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Nasdaq · USD

MBNKO

MEDALLION FINANCIAL CORP

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Tapewire entity
6064
SEC CIK
0001000209
Parsed reports
235

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2025 Filed May 6, 2025 20:15 UTC Exercise / conversionCommon Stock 800 $6.55 $5,240.00
Disclosure

SEC source: 0000950170-25-064489 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 16:05 UTC
MURSTEIN ALVINDirector · See Remarks
Tax withholdingCommon Stock 2,072 $8.17 $16,928.24
Disclosure

SEC source: 0000950170-25-033543 · ownership.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,343

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:05 UTC
Munson Thomas J.See Remarks
Tax withholdingCommon Stock 501 $8.17 $4,093.17
Disclosure

SEC source: 0000950170-25-033533 · ownership.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,263

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:05 UTC Tax withholdingCommon Stock 712 $8.17 $5,817.04
Disclosure

SEC source: 0000950170-25-033531 · ownership.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,368

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:05 UTC Tax withholdingCommon Stock 679 $8.17 $5,547.43
Disclosure

SEC source: 0000950170-25-033532 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,263

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:05 UTC Tax withholdingCommon Stock 2,222 $8.17 $18,153.74
Disclosure

SEC source: 0000950170-25-033541 · ownership.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,075

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2025 Filed Mar 5, 2025 21:05 UTC
MURSTEIN ANDREWDirector · President
Tax withholdingCommon Stock 7,545 $8.17 $61,642.65
Disclosure

SEC source: 0000950170-25-033538 · ownership.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 787,188

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 16:05 UTC
MURSTEIN ALVINDirector · See Remarks
Tax withholdingCommon Stock 15,302 $8.34 $127,618.68
Disclosure

SEC source: 0000950170-25-030830 · ownership.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,415

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC
Munson Thomas J.See Remarks
Tax withholdingCommon Stock 5,871 $8.34 $48,964.14
Disclosure

SEC source: 0000950170-25-030828 · ownership.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,764

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC Tax withholdingCommon Stock 16,675 $8.34 $139,069.50
Disclosure

SEC source: 0000950170-25-030834 · ownership.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,297

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC
MURSTEIN ANDREWDirector · President
Tax withholdingCommon Stock 62,498 $8.34 $521,233.32
Disclosure

SEC source: 0000950170-25-030825 · ownership.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,733

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC Tax withholdingCommon Stock 6,108 $8.34 $50,940.72
Disclosure

SEC source: 0000950170-25-030831 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,942

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC Tax withholdingCommon Stock 11,707 $8.34 $97,636.38
Disclosure

SEC source: 0000950170-25-030823 · ownership.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,080

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:05 UTC
Cutrone Anthony N.Chief Financial Officer
Tax withholdingCommon Stock 12,468 $8.34 $103,983.12
Disclosure

SEC source: 0000950170-25-030821 · ownership.xml · nonDerivative · entry 1

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,063

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock awards granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 16:07 UTC
MURSTEIN ALVINDirector · See Remarks
GrantCommon Stock 23,514 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022213 · ownership.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,717

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:14 UTC GrantCommon Stock 20,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022239 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,050

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:14 UTC GrantCommon Stock 23,613 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022237 · ownership.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,787

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:13 UTC
Munson Thomas J.See Remarks
GrantCommon Stock 11,806 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022235 · ownership.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,635

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

F2 · balance_after: Includes shares held in an Individual Retirement Account for the benefit of Thomas J. Munson.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:12 UTC
Cutrone Anthony N.Chief Financial Officer
GrantCommon Stock 29,055 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022230 · ownership.xml · nonDerivative · entry 1

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,531

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

F2 · balance_after: Includes shares held in a Roth Individual Retirement Account for the benefit of Anthony N. Cutrone

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:11 UTC
MURSTEIN ANDREWDirector · President
GrantCommon Stock 94,451 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022223 · ownership.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857,231

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 21:11 UTC GrantCommon Stock 34,866 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-022222 · ownership.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,972

F1 · shares: Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
September 10, 2024 Filed Sep 10, 2024 20:05 UTC
Cutrone Anthony N.Chief Financial Officer
PurchaseCommon Stock 500 $7.50 $3,750.00
Disclosure

SEC source: 0000950170-24-105121 · ownership.xml · nonDerivative · entry 4

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,500

F1 · ownership.nature: These shares are held by Charles Schwab & Co., Inc. in a Roth Individual Retirement Account for the benefit of Anthony N. Cutrone.

Read SEC document
September 10, 2024 Filed Sep 10, 2024 20:05 UTC
Cutrone Anthony N.Chief Financial Officer
PurchaseCommon Stock 1,000 $7.50 $7,500.00
Disclosure

SEC source: 0000950170-24-105121 · ownership.xml · nonDerivative · entry 3

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,976

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:05 UTC
Cutrone Anthony N.Chief Financial Officer
PurchaseCommon Stock 2,000 $7.53 $15,050.00
Disclosure

SEC source: 0000950170-24-105121 · ownership.xml · nonDerivative · entry 2

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000

F1 · ownership.nature: These shares are held by Charles Schwab & Co., Inc. in a Roth Individual Retirement Account for the benefit of Anthony N. Cutrone.

Read SEC document
September 06, 2024 Filed Sep 10, 2024 20:05 UTC
Cutrone Anthony N.Chief Financial Officer
PurchaseCommon Stock 2,000 $7.52 $15,045.80
Disclosure

SEC source: 0000950170-24-105121 · ownership.xml · nonDerivative · entry 1

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,976

Read SEC document
September 05, 2024 Filed Sep 5, 2024 20:05 UTC Exercise / conversionCommon Stock (right to buy) · Derivative 610 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000950170-24-103975 · ownership.xml · derivative · entry 2

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,417

Underlying: Common Stock · 610 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options vested on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. All of these options have fully vested.

Read SEC document
September 05, 2024 Filed Sep 5, 2024 20:05 UTC Exercise / conversionCommon Stock 610 $6.55 $3,995.50
Disclosure

SEC source: 0000950170-24-103975 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 20:05 UTC Exercise / conversionCommon Stock (right to buy) · Derivative 600 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000950170-24-093905 · ownership.xml · derivative · entry 2

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,027

Underlying: Common Stock · 600 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options vested on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. All of these options have fully vested.

Read SEC document
August 07, 2024 Filed Aug 8, 2024 20:05 UTC Exercise / conversionCommon Stock 600 $6.55 $3,930.00
Disclosure

SEC source: 0000950170-24-093905 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:11 UTC GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072446 · ownership.xml · derivative · entry 1

TANENBAUM ALLAN J · CIK 0001208385 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,464

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:10 UTC GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072442 · ownership.xml · derivative · entry 1

RUDNICK DAVID L · CIK 0001228452 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,464

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:09 UTC
MEYER ROBERTDirector
GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072440 · ownership.xml · derivative · entry 1

MEYER ROBERT · CIK 0001170945 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,477

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:08 UTC GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072436 · ownership.xml · derivative · entry 1

Hallenbeck Cynthia A · CIK 0001503846 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,669

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:07 UTC GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072434 · ownership.xml · derivative · entry 1

Hatch Brent O. · CIK 0001927560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,127

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 20:07 UTC
EVERETS JOHNDirector
GrantRestricted Stock Units · Derivative 13,974 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072429 · ownership.xml · derivative · entry 1

EVERETS JOHN · CIK 0001193147 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,464

Underlying: Common Stock · 13,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

F2 · derivative.expiration_date: The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 11, 2025 and settlement is deferred until termination of service as a member of the Board of Directors.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:07 UTC Exercise / conversionCommon Stock (right to buy) · Derivative 650 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000950170-24-055638 · ownership.xml · derivative · entry 2

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,627

Underlying: Common Stock · 650 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options vested on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. All of these options have fully vested.

Read SEC document
May 06, 2024 Filed May 8, 2024 20:07 UTC Exercise / conversionCommon Stock 650 $6.55 $4,257.50
Disclosure

SEC source: 0000950170-24-055638 · ownership.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 16:05 UTC
MURSTEIN ALVINDirector · See Remarks
Tax withholdingCommon Stock 2,072 $8.18 $16,948.96
Disclosure

SEC source: 0001209191-24-004334 · doc4.xml · nonDerivative · entry 2

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,203

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:09 UTC Tax withholdingCommon Stock 713 $8.18 $5,832.34
Disclosure

SEC source: 0001209191-24-004343 · doc4.xml · nonDerivative · entry 2

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,174

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:08 UTC
Munson Thomas J.See Remarks
Tax withholdingCommon Stock 501 $8.18 $4,098.18
Disclosure

SEC source: 0001209191-24-004341 · doc4.xml · nonDerivative · entry 2

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,382

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 04, 2024 Filed Mar 5, 2024 21:07 UTC Tax withholdingCommon Stock 2,228 $8.18 $18,225.04
Disclosure

SEC source: 0001209191-24-004339 · doc4.xml · nonDerivative · entry 2

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,106

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 04, 2024 Filed Mar 5, 2024 21:06 UTC
MURSTEIN ANDREWDirector · President
Tax withholdingCommon Stock 7,545 $8.18 $61,718.10
Disclosure

SEC source: 0001209191-24-004337 · doc4.xml · nonDerivative · entry 2

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 762,780

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 16:05 UTC
MURSTEIN ALVINDirector · See Remarks
Tax withholdingCommon Stock 11,525 $7.98 $91,969.50
Disclosure

SEC source: 0001209191-24-004334 · doc4.xml · nonDerivative · entry 1

MURSTEIN ALVIN · CIK 0001000210 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,275

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 21:09 UTC Tax withholdingCommon Stock 7,084 $7.98 $56,530.32
Disclosure

SEC source: 0001209191-24-004343 · doc4.xml · nonDerivative · entry 1

Silverman Marisa T. · CIK 0001637491 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,887

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 21:08 UTC
Munson Thomas J.See Remarks
Tax withholdingCommon Stock 3,879 $7.98 $30,954.42
Disclosure

SEC source: 0001209191-24-004341 · doc4.xml · nonDerivative · entry 1

Munson Thomas J. · CIK 0001698515 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,883

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 21:08 UTC Exercise / conversionCommon Stock (right to buy) · Derivative 1,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0001209191-24-004340 · doc4.xml · derivative · entry 2

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,277

Underlying: Common Stock · 1,000 shares

Expires 2029-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-fourth of the options vested on February 14, 2020, February 14, 2021, February 14, 2022 and February 14, 2023. All these options have fully vested.

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March 01, 2024 Filed Mar 5, 2024 21:08 UTC Exercise / conversionCommon Stock 1,000 $6.55 $6,550.00
Disclosure

SEC source: 0001209191-24-004340 · doc4.xml · nonDerivative · entry 1

Haley David Justin · CIK 0001965638 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 01, 2024 Filed Mar 5, 2024 21:07 UTC Tax withholdingCommon Stock 11,884 $7.98 $94,834.32
Disclosure

SEC source: 0001209191-24-004339 · doc4.xml · nonDerivative · entry 1

Poulton Donald S. · CIK 0001642620 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,334

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 21:07 UTC
Cutrone Anthony N.Chief Financial Officer
Tax withholdingCommon Stock 9,368 $7.98 $74,756.64
Disclosure

SEC source: 0001209191-24-004338 · doc4.xml · nonDerivative · entry 1

Cutrone Anthony N. · CIK 0001901400 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,976

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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March 01, 2024 Filed Mar 5, 2024 21:06 UTC
MURSTEIN ANDREWDirector · President
Tax withholdingCommon Stock 45,530 $7.98 $363,329.40
Disclosure

SEC source: 0001209191-24-004337 · doc4.xml · nonDerivative · entry 1

MURSTEIN ANDREW · CIK 0001033265 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,325

F1 · shares: Shares withheld by the Issuer to satisfy tax obligations arising upon vesting of restricted stock award granted previously under the Medallion Financial Corp. 2018 Equity Incentive Plan in a transaction exempt under Rule 16b-3 under the Securities Exchange Act of 1934.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.