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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 20:08 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
Tax withholdingCommon Stock 5,711 $20.51 $117,132.61
Disclosure

SEC source: 0001593968-20-000980 · primary_01.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,741.6419

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:08 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
GrantCommon Stock 25,094 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000980 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,452.6419

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:13 UTC
Magdol David L.President, CIO and SMD
Tax withholdingCommon Stock 11,841 $20.51 $242,858.91
Disclosure

SEC source: 0001593968-20-000983 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,234.786

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:13 UTC
Magdol David L.President, CIO and SMD
GrantCommon Stock 37,641 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000983 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,075.786

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:12 UTC
Hyzak Dwayne L.Director · CEO, SMD
Tax withholdingCommon Stock 12,564 $20.51 $257,687.64
Disclosure

SEC source: 0001593968-20-000982 · primary_01.xml · nonDerivative · entry 2

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,896.6326

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:12 UTC
Hyzak Dwayne L.Director · CEO, SMD
GrantCommon Stock 41,824 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000982 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,460.6326

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC
Meserve NicholasManaging Director
Tax withholdingCommon Stock 3,265 $20.51 $66,965.15
Disclosure

SEC source: 0001593968-20-000981 · primary_01.xml · nonDerivative · entry 2

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,469.9377

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:11 UTC
Meserve NicholasManaging Director
GrantCommon Stock 24,049 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000981 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,734.9377

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:07 UTC
Parker Lance AVP, Chief Accounting Officer
Tax withholdingCommon Stock 605 $20.51 $12,408.55
Disclosure

SEC source: 0001593968-20-000979 · primary_01.xml · nonDerivative · entry 2

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,547.019

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:07 UTC
Parker Lance AVP, Chief Accounting Officer
GrantCommon Stock 8,574 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000979 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,152.019

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:06 UTC
Morris Jesse EEVP and COO
Tax withholdingCommon Stock 2,189 $20.51 $44,896.39
Disclosure

SEC source: 0001593968-20-000978 · primary_01.xml · nonDerivative · entry 2

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,046.8959

F2 · kind: Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the"Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 20:06 UTC
Morris Jesse EEVP and COO
GrantCommon Stock 33,459 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-000978 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,235.8959

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 16:19 UTC PurchaseCommon Stock 2,000 $15.55 $31,100.00
Disclosure

SEC source: 0001593968-20-000901 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 51,787.2219

F1 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 16:16 UTC
Smith Brent D.CFO, Treasurer
PurchaseCommon Stock 1,500 $18.78 $28,164.00
Disclosure

SEC source: 0001593968-20-000854 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,625.0314

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.71 to $18.79, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:17 UTC
Hyzak Dwayne L.Director · CEO, SMD
PurchaseCommon Stock 1,350 $18.84 $25,429.95
Disclosure

SEC source: 0001593968-20-000855 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,090.7986

Read SEC document
March 19, 2020 Filed Mar 19, 2020 20:12 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
PurchaseCommon Stock 1,500 $15.30 $22,942.50
Disclosure

SEC source: 0001593968-20-000852 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,180.8519

Read SEC document
March 19, 2020 Filed Mar 19, 2020 21:14 UTC
Magdol David L.President, CIO and SMD
PurchaseCommon Stock 1,200 $18.38 $22,061.76
Disclosure

SEC source: 0001593968-20-000857 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,220.343

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:36 UTC
Magdol David L.President, CIO and SMD
PurchaseCommon Stock 1,350 $15.03 $20,290.50
Disclosure

SEC source: 0001593968-20-000844 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,020.343

Read SEC document
March 18, 2020 Filed Mar 18, 2020 20:07 UTC
Hyzak Dwayne L.Director · CEO, SMD
PurchaseCommon Stock 1,700 $15.13 $25,715.56
Disclosure

SEC source: 0001593968-20-000832 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,740.7986

Read SEC document
March 18, 2020 Filed Mar 19, 2020 01:59 UTC
Morris Jesse EEVP and COO
PurchaseCommon Stock 3,000 $15.98 $47,940.00
Disclosure

SEC source: 0001593968-20-000845 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,668.9046

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.71 to $16.18, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 18, 2020 Filed Mar 18, 2020 20:06 UTC
Meserve NicholasManaging Director
PurchaseCommon Stock 1,000 $15.18 $15,175.00
Disclosure

SEC source: 0001593968-20-000831 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,643.5117

Read SEC document
March 18, 2020 Filed Mar 19, 2020 20:13 UTC
FOSTER VINCENT DDirector · Executive Chairman
PurchaseCommon Stock 3,000 $15.29 $45,884.40
Disclosure

SEC source: 0001593968-20-000853 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,718.0323

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:52 UTC OtherCommon Stock 6.434 $26.52 $170.63
Disclosure

SEC source: 0001593968-20-000881 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,161.9277

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:52 UTC OtherCommon Stock 100.301 $28.18 $2,826.48
Disclosure

SEC source: 0001593968-20-000881 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,155.4937

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:52 UTC OtherCommon Stock 34.0207 $26.52 $902.23
Disclosure

SEC source: 0001593968-20-000881 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,055.1927

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:45 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 214.382 $26.52 $5,685.41
Disclosure

SEC source: 0001593968-20-000876 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,945.9724

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:45 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 13.5581 $26.52 $359.56
Disclosure

SEC source: 0001593968-20-000876 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670,731.5904

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 16:42 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 40.969 $26.52 $1,086.50
Disclosure

SEC source: 0001593968-20-000874 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,666.0004

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:51 UTC OtherCommon Stock 83.575 $28.18 $2,355.14
Disclosure

SEC source: 0001593968-20-000880 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,762.9578

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:51 UTC OtherCommon Stock 34.057 $26.52 $903.19
Disclosure

SEC source: 0001593968-20-000880 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,679.3828

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:49 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 177.79 $26.52 $4,714.99
Disclosure

SEC source: 0001593968-20-000878 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,358.6419

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 16:56 UTC OtherCommon Stock 137.653 $28.18 $3,879.06
Disclosure

SEC source: 0001593968-20-000885 · primary_01.xml · nonDerivative · entry 1

Appling Michael JR · CIK 0001414205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,686.4581

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:39 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 66.592 $26.52 $1,766.02
Disclosure

SEC source: 0001593968-20-000873 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,634.786

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:39 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 347.851 $26.52 $9,225.01
Disclosure

SEC source: 0001593968-20-000873 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,568.194

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:38 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 545.834 $26.52 $14,475.52
Disclosure

SEC source: 0001593968-20-000872 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,636.6326

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 16:55 UTC OtherCommon Stock 264.059 $28.18 $7,441.18
Disclosure

SEC source: 0001593968-20-000884 · primary_01.xml · nonDerivative · entry 2

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,486.2209

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 16:55 UTC OtherCommon Stock 106.2481 $26.52 $2,817.70
Disclosure

SEC source: 0001593968-20-000884 · primary_01.xml · nonDerivative · entry 1

CANON JOSEPH E · CIK 0001246413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,222.1619

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:50 UTC OtherCommon Stock 10 $27.63 $276.27
Disclosure

SEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,395

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:50 UTC OtherCommon Stock 134.978 $28.18 $3,803.68
Disclosure

SEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,563.2599

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:50 UTC OtherCommon Stock 58.472 $26.52 $1,550.68
Disclosure

SEC source: 0001593968-20-000879 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,428.2819

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:54 UTC OtherCommon Stock 94.894 $28.18 $2,674.11
Disclosure

SEC source: 0001593968-20-000883 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,586.125

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:54 UTC OtherCommon Stock 6.888 $26.52 $182.67
Disclosure

SEC source: 0001593968-20-000883 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,491.231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:57 UTC
Meserve NicholasManaging Director
OtherCommon Stock 42.426 $26.52 $1,125.14
Disclosure

SEC source: 0001593968-20-000886 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,685.9377

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:53 UTC OtherCommon Stock 147.008 $28.18 $4,142.69
Disclosure

SEC source: 0001593968-20-000882 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,253.623

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:53 UTC OtherCommon Stock 95.887 $26.52 $2,542.92
Disclosure

SEC source: 0001593968-20-000882 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,106.615

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
March 13, 2020 Filed Mar 20, 2020 20:48 UTC OtherCommon Stock 4.313 $28.18 $121.54
Disclosure

SEC source: 0001593968-20-000877 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289.141

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 13, 2020 Filed Mar 20, 2020 20:44 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 11.001 $26.52 $291.75
Disclosure

SEC source: 0001593968-20-000875 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,578.019

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 13, 2020 Filed Mar 25, 2020 16:08 UTC OtherCommon Stock 381.9272 $26.52 $10,128.71
Disclosure

SEC source: 0001593968-20-000900 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 49,787.2219

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

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March 13, 2020 Filed Mar 25, 2020 16:08 UTC OtherCommon Stock 144.629 $28.18 $4,075.65
Disclosure

SEC source: 0001593968-20-000900 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,776.823

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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March 13, 2020 Filed Apr 27, 2020 10:21 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,700.603 $26.52 $45,099.99
Disclosure

SEC source: 0001593968-20-001047 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,197.5754

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.