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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2021 Filed Feb 1, 2021 21:53 UTC OtherCommon Stock 121.887 $32.33 $3,940.61
Disclosure

SEC source: 0001593968-21-000285 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,289.9041

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:53 UTC OtherCommon Stock 33.3042 $32.22 $1,073.06
Disclosure

SEC source: 0001593968-21-000285 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,168.0171

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,499.327 $32.22 $48,308.32
Disclosure

SEC source: 0001593968-21-000273 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686,989.75

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 459.397 $32.22 $14,801.77
Disclosure

SEC source: 0001593968-21-000273 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,490.423

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 11.9534 $32.22 $385.14
Disclosure

SEC source: 0001593968-21-000273 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,031.026

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 16:57 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 33.721 $32.22 $1,086.49
Disclosure

SEC source: 0001593968-21-000287 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,514.8014

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:50 UTC OtherCommon Stock 28.894 $32.33 $934.14
Disclosure

SEC source: 0001593968-21-000283 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,620.7371

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:45 UTC OtherCommon Stock 101.449 $32.33 $3,279.85
Disclosure

SEC source: 0001593968-21-000278 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,889.1718

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:45 UTC OtherCommon Stock 35.028 $32.22 $1,128.60
Disclosure

SEC source: 0001593968-21-000278 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,787.7228

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:36 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 146.338 $32.22 $4,715.01
Disclosure

SEC source: 0001593968-21-000272 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,163.0409

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:42 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 58.7104 $32.22 $1,891.65
Disclosure

SEC source: 0001593968-21-000275 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,094.6512

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:42 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 286.313 $32.22 $9,225.00
Disclosure

SEC source: 0001593968-21-000275 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,035.9408

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 16:47 UTC OtherCommon Stock 340.0807 $32.22 $10,957.40
Disclosure

SEC source: 0001593968-21-000280 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 53,787.7672

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 16:47 UTC OtherCommon Stock 155.653 $32.33 $5,032.26
Disclosure

SEC source: 0001593968-21-000280 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,951.23

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:56 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 481.232 $32.22 $15,505.30
Disclosure

SEC source: 0001593968-21-000286 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,855.2406

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:52 UTC OtherCommon Stock 9 $32.39 $291.51
Disclosure

SEC source: 0001593968-21-000284 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,487

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:52 UTC OtherCommon Stock 149.41 $32.33 $4,830.43
Disclosure

SEC source: 0001593968-21-000284 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,405.4569

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:52 UTC OtherCommon Stock 56.553 $32.22 $1,822.14
Disclosure

SEC source: 0001593968-21-000284 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,256.0469

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:49 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 135.0261 $32.22 $4,350.54
Disclosure

SEC source: 0001593968-21-000282 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,555.4877

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:48 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 22.7787 $32.22 $733.93
Disclosure

SEC source: 0001593968-21-000281 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,804.2691

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:44 UTC OtherCommon Stock 157.872 $32.33 $5,104.00
Disclosure

SEC source: 0001593968-21-000277 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,168.272

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:44 UTC OtherCommon Stock 103.159 $32.22 $3,323.78
Disclosure

SEC source: 0001593968-21-000277 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,010.4

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:46 UTC
Meserve NicholasManaging Director
OtherCommon Stock 37.405 $32.22 $1,205.19
Disclosure

SEC source: 0001593968-21-000279 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,855.3557

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:43 UTC OtherCommon Stock 25.563 $32.33 $826.45
Disclosure

SEC source: 0001593968-21-000276 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997.03

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:39 UTC OtherCommon Stock 140.316 $32.33 $4,536.42
Disclosure

SEC source: 0001593968-21-000274 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,026.392

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
January 15, 2021 Filed Feb 1, 2021 21:39 UTC OtherCommon Stock 6.073 $32.22 $195.67
Disclosure

SEC source: 0001593968-21-000274 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,886.076

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:42 UTC OtherCommon Stock 10.848 $31.50 $341.71
Disclosure

SEC source: 0001593968-20-002417 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,134.7129

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:42 UTC OtherCommon Stock 122.742 $31.90 $3,915.47
Disclosure

SEC source: 0001593968-20-002417 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,123.8649

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:42 UTC OtherCommon Stock 33.8451 $31.50 $1,066.12
Disclosure

SEC source: 0001593968-20-002417 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,001.1229

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,523.681 $31.50 $47,995.95
Disclosure

SEC source: 0001593968-20-002419 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,019.0726

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 466.859 $31.50 $14,706.06
Disclosure

SEC source: 0001593968-20-002419 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,495.3916

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 12.1476 $31.50 $382.65
Disclosure

SEC source: 0001593968-20-002419 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,028.5326

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 16:30 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 34.723 $31.50 $1,093.77
Disclosure

SEC source: 0001593968-20-002412 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,481.0804

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:26 UTC OtherCommon Stock 29.097 $31.90 $928.19
Disclosure

SEC source: 0001593968-20-002409 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,591.8431

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:51 UTC OtherCommon Stock 102.16 $31.90 $3,258.90
Disclosure

SEC source: 0001593968-20-002426 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,752.6948

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:51 UTC OtherCommon Stock 35.597 $31.50 $1,121.31
Disclosure

SEC source: 0001593968-20-002426 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650.5348

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:50 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 150.682 $31.50 $4,746.48
Disclosure

SEC source: 0001593968-20-002425 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,016.7029

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:37 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 59.6641 $31.50 $1,879.42
Disclosure

SEC source: 0001593968-20-002416 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,749.6278

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:37 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 294.813 $31.50 $9,286.61
Disclosure

SEC source: 0001593968-20-002416 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,689.9637

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 16:31 UTC OtherCommon Stock 360.8838 $31.50 $11,367.84
Disclosure

SEC source: 0001593968-20-002413 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 53,447.6865

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 16:31 UTC OtherCommon Stock 156.743 $31.90 $5,000.10
Disclosure

SEC source: 0001593968-20-002413 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,795.577

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:49 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 489.049 $31.50 $15,405.04
Disclosure

SEC source: 0001593968-20-002424 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,374.0086

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC OtherCommon Stock 9 $31.53 $283.79
Disclosure

SEC source: 0001593968-20-002418 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,478

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC OtherCommon Stock 150.457 $31.90 $4,799.58
Disclosure

SEC source: 0001593968-20-002418 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,199.4939

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:43 UTC OtherCommon Stock 57.472 $31.50 $1,810.37
Disclosure

SEC source: 0001593968-20-002418 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,049.0369

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:48 UTC
Meserve NicholasManaging Director
OtherCommon Stock 38.012 $31.50 $1,197.38
Disclosure

SEC source: 0001593968-20-002423 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,817.9507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:47 UTC OtherCommon Stock 141.299 $31.90 $4,507.44
Disclosure

SEC source: 0001593968-20-002422 · primary_01.xml · nonDerivative · entry 2

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,880.003

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2020 Filed Dec 29, 2020 21:47 UTC OtherCommon Stock 6.172 $31.50 $194.42
Disclosure

SEC source: 0001593968-20-002422 · primary_01.xml · nonDerivative · entry 1

Banner Valerie Lebeaux · CIK 0001718494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,738.704

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2020 Filed Dec 29, 2020 21:44 UTC OtherCommon Stock 158.979 $31.90 $5,071.43
Disclosure

SEC source: 0001593968-20-002420 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,907.241

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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December 15, 2020 Filed Dec 29, 2020 21:44 UTC OtherCommon Stock 104.834 $31.50 $3,302.27
Disclosure

SEC source: 0001593968-20-002420 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,748.262

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.