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MBI

MBIA INC

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SEC CIK
0000814585
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353

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2023 Filed Jan 3, 2024 21:26 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 9,037 $6.12 $55,306.44
Disclosure

SEC source: 0000814585-24-000002 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 932,085

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

Read SEC document
December 29, 2023 Filed Jan 3, 2024 21:19 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 6,527 $6.12 $39,945.24
Disclosure

SEC source: 0000814585-24-000001 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,341

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

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December 28, 2023 Filed Dec 28, 2023 22:41 UTC SaleCommon Stock 3,000 $6.08 $18,240.00
Disclosure

SEC source: 0000814585-23-000036 · primary_doc.xml · nonDerivative · entry 2

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,184

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.05 to $6.10, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects balance of beneficially-owned shares.

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December 27, 2023 Filed Dec 28, 2023 22:41 UTC SaleCommon Stock 12,000 $6.31 $75,720.00
Disclosure

SEC source: 0000814585-23-000036 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.40, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reflects balance of beneficially-owned shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:17 UTC
Fallon William CDirector · CEO & President
GrantCommon Stock 225,881.95 $7.16 $1,617,314.76
Disclosure

SEC source: 0000814585-23-000035 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,842,682

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 22:07 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 84,385.719 $7.16 $604,201.75
Disclosure

SEC source: 0000814585-23-000034 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,982

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:32 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 17,269.207 $7.16 $123,647.52
Disclosure

SEC source: 0000814585-23-000031 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 923,048

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:54 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 1,433.886 $7.16 $10,266.62
Disclosure

SEC source: 0000814585-23-000033 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,083

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:44 UTC GrantCommon Stock 2,614.259 $7.16 $18,718.09
Disclosure

SEC source: 0000814585-23-000032 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,246

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 21:19 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 2,122.595 $7.16 $15,197.78
Disclosure

SEC source: 0000814585-23-000030 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 619,814

F1 · shares: Reinvestment of dividend issued on December 22, 2023.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:56 UTC GrantCommon Stock 12,821 $7.80 $100,003.80
Disclosure

SEC source: 0000814585-23-000029 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,528

F1 · shares: Restricted Stock granted on May 12, 2023 at a price of $7.80 per share with 1 year vesting on May 12, 2024.

F2 · balance_after: The reporting person via an IRA ("Individual Retirement Account") owns 20,000 shares of the issuer's common stock, which shares are included in the total herein.

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May 12, 2023 Filed May 16, 2023 20:47 UTC GrantCommon Stock 12,821 $7.80 $100,003.80
Disclosure

SEC source: 0000814585-23-000028 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,184

F1 · shares: Restricted Stock granted on May 12, 2023 at a price of $7.80 per share with 1 year vesting on May 12, 2024.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:32 UTC GrantCommon Stock 12,821 $7.80 $100,003.80
Disclosure

SEC source: 0000814585-23-000026 · primary_doc.xml · nonDerivative · entry 1

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,645

F1 · shares: Restricted Stock granted on May 12, 2023 at a price of $7.80 per share with 1 year vesting on May 12, 2024.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:42 UTC GrantCommon Stock 12,821 $7.80 $100,003.80
Disclosure

SEC source: 0000814585-23-000027 · primary_doc.xml · nonDerivative · entry 1

DEWBREY DIANE L · CIK 0001200125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,395

F1 · shares: Restricted Stock granted on May 12, 2023 at a price of $7.80 per share with 1 year vesting on May 12, 2024.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:24 UTC GrantCommon Stock 12,821 $7.80 $100,003.80
Disclosure

SEC source: 0000814585-23-000025 · primary_doc.xml · nonDerivative · entry 1

Innis-Thompson Janice L. · CIK 0001891445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,547

F1 · shares: Restricted Stock granted on May 12, 2023 at a price of $7.80 per share with 1 year vesting on May 12, 2024.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:39 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 2,501 $12.28 $30,712.28
Disclosure

SEC source: 0000814585-23-000019 · primary_doc.xml · nonDerivative · entry 3

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,564

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:31 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 2,276 $12.28 $27,949.28
Disclosure

SEC source: 0000814585-23-000018 · primary_doc.xml · nonDerivative · entry 3

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,669

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:25 UTC Tax withholdingCommon Stock 1,401 $12.28 $17,204.28
Disclosure

SEC source: 0000814585-23-000017 · primary_doc.xml · nonDerivative · entry 3

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,632

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:18 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 3,967 $12.28 $48,714.76
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 3

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905,779

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:12 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 2,276 $12.28 $27,949.28
Disclosure

SEC source: 0000814585-23-000015 · primary_doc.xml · nonDerivative · entry 3

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,711

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 23:03 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 4,958 $12.28 $60,884.24
Disclosure

SEC source: 0000814585-23-000014 · primary_doc.xml · nonDerivative · entry 3

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,048

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 22:55 UTC
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 8,832 $12.28 $108,456.96
Disclosure

SEC source: 0000814585-23-000013 · primary_doc.xml · nonDerivative · entry 3

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692,829

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:54 UTC Amendment
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 2,276 $12.28 $27,949.28
Disclosure

SEC source: 0000814585-23-000024 · primary_doc.xml · nonDerivative · entry 3

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,649

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:43 UTC Amendment
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 8,832 $12.28 $108,456.96
Disclosure

SEC source: 0000814585-23-000023 · primary_doc.xml · nonDerivative · entry 3

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,616,800

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 21:32 UTC Amendment
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 2,276 $12.28 $27,949.28
Disclosure

SEC source: 0000814585-23-000022 · primary_doc.xml · nonDerivative · entry 3

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,691

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:39 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 7,433 $12.46 $92,615.18
Disclosure

SEC source: 0000814585-23-000019 · primary_doc.xml · nonDerivative · entry 2

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,065

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:31 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 6,901 $12.46 $85,986.46
Disclosure

SEC source: 0000814585-23-000018 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,945

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:25 UTC Tax withholdingCommon Stock 3,949 $12.46 $49,204.54
Disclosure

SEC source: 0000814585-23-000017 · primary_doc.xml · nonDerivative · entry 2

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,033

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:18 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 11,239 $12.46 $140,037.94
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909,746

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:12 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 6,901 $12.46 $85,986.46
Disclosure

SEC source: 0000814585-23-000015 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,987

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 23:03 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 12,280 $12.46 $153,008.80
Disclosure

SEC source: 0000814585-23-000014 · primary_doc.xml · nonDerivative · entry 2

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265,006

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 22:55 UTC
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 31,576 $12.46 $393,436.96
Disclosure

SEC source: 0000814585-23-000013 · primary_doc.xml · nonDerivative · entry 2

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701,661

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 21:54 UTC Amendment
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 6,901 $12.46 $85,986.46
Disclosure

SEC source: 0000814585-23-000024 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,925

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 21:43 UTC Amendment
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 31,576 $12.46 $393,436.96
Disclosure

SEC source: 0000814585-23-000023 · primary_doc.xml · nonDerivative · entry 2

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,625,632

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2023 Filed Mar 8, 2023 21:32 UTC Amendment
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 6,901 $12.46 $85,986.46
Disclosure

SEC source: 0000814585-23-000022 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,967

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 8, 2023 00:07 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 20,789 $12.46 $259,030.94
Disclosure

SEC source: 0000814585-23-000020 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,967

F3 · shares: The vesting of the March 2023 performance-based share awards will be contingent on Total Shareholder Return over a three-year performance period beginning December 31, 2022 and ending on December 31, 2025. The beginning stock price is the closing share price as of December 31, 2022 and the ending stock price will be the average stock price over the 60 trading days preceding and including the last day of the performance period. Earned shares will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions). Performance-based shares not earned will be forfeited.

Read SEC document
March 03, 2023 Filed Mar 8, 2023 00:07 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 13,042 $12.46 $162,503.32
Disclosure

SEC source: 0000814585-23-000020 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,178

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:39 UTC
Harris Jonathan C.General Counsel and Secretary
Tax withholdingCommon Stock 9,136 $12.46 $113,834.56
Disclosure

SEC source: 0000814585-23-000019 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,498

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:31 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 8,484 $12.46 $105,710.64
Disclosure

SEC source: 0000814585-23-000018 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,826

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:25 UTC Tax withholdingCommon Stock 5,304 $12.46 $66,087.84
Disclosure

SEC source: 0000814585-23-000017 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,982

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:18 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 13,815 $12.46 $172,134.90
Disclosure

SEC source: 0000814585-23-000016 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,985

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:12 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 8,484 $12.46 $105,710.64
Disclosure

SEC source: 0000814585-23-000015 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,868

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 23:03 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 15,095 $12.46 $188,083.70
Disclosure

SEC source: 0000814585-23-000014 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,277,296

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:55 UTC
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 38,813 $12.46 $483,609.98
Disclosure

SEC source: 0000814585-23-000013 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780,620

F1 · shares: Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2023 Filed Mar 7, 2023 22:44 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 20,789 $12.46 $259,030.94
Disclosure

SEC source: 0000814585-23-000012 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,310

F3 · shares: The vesting of the March 2023 performance-based share awards will be contingent on Total Shareholder Return over a three year performance period beginning December 31, 2022 and ending on December 31, 2025. The beginning stock price is the closing share price as of 12/31/22 and ending stock price will be the average stock price over the 60 trading days preceding and including the last day of the performance period. Earned shares will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment subject to certain exceptions. Performance-based shares not earned will be forfeited.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2023 Filed Mar 7, 2023 22:44 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 13,042 $12.46 $162,503.32
Disclosure

SEC source: 0000814585-23-000012 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,521

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2023 Filed Mar 7, 2023 22:35 UTC
Harris Jonathan C.General Counsel and Secretary
GrantCommon Stock 22,388 $12.46 $278,954.48
Disclosure

SEC source: 0000814585-23-000011 · primary_doc.xml · nonDerivative · entry 2

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,634

F3 · shares: The vesting of the March 2023 performance-based share awards will be contingent on Total Shareholder Return over a three year performance period beginning December 31, 2022 and ending on December 31, 2025. The beginning stock price is the closing share price as of 12/31/22 and ending stock price will be the average stock price over the 60 trading days preceding and including the last day of the performance period. Earned shares will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment subject to certain exceptions. Performance-based shares not earned will be forfeited.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2023 Filed Mar 7, 2023 22:35 UTC
Harris Jonathan C.General Counsel and Secretary
GrantCommon Stock 14,045 $12.46 $175,000.70
Disclosure

SEC source: 0000814585-23-000011 · primary_doc.xml · nonDerivative · entry 1

Harris Jonathan C. · CIK 0001717554 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,246

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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March 03, 2023 Filed Mar 7, 2023 22:29 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 31,982 $12.46 $398,495.72
Disclosure

SEC source: 0000814585-23-000010 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934,800

F3 · shares: The vesting of the March 2023 performance-based share awards will be contingent on Total Shareholder Return over a three year performance period beginning December 31, 2022 and ending on December 31, 2025. The beginning stock price is the closing share price as of 12/31/22 and ending stock price will be the average stock price over the 60 trading days preceding and including the last day of the performance period. Earned shares will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment subject to certain exceptions. Performance-based shares not earned will be forfeited.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 22:29 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 20,064 $12.46 $249,997.44
Disclosure

SEC source: 0000814585-23-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 902,818

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.