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MBI

MBIA INC

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6171
SEC CIK
0000814585
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353

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2025 Filed Mar 4, 2025 21:15 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 165,165 $5.53 $913,362.45
Disclosure

SEC source: 0000814585-25-000011 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,732

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:06 UTC SaleCommon Stock 9,570 $6.74 $64,501.80
Disclosure

SEC source: 0000814585-25-000002 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,794

F1 · price: The price reported in Column 4 is the share price on January 2, 2025. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold as set forth in this footnote.

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December 31, 2024 Filed Jan 6, 2025 21:43 UTC
Fallon William CDirector · CEO & President
Disposition to issuerCommon Stock 75,761 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000006 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623,540

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2024 Filed Jan 6, 2025 21:32 UTC
Bergonzi Adam T.Assistant Vice President
Disposition to issuerCommon Stock 32,469 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000005 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,965

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2024 Filed Jan 6, 2025 21:26 UTC
Young Christopher H.Assistant Vice President
Disposition to issuerCommon Stock 23,450 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000004 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,335

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2024 Filed Jan 6, 2025 21:19 UTC
Avitabile Daniel M.Assistant Vice President
Disposition to issuerCommon Stock 23,450 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000003 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,335

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 15:24 UTC Amendment
Fallon William CDirector · CEO & President
Disposition to issuerCommon Stock 75,761 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000010 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,946,308

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: This Form 5 is being amended to correct an administrative error, in which the previously reported shares beneficially owned by the Reporting Person is incorrect and now reflects an increase in the number of shares reported as beneficially owned by the Reporting Person.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 15:18 UTC Amendment
Bergonzi Adam T.Assistant Vice President
Disposition to issuerCommon Stock 32,469 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000009 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,704

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: This Form 5 is being amended to correct an administrative error, in which the previously reported shares beneficially owned by the Reporting Person is incorrect and now reflects an increase in the number of shares reported as beneficially owned by the Reporting Person.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 15:09 UTC Amendment
Young Christopher H.Assistant Vice President
Disposition to issuerCommon Stock 23,450 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000008 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 662,166

F1 · shares: Represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: This Form 5 is being amended to correct an administrative error, in which the previously reported shares beneficially owned by the Reporting Person is incorrect and now reflects an increase in the number of shares reported as beneficially owned by the Reporting Person.

Read SEC document
December 31, 2024 Filed Jan 7, 2025 15:02 UTC Amendment
Avitabile Daniel M.Assistant Vice President
Disposition to issuerCommon Stock 23,450 $0.00 $0.00
Disclosure

SEC source: 0000814585-25-000007 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,897

F1 · shares: This transaction represents forfeiture of previously granted restricted stock award due to non-achievement of performance criteria.

F2 · balance_after: This Form 5 is being amended to correct an administrative error, in which the previously reported shares beneficially owned by the Reporting Person is incorrect and now reflects an increase in the number of shares reported as beneficially owned by the Reporting Person.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 21:25 UTC SaleCommon Stock 11,261 $6.13 $69,029.93
Disclosure

SEC source: 0000814585-25-000001 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,364

F1 · price: The price reported in Column 4 is the share price on December 30, 2024. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold as set forth in this footnote.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 21:04 UTC SaleCommon Stock 3,821 $6.45 $24,645.45
Disclosure

SEC source: 0000814585-24-000036 · primary_doc.xml · nonDerivative · entry 2

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,814

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.38 to $6.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 19, 2024 Filed Nov 21, 2024 21:04 UTC SaleCommon Stock 9,000 $6.59 $59,310.00
Disclosure

SEC source: 0000814585-24-000036 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,635

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $6.64, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 20:18 UTC SaleCommon Stock 21,405 $5.52 $118,155.60
Disclosure

SEC source: 0000814585-24-000035 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,625

F1 · shares: The price reported in Column 4 is the share price on June 13, 2024. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold as set forth in this footnote.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:33 UTC GrantMBIA Common Stock 16,502 $6.06 $100,002.12
Disclosure

SEC source: 0000814585-24-000034 · primary_doc.xml · nonDerivative · entry 1

VAUGHAN RICHARD C · CIK 0001228948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,686

F1 · shares: Restricted stock granted on May 14, 2024 at a price of $6.06 per share with 1 year vesting on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:28 UTC GrantMBIA Common Stock 16,502 $6.06 $100,002.12
Disclosure

SEC source: 0000814585-24-000033 · primary_doc.xml · nonDerivative · entry 1

DEWBREY DIANE L · CIK 0001200125 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,897

F1 · shares: Restricted stock granted on May 14, 2024 at a price of $6.06 per share with 1 year vesting on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:23 UTC GrantMBIA Common Stock 16,502 $6.06 $100,002.12
Disclosure

SEC source: 0000814585-24-000032 · primary_doc.xml · nonDerivative · entry 1

GILBERT STEVEN J · CIK 0001105209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,147

F1 · shares: Restricted stock granted on May 14, 2024 at a price of $6.06 per share with 1 year vesting on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:17 UTC GrantMBIA Common Stock 16,502 $6.06 $100,002.12
Disclosure

SEC source: 0000814585-24-000031 · primary_doc.xml · nonDerivative · entry 1

Innis-Thompson Janice L. · CIK 0001891445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,049

F1 · shares: Restricted stock granted on May 14, 2024 at a price of $6.06 per share with 1 year vesting on May 14, 2025.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:11 UTC GrantMBIA Common Stock 16,502 $6.06 $100,002.12
Disclosure

SEC source: 0000814585-24-000030 · primary_doc.xml · nonDerivative · entry 1

Shasta Theodore · CIK 0001468776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,030

F1 · shares: Restricted stock granted on May 14, 2024 at a price of $6.06 per share with 1 year vesting on May 14, 2025.

F2 · balance_after: The reporting person via an IRA ("Individual Retirement Account") owns 20,000 shares of the issuer's common stock, which shares are included in the total herein.

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March 05, 2024 Filed Mar 6, 2024 22:09 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 6,902 $6.58 $45,415.16
Disclosure

SEC source: 0000814585-24-000028 · primary_doc.xml · nonDerivative · entry 2

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,616

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:51 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 13,532 $6.58 $89,040.56
Disclosure

SEC source: 0000814585-24-000027 · primary_doc.xml · nonDerivative · entry 2

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,173

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:45 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 6,902 $6.58 $45,415.16
Disclosure

SEC source: 0000814585-24-000026 · primary_doc.xml · nonDerivative · entry 2

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,347

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:38 UTC Tax withholdingCommon Stock 3,949 $6.58 $25,984.42
Disclosure

SEC source: 0000814585-24-000025 · primary_doc.xml · nonDerivative · entry 2

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,777

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:31 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 15,036 $6.58 $98,936.88
Disclosure

SEC source: 0000814585-24-000024 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,324,338

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:12 UTC
Fallon William CDirector · CEO & President
Tax withholdingCommon Stock 31,576 $6.58 $207,770.08
Disclosure

SEC source: 0000814585-24-000023 · primary_doc.xml · nonDerivative · entry 2

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,022,069

F3 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:54 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 16,997 $6.47 $109,970.59
Disclosure

SEC source: 0000814585-24-000022 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,785

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:47 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 8,669 $6.47 $56,088.43
Disclosure

SEC source: 0000814585-24-000021 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,170

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:43 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 8,669 $6.47 $56,088.43
Disclosure

SEC source: 0000814585-24-000020 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,901

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:38 UTC Tax withholdingCommon Stock 2,400 $6.47 $15,528.00
Disclosure

SEC source: 0000814585-24-000019 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,542

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:33 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 17,618 $6.47 $113,988.46
Disclosure

SEC source: 0000814585-24-000018 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339,374

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 5, 2024 21:29 UTC
Fallon William CCEO & President
Tax withholdingCommon Stock 39,659 $6.47 $256,593.73
Disclosure

SEC source: 0000814585-24-000017 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,810,214

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 22:09 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 75,348 $6.47 $487,501.56
Disclosure

SEC source: 0000814585-24-000028 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,518

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:51 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 115,920 $6.47 $750,002.40
Disclosure

SEC source: 0000814585-24-000027 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,705

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:45 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 75,348 $6.47 $487,501.56
Disclosure

SEC source: 0000814585-24-000026 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,249

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:38 UTC GrantCommon Stock 23,184 $6.47 $150,000.48
Disclosure

SEC source: 0000814585-24-000025 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,726

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:12 UTC
Fallon William CDirector · CEO & President
GrantCommon Stock 243,431 $6.47 $1,574,998.57
Disclosure

SEC source: 0000814585-24-000023 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,053,645

F1 · shares: Time based shares that will vest in equal installments on the third, fourth and fifth anniversary of the grant date, subject to the NEO's continued employment on the vesting date (subject to certain exceptions).

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:44 UTC
Young Christopher H.Assistant Vice President
Tax withholdingCommon Stock 8,484 $6.71 $56,927.64
Disclosure

SEC source: 0000814585-24-000016 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,839

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:38 UTC
Bergonzi Adam T.Assistant Vice President
Tax withholdingCommon Stock 12,729 $6.71 $85,411.59
Disclosure

SEC source: 0000814585-24-000015 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 930,782

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:32 UTC
Avitabile Daniel M.Assistant Vice President
Tax withholdingCommon Stock 8,484 $6.71 $56,927.64
Disclosure

SEC source: 0000814585-24-000014 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,570

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:27 UTC Tax withholdingCommon Stock 5,304 $6.71 $35,589.84
Disclosure

SEC source: 0000814585-24-000013 · primary_doc.xml · nonDerivative · entry 1

Schachinger Joseph R. · CIK 0001706359 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,942

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 21:36 UTC
Fallon William CCEO & President
Tax withholdingCommon Stock 38,812 $6.71 $260,428.52
Disclosure

SEC source: 0000814585-24-000011 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,849,873

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
March 03, 2024 Filed Mar 4, 2024 23:18 UTC
McKiernan AnthonyEVP & Chief Financial Officer
Tax withholdingCommon Stock 13,052 $6.71 $87,578.92
Disclosure

SEC source: 0000814585-24-000012 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,992

F1 · shares: Represents Shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.

F2 · balance_after: Balance reflects adjustment for retirement plan shares.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:53 UTC
Bergonzi Adam T.Assistant Vice President
GrantCommon Stock 10,679 $6.77 $72,296.83
Disclosure

SEC source: 0000814585-24-000010 · primary_doc.xml · nonDerivative · entry 1

Bergonzi Adam T. · CIK 0001717578 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 943,511

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:49 UTC
Fallon William CDirector · CEO & President
GrantCommon Stock 24,917 $6.77 $168,688.09
Disclosure

SEC source: 0000814585-24-000009 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,888,685

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

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February 20, 2024 Filed Feb 22, 2024 21:44 UTC
Avitabile Daniel M.Assistant Vice President
GrantCommon Stock 7,713 $6.77 $52,217.01
Disclosure

SEC source: 0000814585-24-000008 · primary_doc.xml · nonDerivative · entry 1

Avitabile Daniel M. · CIK 0001717524 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,054

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

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February 20, 2024 Filed Feb 22, 2024 21:39 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 7,713 $6.77 $52,217.01
Disclosure

SEC source: 0000814585-24-000007 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,323

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

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February 20, 2024 Filed Feb 22, 2024 21:33 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 11,865 $6.77 $80,326.05
Disclosure

SEC source: 0000814585-24-000006 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,367,939

F1 · shares: Additional new shares granted representing the dividend value attributable to the performance shares awarded on 12/31/23 over target due to the performance score of 118% for the March 2021 performance grant to the NEO's. These shares will vest on the same vesting cycle as the March '21 performance shares (1/3 in March 2024, 1/3 in March 2025 and the final 1/3 in March 2026).

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December 29, 2023 Filed Jan 3, 2024 21:46 UTC
Fallon William CDirector · CEO & President
GrantCommon Stock 21,086 $6.12 $129,046.32
Disclosure

SEC source: 0000814585-24-000005 · primary_doc.xml · nonDerivative · entry 1

Fallon William C · CIK 0001334233 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,863,768

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

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December 29, 2023 Filed Jan 3, 2024 21:40 UTC
McKiernan AnthonyEVP & Chief Financial Officer
GrantCommon Stock 10,041 $6.12 $61,450.92
Disclosure

SEC source: 0000814585-24-000004 · primary_doc.xml · nonDerivative · entry 1

McKiernan Anthony · CIK 0001525942 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,356,023

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

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December 29, 2023 Filed Jan 3, 2024 21:34 UTC
Young Christopher H.Assistant Vice President
GrantCommon Stock 6,527 $6.12 $39,945.24
Disclosure

SEC source: 0000814585-24-000003 · primary_doc.xml · nonDerivative · entry 1

Young Christopher H. · CIK 0001717555 · Assistant Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,610

F1 · shares: Additional shares added to the original performance shares granted on 3/4/21. The new total number of shares will vest 1/3 on the 3rd anniversary of the original grant (3/4/24), 1/3 on the 4th anniversary of the original grant (3/4/25) and the final 1/3 on the 5th anniversary of the original grant (3/4/26).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.