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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2020 Filed Dec 29, 2020 21:35 UTC OtherCommon Stock 25.742 $31.90 $821.17
Disclosure

SEC source: 0001593968-20-002414 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,971.467

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:29 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 35.4575 $31.50 $1,116.91
Disclosure

SEC source: 0001593968-20-002411 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,781.4904

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:28 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 159.7616 $31.50 $5,032.49
Disclosure

SEC source: 0001593968-20-002410 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,420.4616

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 14, 2020 Filed Dec 29, 2020 16:31 UTC GiftCommon Stock 2,363 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-002413 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 53,086.8027

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:44 UTC OtherCommon Stock 11.061 $30.69 $339.46
Disclosure

SEC source: 0001593968-20-002265 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,967.2778

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:44 UTC OtherCommon Stock 125.596 $30.97 $3,889.71
Disclosure

SEC source: 0001593968-20-002265 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,956.2168

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:44 UTC OtherCommon Stock 34.508 $30.69 $1,059.05
Disclosure

SEC source: 0001593968-20-002265 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,830.6208

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,553.519 $30.69 $47,677.50
Disclosure

SEC source: 0001593968-20-002261 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,016.385

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 476.001 $30.69 $14,608.47
Disclosure

SEC source: 0001593968-20-002261 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,681,462.866

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 12.3855 $30.69 $380.11
Disclosure

SEC source: 0001593968-20-002261 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,986.865

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 16:46 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 35.402 $30.69 $1,086.49
Disclosure

SEC source: 0001593968-20-002267 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,446.3574

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:49 UTC OtherCommon Stock 29.773 $30.97 $922.07
Disclosure

SEC source: 0001593968-20-002270 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,562.7461

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:52 UTC OtherCommon Stock 104.536 $30.97 $3,237.48
Disclosure

SEC source: 0001593968-20-002272 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,614.9378

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:52 UTC OtherCommon Stock 36.294 $30.69 $1,113.86
Disclosure

SEC source: 0001593968-20-002272 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,510.4018

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:41 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 153.633 $30.69 $4,715.00
Disclosure

SEC source: 0001593968-20-002264 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,866.0209

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:47 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 60.8325 $30.69 $1,866.95
Disclosure

SEC source: 0001593968-20-002268 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,395.1507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:47 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 300.587 $30.69 $9,225.02
Disclosure

SEC source: 0001593968-20-002268 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,334.3182

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 16:45 UTC OtherCommon Stock 367.9508 $30.69 $11,292.41
Disclosure

SEC source: 0001593968-20-002266 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 55,449.8027

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 16:45 UTC OtherCommon Stock 160.389 $30.97 $4,967.25
Disclosure

SEC source: 0001593968-20-002266 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,638.834

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:48 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 498.625 $30.69 $15,302.80
Disclosure

SEC source: 0001593968-20-002269 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,884.9596

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:54 UTC OtherCommon Stock 9 $31.06 $279.54
Disclosure

SEC source: 0001593968-20-002274 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,469

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:54 UTC OtherCommon Stock 153.956 $30.97 $4,768.02
Disclosure

SEC source: 0001593968-20-002274 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,991.5649

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:54 UTC OtherCommon Stock 58.597 $30.69 $1,798.34
Disclosure

SEC source: 0001593968-20-002274 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,837.6089

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:58 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 162.8902 $30.69 $4,999.10
Disclosure

SEC source: 0001593968-20-002278 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,260.7

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:57 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 36.1518 $30.69 $1,109.50
Disclosure

SEC source: 0001593968-20-002277 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,746.0329

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:56 UTC OtherCommon Stock 162.676 $30.97 $5,038.08
Disclosure

SEC source: 0001593968-20-002276 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,643.428

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:56 UTC OtherCommon Stock 106.888 $30.69 $3,280.39
Disclosure

SEC source: 0001593968-20-002276 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,480.752

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:55 UTC OtherCommon Stock 26.341 $30.97 $815.78
Disclosure

SEC source: 0001593968-20-002275 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,945.725

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:53 UTC
Meserve NicholasManaging Director
OtherCommon Stock 38.757 $30.69 $1,189.45
Disclosure

SEC source: 0001593968-20-002273 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,779.9387

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:40 UTC OtherCommon Stock 144.585 $30.97 $4,477.80
Disclosure

SEC source: 0001593968-20-002263 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,732.532

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 13, 2020 Filed Dec 2, 2020 21:40 UTC OtherCommon Stock 6.293 $30.69 $193.13
Disclosure

SEC source: 0001593968-20-002263 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,587.947

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:11 UTC OtherCommon Stock 11.106 $30.36 $337.18
Disclosure

SEC source: 0001593968-20-002114 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,796.1128

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:11 UTC OtherCommon Stock 129.463 $29.84 $3,863.18
Disclosure

SEC source: 0001593968-20-002114 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,785.0068

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:11 UTC OtherCommon Stock 34.6489 $30.36 $1,051.94
Disclosure

SEC source: 0001593968-20-002114 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,655.5438

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 20:57 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,559.872 $30.36 $47,357.71
Disclosure

SEC source: 0001593968-20-002103 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,680,974.4795

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 20:57 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 477.948 $30.36 $14,510.50
Disclosure

SEC source: 0001593968-20-002103 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679,414.6075

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 20:57 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 12.4361 $30.36 $377.56
Disclosure

SEC source: 0001593968-20-002103 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,678,936.6595

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 17:12 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 35.787 $30.36 $1,086.49
Disclosure

SEC source: 0001593968-20-002115 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,410.9554

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:06 UTC OtherCommon Stock 30.69 $29.84 $915.79
Disclosure

SEC source: 0001593968-20-002109 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,532.9731

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:08 UTC OtherCommon Stock 107.754 $29.84 $3,215.38
Disclosure

SEC source: 0001593968-20-002111 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,474.1078

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:08 UTC OtherCommon Stock 36.443 $30.36 $1,106.41
Disclosure

SEC source: 0001593968-20-002111 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,366.3538

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:02 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 155.303 $30.36 $4,715.00
Disclosure

SEC source: 0001593968-20-002106 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,712.3879

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:10 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 61.0814 $30.36 $1,854.43
Disclosure

SEC source: 0001593968-20-002113 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,033.7312

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:10 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 303.854 $30.36 $9,225.01
Disclosure

SEC source: 0001593968-20-002113 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,972.6498

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 17:01 UTC OtherCommon Stock 369.4555 $30.36 $11,216.67
Disclosure

SEC source: 0001593968-20-002105 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 55,081.8519

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 17:01 UTC OtherCommon Stock 165.326 $29.84 $4,933.33
Disclosure

SEC source: 0001593968-20-002105 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,478.445

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 20:56 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 500.665 $30.36 $15,200.19
Disclosure

SEC source: 0001593968-20-002102 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,386.3346

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2020 Filed Oct 29, 2020 21:07 UTC OtherCommon Stock 9 $30.34 $273.06
Disclosure

SEC source: 0001593968-20-002110 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,460

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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October 15, 2020 Filed Oct 29, 2020 21:07 UTC OtherCommon Stock 158.696 $29.84 $4,735.49
Disclosure

SEC source: 0001593968-20-002110 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,779.0119

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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October 15, 2020 Filed Oct 29, 2020 21:07 UTC OtherCommon Stock 58.837 $30.36 $1,786.29
Disclosure

SEC source: 0001593968-20-002110 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,620.3159

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.