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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 26, 2020 20:55 UTC OtherCommon Stock 32.544 $33.13 $1,078.18
Disclosure

SEC source: 0001593968-20-001525 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,828.2878

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:46 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 143.397 $33.13 $4,750.74
Disclosure

SEC source: 0001593968-20-001519 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,241.2739

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:54 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 54.5466 $33.13 $1,807.13
Disclosure

SEC source: 0001593968-20-001524 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,600.8022

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:54 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 280.56 $33.13 $9,294.95
Disclosure

SEC source: 0001593968-20-001524 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,546.2556

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 16:53 UTC OtherCommon Stock 325.3112 $33.13 $10,777.56
Disclosure

SEC source: 0001593968-20-001523 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 53,646.7111

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 16:53 UTC OtherCommon Stock 145.408 $33.07 $4,808.64
Disclosure

SEC source: 0001593968-20-001523 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,850.175

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 21:01 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 447.101 $33.13 $14,812.46
Disclosure

SEC source: 0001593968-20-001531 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,441.5146

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:56 UTC OtherCommon Stock 9 $32.10 $288.88
Disclosure

SEC source: 0001593968-20-001526 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,425

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:56 UTC OtherCommon Stock 139.576 $33.07 $4,615.78
Disclosure

SEC source: 0001593968-20-001526 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,947.3899

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:56 UTC OtherCommon Stock 52.542 $33.13 $1,740.72
Disclosure

SEC source: 0001593968-20-001526 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,807.8139

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 21:07 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 146.0583 $33.13 $4,838.91
Disclosure

SEC source: 0001593968-20-001534 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,462.4789

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 21:06 UTC OtherCommon Stock 23.88 $33.07 $789.71
Disclosure

SEC source: 0001593968-20-001533 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,816.202

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 21:05 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 23.1636 $33.13 $767.41
Disclosure

SEC source: 0001593968-20-001532 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,609.1227

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:58 UTC
Meserve NicholasManaging Director
OtherCommon Stock 34.752 $33.13 $1,151.33
Disclosure

SEC source: 0001593968-20-001528 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,590.0167

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:50 UTC OtherCommon Stock 131.08 $33.07 $4,334.82
Disclosure

SEC source: 0001593968-20-001522 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,990.746

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:50 UTC OtherCommon Stock 5.643 $33.13 $186.95
Disclosure

SEC source: 0001593968-20-001522 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,859.666

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:48 UTC OtherCommon Stock 147.481 $33.07 $4,877.20
Disclosure

SEC source: 0001593968-20-001520 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,356.534

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2020 Filed Jun 26, 2020 20:48 UTC OtherCommon Stock 78.543 $33.13 $2,602.13
Disclosure

SEC source: 0001593968-20-001520 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,209.053

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:30 UTC OtherCommon Stock 6.36 $27.25 $173.31
Disclosure

SEC source: 0001593968-20-001292 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,971.6715

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:30 UTC OtherCommon Stock 99.986 $28.71 $2,870.60
Disclosure

SEC source: 0001593968-20-001292 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,965.3115

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:30 UTC OtherCommon Stock 33.6272 $27.25 $916.34
Disclosure

SEC source: 0001593968-20-001292 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,865.3255

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,680.924 $27.25 $45,805.18
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 4

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,671,179.3977

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 515.039 $27.25 $14,034.81
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,498.4737

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 13.4015 $27.25 $365.19
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668,983.4347

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 18:06 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 40.187 $27.25 $1,095.10
Disclosure

SEC source: 0001593968-20-001294 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,237.0894

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:29 UTC OtherCommon Stock 3.212 $28.71 $92.22
Disclosure

SEC source: 0001593968-20-001291 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389.3521

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:23 UTC OtherCommon Stock 83.312 $28.71 $2,391.89
Disclosure

SEC source: 0001593968-20-001288 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,795.7438

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:23 UTC OtherCommon Stock 33.663 $27.25 $917.32
Disclosure

SEC source: 0001593968-20-001288 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,712.4318

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:17 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 174.396 $27.25 $4,752.29
Disclosure

SEC source: 0001593968-20-001282 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,097.8769

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:21 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 65.8213 $27.25 $1,793.63
Disclosure

SEC source: 0001593968-20-001286 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,265.6956

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:21 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 341.208 $27.25 $9,297.92
Disclosure

SEC source: 0001593968-20-001286 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,199.8743

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 17:18 UTC OtherCommon Stock 392.5538 $27.25 $10,697.09
Disclosure

SEC source: 0001593968-20-001283 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 52,570.3999

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
May 15, 2020 Filed May 29, 2020 17:18 UTC OtherCommon Stock 144.175 $28.71 $4,139.26
Disclosure

SEC source: 0001593968-20-001283 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,455.767

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:19 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 539.518 $27.25 $14,701.87
Disclosure

SEC source: 0001593968-20-001284 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,994.4136

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:20 UTC OtherCommon Stock 10 $28.01 $280.10
Disclosure

SEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,416

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:20 UTC OtherCommon Stock 134.554 $28.71 $3,863.05
Disclosure

SEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,755.2719

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:20 UTC OtherCommon Stock 57.795 $27.25 $1,574.91
Disclosure

SEC source: 0001593968-20-001285 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,620.7179

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:25 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 27.9516 $27.25 $761.68
Disclosure

SEC source: 0001593968-20-001290 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,585.9591

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:22 UTC OtherCommon Stock 146.546 $28.71 $4,207.34
Disclosure

SEC source: 0001593968-20-001287 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,130.51

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:22 UTC OtherCommon Stock 94.778 $27.25 $2,582.70
Disclosure

SEC source: 0001593968-20-001287 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,983.964

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:24 UTC OtherCommon Stock 94.596 $28.71 $2,715.85
Disclosure

SEC source: 0001593968-20-001289 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,854.023

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:24 UTC OtherCommon Stock 6.809 $27.25 $185.55
Disclosure

SEC source: 0001593968-20-001289 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,759.427

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:16 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 167.8741 $27.25 $4,574.57
Disclosure

SEC source: 0001593968-20-001281 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,316.4206

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:13 UTC
Meserve NicholasManaging Director
OtherCommon Stock 41.935 $27.25 $1,142.73
Disclosure

SEC source: 0001593968-20-001280 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,555.2647

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 15, 2020 Filed May 29, 2020 21:12 UTC OtherCommon Stock 4.299 $28.71 $123.42
Disclosure

SEC source: 0001593968-20-001279 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792.322

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 13, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 8

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MS I

Disclosed balance after: 34,050.4742

F3 · ownership.nature: Family trust.

Read SEC document
May 13, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 7

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MS II

Disclosed balance after: 33,300

F3 · ownership.nature: Family trust.

Read SEC document
May 13, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 6

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MS III

Disclosed balance after: 33,300

F3 · ownership.nature: Family trust.

Read SEC document
May 13, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 3,300 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 5

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By MS V

Disclosed balance after: 33,300

F3 · ownership.nature: Family trust.

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May 13, 2020 Filed May 29, 2020 21:11 UTC
FOSTER VINCENT DDirector · Executive Chairman
GiftCommon Stock 13,200 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001278 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,668,970.0332

F1 · kind: Shares gifted to family trusts for the benefit of children.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.