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Nasdaq · USD

MAT

MATTEL INC /DE/

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1046
SEC CIK
0000063276
Parsed reports
444

Last 12 months

Inside the activity.

1 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2017 Filed Feb 10, 2017 20:40 UTC GrantRestricted Stock Units · Derivative 194,072 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000017 · wf-form4_148675919910117.xml · derivative · entry 2

Georgiadis Mary Margaret Hastings · CIK 0001401333 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,072

Underlying: Common Stock · 194,072 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on February 8, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to 50% of the Units granted on the second anniversary of the date of grant and as to the remaining 50% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to 50% of the Units granted on the second anniversary of the date of grant and as to the remaining 50% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 20:40 UTC GrantEmployee Stock Option - Rght to Buy · Derivative 1,603,499 $0.00 Strike: $25.95 $0.00
Disclosure

SEC source: 0001523711-17-000017 · wf-form4_148675919910117.xml · derivative · entry 1

Georgiadis Mary Margaret Hastings · CIK 0001401333 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,499

Underlying: Common Stock · 1,603,499 shares

Expires 2027-02-08

F1 · derivative.exercise_date: The option was granted on February 8, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to 50% of the shares granted on the second anniversary of the date of grant and as to the remaining 50% of the shares granted on the third anniversary of the date of grant.

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February 07, 2017 Filed Feb 8, 2017 21:32 UTC
Gros Richard REVP, Chief HR Officer
PurchaseCommon Stock 9,610 $26.02 $250,004.15
Disclosure

SEC source: 0001523711-17-000010 · wf-form4_148658954992343.xml · nonDerivative · entry 1

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,744

F1 · price: This transaction was executed in multiple purchases at prices ranging from $25.015 to $25.02. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:46 UTC Amendment
Gros Richard REVP, Chief HR Officer
PurchaseCommon Stock 9,610 $26.02 $250,004.15
Disclosure

SEC source: 0001523711-17-000013 · wf-form4a_148666956932536.xml · nonDerivative · entry 1

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,744

F1 · price: This transaction was executed in multiple purchases at prices ranging from $26.015 to $26.02. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:23 UTC
DICKSON RICHARDPres & Chief Operating Officer
GrantRestricted Stock Units · Derivative 95,383 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000008 · wf-form4_148607422125943.xml · derivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,383

Underlying: Common Stock · 95,383 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units ("RSUs" or "Units") were granted on January 31, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share).

F3 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

F3 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:23 UTC
DICKSON RICHARDPres & Chief Operating Officer
GrantEmployee Stock Option - Rght to Buy · Derivative 773,994 $0.00 Strike: $26.21 $0.00
Disclosure

SEC source: 0001523711-17-000008 · wf-form4_148607422125943.xml · derivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,994

Underlying: Common Stock · 773,994 shares

Expires 2027-01-31

F1 · derivative.exercise_date: The option was granted on January 31, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:45 UTC
FARR KEVIN MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,267 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · derivative · entry 4

FARR KEVIN M · CIK 0001194262 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

Underlying: Common Stock · 12,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:45 UTC
FARR KEVIN MChief Financial Officer
Tax withholdingCommon Stock 4,738 $26.49 $125,509.62
Disclosure

SEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · nonDerivative · entry 2

FARR KEVIN M · CIK 0001194262 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,023

F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 4,738 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:45 UTC
FARR KEVIN MChief Financial Officer
Exercise / conversionCommon Stock 12,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000005 · wf-form4_148581632401161.xml · nonDerivative · entry 1

FARR KEVIN M · CIK 0001194262 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:47 UTC
Gibbons Peter DEVP&Chief Supply Chain Officer
Exercise / conversionRestricted Stock Units · Derivative 12,267 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · derivative · entry 3

Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,320

Underlying: Common Stock · 12,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:47 UTC
Gibbons Peter DEVP&Chief Supply Chain Officer
Tax withholdingCommon Stock 4,764 $26.49 $126,198.36
Disclosure

SEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · nonDerivative · entry 2

Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,825

F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 4,764 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:47 UTC
Gibbons Peter DEVP&Chief Supply Chain Officer
Exercise / conversionCommon Stock 12,267 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000006 · wf-form4_148581640724690.xml · nonDerivative · entry 1

Gibbons Peter D · CIK 0001441386 · EVP&Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 18,587 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 66% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, 66% of these RSUs vested, resulting in the issuance of 12,267 shares of Mattel, Inc. Common Stock.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:43 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 9,200 $0.00 $0.00
Disclosure

SEC source: 0001523711-17-000004 · wf-form4_148581621036451.xml · derivative · entry 4

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481

Underlying: Common Stock · 9,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, the second 33% of these RSUs vested, resulting in the issuance of 9,200 shares of Mattel, Inc. common stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, the second 33% of these RSUs vested, resulting in the issuance of 9,200 shares of Mattel, Inc. common stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, the second 33% of these RSUs vested, resulting in the issuance of 9,200 shares of Mattel, Inc. common stock.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:43 UTC
DICKSON RICHARDPres & Chief Operating Officer
Tax withholdingCommon Stock 3,560 $26.49 $94,304.40
Disclosure

SEC source: 0001523711-17-000004 · wf-form4_148581621036451.xml · nonDerivative · entry 2

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,434

F2 · shares: Pursuant to the terms of the January 29, 2015 RSU grant, 3,560 shares of Mattel, Inc. common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
January 29, 2017 Filed Jan 30, 2017 22:43 UTC
DICKSON RICHARDPres & Chief Operating Officer
Exercise / conversionCommon Stock 9,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-17-000004 · wf-form4_148581621036451.xml · nonDerivative · entry 1

Dickson Richard · CIK 0001482551 · Pres & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated January 29, 2015 and filed on February 2, 2015, the reporting person received a grant of 27,881 Restricted Stock Units ("RSUs" or "Units") on January 29, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On the vesting date, for each Unit vesting, the reporting person will receive one share of Mattel, Inc. common stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On January 29, 2017, the second 33% of these RSUs vested, resulting in the issuance of 9,200 shares of Mattel, Inc. common stock.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
Exercise / conversionStock Option - Right to Buy · Derivative 4,500 $0.00 Strike: $20.41 $0.00
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · derivative · entry 6

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2018-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
Exercise / conversionStock Option - Right to Buy · Derivative 4,500 $0.00 Strike: $28.83 $0.00
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · derivative · entry 5

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2017-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
SaleCommon Stock 4,500 $30.79 $138,559.50
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 4

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
Exercise / conversionCommon Stock 4,500 $20.41 $91,845.00
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 3

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
SaleCommon Stock 4,500 $30.79 $138,564.00
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Read SEC document
November 21, 2016 Filed Nov 22, 2016 21:52 UTC
NG DOMINICDirector
Exercise / conversionCommon Stock 4,500 $28.83 $129,735.00
Disclosure

SEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · derivative · entry 6

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Stock · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 9,497 RSUs on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 3,134 shares of Mattel, Inc. Common Stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 9,497 RSUs on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 3,134 shares of Mattel, Inc. Common Stock.

F3 · derivative.expiration_date: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 9,497 RSUs on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 3,134 shares of Mattel, Inc. Common Stock.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 5,092 $0.00 $0.00
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · derivative · entry 5

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,340

Underlying: Common Stock · 5,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 15,432 Restricted Stock Units ("RSUs" or "Units") on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 5,092 shares of Mattel, Inc. Common Stock.

F1 · derivative.exercise_date: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 15,432 Restricted Stock Units ("RSUs" or "Units") on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 5,092 shares of Mattel, Inc. Common Stock.

F1 · derivative.expiration_date: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 15,432 Restricted Stock Units ("RSUs" or "Units") on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 5,092 shares of Mattel, Inc. Common Stock.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Tax withholdingCommon Stock 1,178 $30.28 $35,669.84
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · nonDerivative · entry 4

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134

F4 · shares: Pursuant to the terms of the September 30, 2015 RSU grant, 1,178 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Exercise / conversionCommon Stock 3,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · nonDerivative · entry 3

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 9,497 RSUs on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 3,134 shares of Mattel, Inc. Common Stock.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Tax withholdingCommon Stock 1,914 $30.28 $57,955.92
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · nonDerivative · entry 2

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178

F2 · shares: Pursuant to the terms of the September 30, 2015 RSU grant, 1,914 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 20:37 UTC
Gros Richard REVP, Chief HR Officer
Exercise / conversionCommon Stock 5,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001523711-16-000159 · wf-form4_147552702619695.xml · nonDerivative · entry 1

Gros Richard R · CIK 0001652411 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported on a Form 4 dated September 30, 2015 and filed on October 1, 2015, the reporting person received a grant of 15,432 Restricted Stock Units ("RSUs" or "Units") on September 30, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of common stock on the date of vesting), subject to tax withholding. On September 30, 2016, the first 33% of these RSUs vested, resulting in the issuance of 5,092 shares of Mattel, Inc. Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.