MBI

SEC source: 0000814585-22-000009 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,365

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date(subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-22-000008 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,321

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2024. Unless otherwise adjusted downward by the compensation committee in its discretion, the number of performance shares that may be earned in excess of the target number of shares is 32,469. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-22-000008 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 871,852

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-22-000007 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,624

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2024. Unless otherwise adjusted downward by the compensation committee in its discretion, the number of performance shares that may be earned in excess of the target number of shares is 23,450. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-22-000007 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,174

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-22-000006 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,960

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-22-000004 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,282

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-22-000005 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,974

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-22-000003 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,592

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-22-000002 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533,360

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-22-000001 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,227

F1 · shares: (1) Additional shares issued pursuant to performance award agreement granted on 3/5/19. The shares will vest 1/3 on the 3rd anniversary of the original grant (3/5/22), 1/3 on the 4th anniversary of the original grant (3/5/23) and the final 1/3 on the 5th anniversary of the original grant (3/5/24).

SEC source: 0000814585-21-000041 · primary_doc.xml · nonDerivative · entry 1

Innis-Thompson Janice L. · CIK 0001891445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,365

F1 · shares: Restricted stock granted on October 27, 2021 with a one-year vesting provision and which will vest on October 27, 2022.

SEC source: 0000814585-21-000037 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,002

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.77 to $11.90, inclusive. The reporting person undertakes to provide to MBIA Inc., any security holder of MBIA Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000814585-21-000036 · primary_doc.xml · nonDerivative · entry 1

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,604

SEC source: 0000814585-21-000035 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,346

F1 · balance_after: The reporting officer via an IRA ("Individual Retirement Account") indirectly owns an additional 20,000 shares of the issuer's stock as reported upon the reporting officer's previously filed August 29, 2017 Form 4 filing.

SEC source: 0000814585-21-000034 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,049

F1 · balance_after: The reporting officer via an IRA ("Individual Retirement Account") indirectly owns an additional 20,000 shares of the issuer's stock as reported upon the reporting officer's previously filed August 29, 2017 Form 4 filing.

SEC source: 0000814585-21-000033 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,401

F1 · shares: Restricted Stock granted on May 13, 2021 at a price of $8.88 per share with 1 year vesting on May 13, 2022.

SEC source: 0000814585-21-000032 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,745

F1 · shares: Restricted Stock granted on May 13, 2021 at a price of $8.88 per share with 1 year vesting on May 13, 2022.

F2 · balance_after: The reporting officer via an IRA ("Individual Retirement Account") indirectly owns an additional 20,000 shares of the issuer's stock as reported upon the reporting officer's previously filed August 29, 2017 Form 4 filing.

SEC source: 0000814585-21-000031 · primary_doc.xml · nonDerivative · entry 1

RINEHART CHARLES R · CIK 0001191034 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,039

F1 · shares: Restricted Stock granted on May 13, 2021 at a price of $8.88 per share with 1 year vesting on May 13, 2022.

SEC source: 0000814585-21-000030 · primary_doc.xml · nonDerivative · entry 1

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,104

F1 · shares: Restricted Stock granted on May 13, 2021 at a price of $8.88 per share with 1 year vesting on May 13, 2022.

SEC source: 0000814585-21-000029 · primary_doc.xml · nonDerivative · entry 1

DEWBREY DIANE L · CIK 0001200125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,213

F1 · shares: Restricted Stock granted on May 13, 2021 at a price of $8.88 per share with 1 year vesting on May 13, 2022.

SEC source: 0000814585-21-000028 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,140

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.32 to $9.57, inclusive. The reporting person undertakes to provide to MBIA Inc., any security holder of MBIA Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000814585-21-000027 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,761

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000026 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,742

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000025 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474,518

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000024 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,379

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000023 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,213

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted shares.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000022 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,262

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000021 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,613

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

SEC source: 0000814585-21-000020 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,360

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000019 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,681

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000019 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,422

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000018 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,383

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000018 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,124

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000017 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,828

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000017 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assisstant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,623

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000016 · primary_doc.xml · nonDerivative · entry 2

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,517

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000016 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131,733

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000015 · primary_doc.xml · nonDerivative · entry 2

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490,019

F3 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000015 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,372,873

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000014 · primary_doc.xml · nonDerivative · entry 2

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,485

F2 · shares: Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of a certain performance metric as of December 31, 2023. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.

SEC source: 0000814585-21-000014 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,436

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

SEC source: 0000814585-21-000013 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,784

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000012 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,387

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000011 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,444

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000010 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,302,966

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000009 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,663

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement shares.

SEC source: 0000814585-21-000008 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,486

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

SEC source: 0000814585-21-000007 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,134

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

SEC source: 0000814585-21-000006 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,471

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.