Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 14, 2021 22:53 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Disposition to issuerCommon Stock | 44,707 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-21-000005 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,833 F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2020 Filed Jan 14, 2021 22:41 UTC |
Bergonzi Adam T.Assistant Vice President
|
Disposition to issuerCommon Stock | 35,765 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-21-000004 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,976 F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2020 Filed Jan 14, 2021 22:01 UTC |
Avitabile Daniel M.Assistant Vice President
|
Disposition to issuerCommon Stock | 29,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-21-000002 · primary_doc.xml · nonDerivative · entry 1 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,163 F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2020 Filed Jan 14, 2021 22:15 UTC |
Harris Jonathan C.General Counsel and Secretary
|
Disposition to issuerCommon Stock | 29,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-21-000003 · primary_doc.xml · nonDerivative · entry 1 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,811 F1 · shares: Represents forfeiture of restricted stock award due to non-achievement of performance criteria. Read SEC document |
| December 31, 2020 Filed Jan 14, 2021 21:50 UTC |
Young Christopher H.Assistant Vice President
|
Disposition to issuerCommon Stock | 29,059 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-21-000001 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,098 F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 21:35 UTC |
Fallon William CCEO & President
|
PurchaseCommon Stock | 100,000 | $6.17 | $617,000.00 |
DisclosureSEC source: 0000814585-20-000048 · primary_doc.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,397,108 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.09 to $6.21, inclusive. The reporting person undertakes to provide to MBIA Inc., any security holder of MBIA Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 28, 2020 Filed Aug 31, 2020 20:28 UTC |
RINEHART CHARLES RDirector
|
SaleCommon Stock | 25,000 | $8.11 | $202,750.00 |
DisclosureSEC source: 0000814585-20-000047 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,778 Read SEC document |
| August 24, 2020 Filed Aug 28, 2020 20:21 UTC |
RINEHART CHARLES RDirector
|
SaleCommon Stock | 25,000 | $8.00 | $200,000.00 |
DisclosureSEC source: 0000814585-20-000046 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,778 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.99 to $8.02, inclusive. The reporting person undertakes to provide to MBIA Inc., any security holder of MBIA Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 17:48 UTC |
RINEHART CHARLES RDirector
|
SaleCommon Stock | 25,000 | $7.96 | $199,000.00 |
DisclosureSEC source: 0000814585-20-000045 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,778 Read SEC document |
| August 19, 2020 Filed Aug 24, 2020 17:41 UTC |
RINEHART CHARLES RDirector
|
SaleCommon Stock | 25,000 | $7.93 | $198,250.00 |
DisclosureSEC source: 0000814585-20-000044 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,778 Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 15:27 UTC |
RINEHART CHARLES RDirector
|
SaleCommon Stock | 23,967 | $8.54 | $204,678.18 |
DisclosureSEC source: 0000814585-20-000043 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,778 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.53 to $8.57, inclusive. The reporting person undertakes to provide to MBIA Inc., any security holder of MBIA Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 22, 2020 Filed May 26, 2020 22:22 UTC |
Shasta TheodoreDirector
|
SaleCommon Stock | 18,689 | $6.99 | $130,636.11 |
DisclosureSEC source: 0000814585-20-000042 · primary_doc.xml · nonDerivative · entry 1 Shasta Theodore · CIK 0001468776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,484 F1 · balance_after: The reporting officer via an IRA ("Individual Retirement Account") indirectly owns an additional 20,000 shares of the issuer's stock as reported upon the reporting officer's previously filed August 29, 2017 Form 4 filing. Read SEC document |
| May 15, 2020 Filed May 20, 2020 22:33 UTC |
GILBERT STEVEN JDirector
|
GiftCommon Stock | 64,416 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000041 · primary_doc.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,843 Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:38 UTC |
DEWBREY DIANE LDirector
|
GrantCommon Stock | 15,949 | $6.27 | $100,000.23 |
DisclosureSEC source: 0000814585-20-000040 · primary_doc.xml · nonDerivative · entry 1 DEWBREY DIANE L · CIK 0001200125 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,952 F1 · shares: Restricted stock granted on May 14, 2020 at a price of $6.27 per share with 1 year vesting on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:31 UTC |
GILBERT STEVEN JDirector
|
GrantCommon Stock | 15,949 | $6.27 | $100,000.23 |
DisclosureSEC source: 0000814585-20-000039 · primary_doc.xml · nonDerivative · entry 1 GILBERT STEVEN J · CIK 0001105209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,259 F1 · shares: Restricted stock granted on May 14, 2020 at a price of $6.27 per share with 1 year vesting on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:23 UTC |
RINEHART CHARLES RDirector
|
GrantCommon Stock | 15,949 | $6.27 | $100,000.23 |
DisclosureSEC source: 0000814585-20-000038 · primary_doc.xml · nonDerivative · entry 1 RINEHART CHARLES R · CIK 0001191034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,745 F1 · shares: Restricted stock granted on May 14, 2020 at a price of $6.27 per share with a 1 year vesting on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:14 UTC |
Shasta TheodoreDirector
|
GrantCommon Stock | 15,949 | $6.27 | $100,000.23 |
DisclosureSEC source: 0000814585-20-000037 · primary_doc.xml · nonDerivative · entry 1 Shasta Theodore · CIK 0001468776 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,173 F1 · shares: Restricted stock granted on May 14, 2020 at a price of $6.27 per share with 1 year vesting on May 14, 2021. Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:06 UTC |
VAUGHAN RICHARD CDirector
|
GrantCommon Stock | 15,949 | $6.27 | $100,000.23 |
DisclosureSEC source: 0000814585-20-000036 · primary_doc.xml · nonDerivative · entry 1 VAUGHAN RICHARD C · CIK 0001228948 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,826 F1 · shares: Restricted stock granted on May 14, 2020 at a price of $6.27 per share with a 1 year vesting on May 14, 2021. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 22:05 UTC |
Young Christopher H.Assistant Vice President
|
Tax withholdingCommon Stock | 1,157 | $8.13 | $9,406.41 |
DisclosureSEC source: 0000814585-20-000035 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,157 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:56 UTC |
Schachinger Joseph R.Controller
|
Tax withholdingCommon Stock | 828 | $8.13 | $6,731.64 |
DisclosureSEC source: 0000814585-20-000034 · primary_doc.xml · nonDerivative · entry 1 Schachinger Joseph R. · CIK 0001706359 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,326 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:48 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 2,955 | $8.13 | $24,024.15 |
DisclosureSEC source: 0000814585-20-000033 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148,193 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:27 UTC |
Harris Jonathan C.General Counsel and Secretary
|
Tax withholdingCommon Stock | 4,728 | $8.13 | $38,438.64 |
DisclosureSEC source: 0000814585-20-000032 · primary_doc.xml · nonDerivative · entry 1 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,870 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:19 UTC |
Fallon William CCEO and President
|
Tax withholdingCommon Stock | 7,029 | $8.13 | $57,145.77 |
DisclosureSEC source: 0000814585-20-000031 · primary_doc.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297,108 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:10 UTC |
Bergonzi Adam T.Assistant Vice President
|
Tax withholdingCommon Stock | 1,447 | $8.13 | $11,764.11 |
DisclosureSEC source: 0000814585-20-000030 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 791,741 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 21:02 UTC |
Avitabile Daniel M.Assistant Vice President
|
Tax withholdingCommon Stock | 1,478 | $8.13 | $12,016.14 |
DisclosureSEC source: 0000814585-20-000029 · primary_doc.xml · nonDerivative · entry 1 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,222 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 21:48 UTC |
Young Christopher H.Assistant Vice President
|
Tax withholdingCommon Stock | 1,219 | $7.95 | $9,691.05 |
DisclosureSEC source: 0000814585-20-000023 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,278 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 20:59 UTC |
Harris Jonathan C.General Counsel and Secretary
|
Tax withholdingCommon Stock | 1,219 | $7.95 | $9,691.05 |
DisclosureSEC source: 0000814585-20-000022 · primary_doc.xml · nonDerivative · entry 1 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,562 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 20:52 UTC |
Bergonzi Adam T.Assistant Vice President
|
Tax withholdingCommon Stock | 1,524 | $7.95 | $12,115.80 |
DisclosureSEC source: 0000814585-20-000021 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,143 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 20:43 UTC |
Avitabile Daniel M.Assistant Vice President
|
Tax withholdingCommon Stock | 1,080 | $7.95 | $8,586.00 |
DisclosureSEC source: 0000814585-20-000020 · primary_doc.xml · nonDerivative · entry 1 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,669 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 20:37 UTC |
Schachinger Joseph R.Controller
|
Tax withholdingCommon Stock | 1,219 | $7.95 | $9,691.05 |
DisclosureSEC source: 0000814585-20-000019 · primary_doc.xml · nonDerivative · entry 1 Schachinger Joseph R. · CIK 0001706359 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,118 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 16:33 UTC Amendment |
Young Christopher H.Assistant Vice President
|
Tax withholdingCommon Stock | 1,183 | $7.95 | $9,404.85 |
DisclosureSEC source: 0000814585-20-000028 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,314 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 16:21 UTC Amendment |
Schachinger Joseph R.Controller
|
Tax withholdingCommon Stock | 1,183 | $7.95 | $9,404.85 |
DisclosureSEC source: 0000814585-20-000027 · primary_doc.xml · nonDerivative · entry 1 Schachinger Joseph R. · CIK 0001706359 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,154 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 15:35 UTC Amendment |
Harris Jonathan C.General Counsel and Secretary
|
Tax withholdingCommon Stock | 1,183 | $7.95 | $9,404.85 |
DisclosureSEC source: 0000814585-20-000026 · primary_doc.xml · nonDerivative · entry 1 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,598 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 15:12 UTC Amendment |
Bergonzi Adam T.Assistant Vice President
|
Tax withholdingCommon Stock | 1,479 | $7.95 | $11,758.05 |
DisclosureSEC source: 0000814585-20-000025 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,188 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 05, 2020 Filed Mar 10, 2020 15:02 UTC Amendment |
Avitabile Daniel M.Assistant Vice President
|
Tax withholdingCommon Stock | 1,049 | $7.95 | $8,339.55 |
DisclosureSEC source: 0000814585-20-000024 · primary_doc.xml · nonDerivative · entry 1 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,700 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:58 UTC |
Avitabile Daniel M.Assistant Vice President
|
GrantCommon Stock | 54,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000016 · primary_doc.xml · nonDerivative · entry 2 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,879 F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:58 UTC |
Avitabile Daniel M.Assistant Vice President
|
GrantCommon Stock | 20,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000016 · primary_doc.xml · nonDerivative · entry 1 Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,286 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:50 UTC |
Fallon William CCEO & President
|
GrantCommon Stock | 175,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000012 · primary_doc.xml · nonDerivative · entry 2 Fallon William C · CIK 0001334233 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304,137 F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:50 UTC |
Fallon William CCEO & President
|
GrantCommon Stock | 66,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000012 · primary_doc.xml · nonDerivative · entry 1 Fallon William C · CIK 0001334233 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,128,179 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:46 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 8,050 | $7.93 | $63,836.50 |
DisclosureSEC source: 0000814585-20-000009 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,832 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:22 UTC |
Bergonzi Adam T.Assistant Vice President
|
GrantCommon Stock | 75,411 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000014 · primary_doc.xml · nonDerivative · entry 2 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 794,667 F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:22 UTC |
Bergonzi Adam T.Assistant Vice President
|
GrantCommon Stock | 28,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000014 · primary_doc.xml · nonDerivative · entry 1 Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,256 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:26 UTC |
Schachinger Joseph R.Controller
|
GrantCommon Stock | 44,136 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000018 · primary_doc.xml · nonDerivative · entry 1 Schachinger Joseph R. · CIK 0001706359 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,337 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:16 UTC |
Young Christopher H.Assistant Vice President
|
GrantCommon Stock | 54,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000017 · primary_doc.xml · nonDerivative · entry 2 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,497 F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. F2 · balance_after: Balance reflects adjustment for retirement shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:16 UTC |
Young Christopher H.Assistant Vice President
|
GrantCommon Stock | 20,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000017 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,034 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:37 UTC |
Harris Jonathan C.General Counsel and Secretary
|
GrantCommon Stock | 58,653 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000015 · primary_doc.xml · nonDerivative · entry 2 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,781 F2 · shares: Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:37 UTC |
Harris Jonathan C.General Counsel and Secretary
|
GrantCommon Stock | 22,068 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000015 · primary_doc.xml · nonDerivative · entry 1 Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,128 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:03 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
GrantCommon Stock | 83,790 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000013 · primary_doc.xml · nonDerivative · entry 2 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,151,148 F3 · shares: Restricted Stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2022. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:03 UTC |
McKiernan AnthonyEVP & Chief Financial Officer
|
GrantCommon Stock | 31,526 | $0.00 | $0.00 |
DisclosureSEC source: 0000814585-20-000013 · primary_doc.xml · nonDerivative · entry 1 McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067,358 F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 23:02 UTC |
Young Christopher H.Assistant Vice President
|
Tax withholdingCommon Stock | 1,314 | $7.93 | $10,420.02 |
DisclosureSEC source: 0000814585-20-000011 · primary_doc.xml · nonDerivative · entry 1 Young Christopher H. · CIK 0001717555 · Assistant Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,542 F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock. F2 · balance_after: Balance reflects adjustment for retirement plan shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.