entry 1

AARON HENRY L · CIK 0001183905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 08, 2019 Filed Aug 12, 2019 12:27 UTC PurchaseCommon Stock 10,000 $4.74 $47,367.00
Disclosure

SEC source: 0000899243-19-021534 · doc4.xml · nonDerivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,566

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:27 UTC
EVERETS JOHNDirector
GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020398 · doc4.xml · derivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:24 UTC GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020395 · doc4.xml · derivative · entry 1

MENOWITZ FREDERICK · CIK 0001257723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:22 UTC GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020393 · doc4.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:23 UTC GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020394 · doc4.xml · derivative · entry 1

AARON HENRY L · CIK 0001183905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:22 UTC GrantRestricted Stock Units · Derivative 5,208 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-020392 · doc4.xml · derivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208

Underlying: Common Stock · 5,208 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2020 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:37 UTC
Munson Thomas J.See Remarks
SaleCommon Stock 2,548 $7.34 $18,702.32
Disclosure

SEC source: 0000899243-19-014005 · doc4.xml · nonDerivative · entry 2

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,122

F1 · shares: Represents the sale of shares to satisfy tax withholding obligations in connection with the vesting of a previously granted restricted stock award.

Read SEC document
May 17, 2019 Filed May 17, 2019 20:37 UTC
Munson Thomas J.See Remarks
SaleCommon Stock 1,700 $7.33 $12,469.16
Disclosure

SEC source: 0000899243-19-014005 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,670

F1 · shares: Represents the sale of shares to satisfy tax withholding obligations in connection with the vesting of a previously granted restricted stock award.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:12 UTC GrantCommon Stock (right to buy) · Derivative 21,604 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008867 · doc4.xml · derivative · entry 2

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,604

Underlying: Common Stock · 21,604 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:12 UTC GrantCommon Stock 9,924 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008867 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,331

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 16:10 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock (right to buy) · Derivative 34,899 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008863 · doc4.xml · derivative · entry 6

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,899

Underlying: Common Stock · 34,899 shares

Expires 2029-03-21

F6 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 16:10 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock 16,031 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008863 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,428

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:19 UTC
Pickerell DeanSee Remarks
GrantCommon Stock (right to buy) · Derivative 16,618 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008877 · doc4.xml · derivative · entry 2

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,618

Underlying: Common Stock · 16,618 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:19 UTC
Pickerell DeanSee Remarks
GrantCommon Stock 7,634 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008877 · doc4.xml · nonDerivative · entry 1

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,701

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC GrantCommon Stock (right to buy) · Derivative 9,971 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008875 · doc4.xml · derivative · entry 2

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,971

Underlying: Common Stock · 9,971 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC GrantCommon Stock 4,580 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008875 · doc4.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,401

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC GrantCommon Stock (right to buy) · Derivative 8,309 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008874 · doc4.xml · derivative · entry 2

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,309

Underlying: Common Stock · 8,309 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC GrantCommon Stock 3,817 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008874 · doc4.xml · nonDerivative · entry 1

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,817

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC
Munson Thomas J.See Remarks
GrantCommon Stock (right to buy) · Derivative 8,309 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008873 · doc4.xml · derivative · entry 3

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,309

Underlying: Common Stock · 8,309 shares

Expires 2029-03-21

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:16 UTC
Munson Thomas J.See Remarks
GrantCommon Stock 3,817 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008873 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,370

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

Read SEC document
March 21, 2019 Filed Mar 25, 2019 20:13 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock (right to buy) · Derivative 18,280 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008869 · doc4.xml · derivative · entry 2

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,280

Underlying: Common Stock · 18,280 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

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March 21, 2019 Filed Mar 25, 2019 20:13 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock 8,397 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008869 · doc4.xml · nonDerivative · entry 1

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,234

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

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March 21, 2019 Filed Mar 25, 2019 20:12 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock (right to buy) · Derivative 26,589 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008868 · doc4.xml · derivative · entry 2

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,589

Underlying: Common Stock · 26,589 shares

Expires 2029-03-21

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

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March 21, 2019 Filed Mar 25, 2019 20:12 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock 12,214 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008868 · doc4.xml · nonDerivative · entry 1

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,867

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

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March 21, 2019 Filed Mar 25, 2019 20:10 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock (right to buy) · Derivative 98,713 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-19-008864 · doc4.xml · derivative · entry 3

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,713

Underlying: Common Stock · 98,713 shares

Expires 2029-03-21

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023

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March 21, 2019 Filed Mar 25, 2019 20:10 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock 45,344 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-008864 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,766

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023.

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June 15, 2018 Filed Jun 18, 2018 20:28 UTC GrantCommon Stock (right to buy) · Derivative 12,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0000899243-18-016992 · doc4.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 12,000 shares

Expires 2028-06-15

F1 · derivative.exercise_date: One-third of the options will vest on the first, second and third anniversaries of the date of grant.

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June 15, 2018 Filed Jun 18, 2018 20:26 UTC GrantCommon Stock (right to buy) · Derivative 12,000 $0.00 Strike: $5.58 $0.00
Disclosure

SEC source: 0000899243-18-016990 · doc4.xml · derivative · entry 1

MENOWITZ FREDERICK · CIK 0001257723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 12,000 shares

Expires 2028-06-15

F1 · derivative.exercise_date: One-third of the options will vest on the first, second and third anniversaries of the date of grant.

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June 14, 2018 Filed Jun 18, 2018 12:30 UTC PurchaseCommon Stock 10,000 $5.55 $55,482.00
Disclosure

SEC source: 0000899243-18-016905 · doc4.xml · nonDerivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,566

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March 15, 2018 Filed Mar 16, 2018 20:07 UTC SaleCommon Stock 7,500 $4.67 $35,025.00
Disclosure

SEC source: 0000899243-18-007702 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,407

F1 · shares: For tax planning purposes, Mr. Poulton sold these shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.