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MEDALLION FINANCIAL CORP

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6064
SEC CIK
0001000209
Parsed reports
235

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2023 Filed Feb 16, 2023 21:07 UTC
MURSTEIN ANDREWDirector · President
Tax withholdingCommon Stock 5,787 $8.79 $50,867.73
Disclosure

SEC source: 0001209191-23-010037 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,723

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027384 · doc4.xml · derivative · entry 1

MENOWITZ FREDERICK · CIK 0001257723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027373 · doc4.xml · derivative · entry 1

Hallenbeck Cynthia A · CIK 0001503846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,980

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:13 UTC GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027383 · doc4.xml · derivative · entry 1

Hatch Brent O. · CIK 0001927560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,038

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:12 UTC GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027379 · doc4.xml · derivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,291

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:11 UTC
MEYER ROBERTDirector
GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027376 · doc4.xml · derivative · entry 1

MEYER ROBERT · CIK 0001170945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,728

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:12 UTC
EVERETS JOHNDirector
GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027378 · doc4.xml · derivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,291

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 17,038 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027374 · doc4.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,291

Underlying: Common Stock · 17,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 14, 2023 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
March 07, 2022 Filed Mar 8, 2022 14:10 UTC
Munson Thomas J.See Remarks
PurchaseCommon Stock 1,100 $8.55 $9,405.00
Disclosure

SEC source: 0000899243-22-009857 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,447

F1 · ownership.nature: These shares are held by Charles Schwab & Co., Inc. in an Individual Retirement Account for the benefit of Thomas J. Munson.

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March 01, 2022 Filed Mar 2, 2022 08:33 UTC
MURSTEIN ALVINDirector · See Remarks
PurchaseCommon Stock 10,000 $8.36 $83,633.00
Disclosure

SEC source: 0000899243-22-008516 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 90,118

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.2600 to $8.4165, inclusive. The reporting person undertakes to provide to Medallion Financial Corp., any security holder of Medallion Financial Corp., or the staff of the Securities and Exchange Commission, upon request, the number of shares sold at each separate price within the above range.

F2 · ownership.nature: Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.

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February 17, 2022 Filed Feb 22, 2022 16:11 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock 43,078 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007175 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,077

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:30 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007193 · doc4.xml · nonDerivative · entry 1

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,471

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:29 UTC
Pickerell DeanSee Remarks
GrantCommon Stock 3,255 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007192 · doc4.xml · nonDerivative · entry 1

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,668

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:28 UTC
Munson Thomas J.See Remarks
GrantCommon Stock 10,419 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007190 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,459

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:29 UTC GrantCommon Stock 13,675 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007191 · doc4.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,469

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:25 UTC GrantCommon Stock 11,718 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007184 · doc4.xml · nonDerivative · entry 1

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,815

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:25 UTC GrantCommon Stock 46,223 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007185 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,345

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:25 UTC
Cutrone Anthony N.Chief Financial Officer
GrantCommon Stock 26,041 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007183 · doc4.xml · nonDerivative · entry 1

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,327

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:18 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock 156,862 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007177 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,510

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2023, March 1, 2024 and March 1, 2025.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025012 · doc4.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:39 UTC GrantRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025011 · doc4.xml · derivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:33 UTC GrantRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025006 · doc4.xml · derivative · entry 1

Hallenbeck Cynthia A · CIK 0001503846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,731

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:33 UTC
EVERETS JOHNDirector
GrantRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025005 · doc4.xml · derivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:32 UTC GrantRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-025004 · doc4.xml · derivative · entry 1

MENOWITZ FREDERICK · CIK 0001257723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock · 2,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 17, 2022.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:15 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock (right to buy) · Derivative 31,505 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010347 · doc4.xml · derivative · entry 6

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,565

Underlying: Common Stock · 31,505 shares

Expires 2031-03-04

F6 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 16:15 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock 16,235 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010347 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,999

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:12 UTC
Pickerell DeanSee Remarks
GrantCommon Stock (right to buy) · Derivative 3,572 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010401 · doc4.xml · derivative · entry 2

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,982

Underlying: Common Stock · 3,572 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:12 UTC
Pickerell DeanSee Remarks
GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010401 · doc4.xml · nonDerivative · entry 1

Pickerell Dean · CIK 0001509491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,413

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:12 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock (right to buy) · Derivative 7,145 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010400 · doc4.xml · derivative · entry 2

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,010

Underlying: Common Stock · 7,145 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:12 UTC
Lewis Stephen A.See Remarks
GrantCommon Stock 3,682 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010400 · doc4.xml · nonDerivative · entry 1

Lewis Stephen A. · CIK 0001738812 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,659

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:09 UTC GrantCommon Stock (right to buy) · Derivative 8,931 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010396 · doc4.xml · derivative · entry 2

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Underlying: Common Stock · 8,931 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:09 UTC GrantCommon Stock 4,602 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010396 · doc4.xml · nonDerivative · entry 1

Travis Alexander S · CIK 0001768445 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,097

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:07 UTC GrantCommon Stock (right to buy) · Derivative 39,297 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010392 · doc4.xml · derivative · entry 2

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,033

Underlying: Common Stock · 39,297 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:07 UTC GrantCommon Stock 20,250 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010392 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,122

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:07 UTC GrantCommon Stock (right to buy) · Derivative 10,002 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010390 · doc4.xml · derivative · entry 2

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,590

Underlying: Common Stock · 10,002 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:07 UTC GrantCommon Stock 5,154 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010390 · doc4.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,794

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:04 UTC
Munson Thomas J.See Remarks
GrantCommon Stock (right to buy) · Derivative 7,620 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010383 · doc4.xml · derivative · entry 3

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,018

Underlying: Common Stock · 7,620 shares

Expires 2031-03-04

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 22:04 UTC
Munson Thomas J.See Remarks
GrantCommon Stock 3,927 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010383 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,040

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:54 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock (right to buy) · Derivative 27,742 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010371 · doc4.xml · derivative · entry 2

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,782

Underlying: Common Stock · 27,742 shares

Expires 2031-03-04

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:54 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock 14,296 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010371 · doc4.xml · nonDerivative · entry 1

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,694

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:34 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock (right to buy) · Derivative 114,720 $0.00 Strike: $6.79 $0.00
Disclosure

SEC source: 0000899243-21-010357 · doc4.xml · derivative · entry 3

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,749

Underlying: Common Stock · 114,720 shares

Expires 2031-03-04

F3 · derivative.exercise_date: One-fourth of the options will become exercisable on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:34 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock 59,116 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010357 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,648

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on March 4, 2022, March 4, 2023, March 4, 2024 and March 4, 2025.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 12:40 UTC PurchaseCommon Stock 2,500 $2.97 $7,424.50
Disclosure

SEC source: 0000899243-20-024415 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,872

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:26 UTC GrantRestricted Stock Units · Derivative 7,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020378 · doc4.xml · derivative · entry 1

MENOWITZ FREDERICK · CIK 0001257723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:25 UTC GrantRestricted Stock Units · Derivative 7,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020377 · doc4.xml · derivative · entry 1

Hallenbeck Cynthia A · CIK 0001503846 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:21 UTC GrantRestricted Stock Units · Derivative 7,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020373 · doc4.xml · derivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,120

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:21 UTC
EVERETS JOHNDirector
GrantRestricted Stock Units · Derivative 7,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020372 · doc4.xml · derivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,120

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 20:20 UTC GrantRestricted Stock Units · Derivative 7,912 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-020371 · doc4.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,120

Underlying: Common Stock · 7,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 19, 2021 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:39 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock (right to buy) · Derivative 29,451 $0.00 Strike: $6.68 $0.00
Disclosure

SEC source: 0000899243-20-004935 · doc4.xml · derivative · entry 2

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,040

Underlying: Common Stock · 29,451 shares

Expires 2030-02-17

F2 · derivative.exercise_date: One-fourth of the options will become exercisable on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document
February 17, 2020 Filed Feb 18, 2020 22:39 UTC
HALL LARRY DChief Financial Officer
GrantCommon Stock 14,531 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004935 · doc4.xml · nonDerivative · entry 1

HALL LARRY D · CIK 0001226948 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,398

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-fourth increments on February 17, 2021, February 17, 2022, February 17, 2023 and February 17, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.