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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 28, 2021 20:37 UTC OtherCommon Stock 81.364 $42.00 $3,417.29
Disclosure

SEC source: 0001593968-21-001708 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,610.886

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 01, 2021 Filed Jun 28, 2021 16:33 UTC
Smith Brent D.CFO, Treasurer
GiftCommon Stock 1,370 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001706 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,194.4704

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
May 17, 2021 Filed May 24, 2021 17:09 UTC GiftCommon Stock 511 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001428 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 55,687.71

F2 · kind: Shares gifted to family trusts for the benefit of children.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:20 UTC OtherCommon Stock 8.908 $39.49 $351.78
Disclosure

SEC source: 0001593968-21-001436 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,986.3903

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:20 UTC OtherCommon Stock 99.399 $40.54 $4,029.64
Disclosure

SEC source: 0001593968-21-001436 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,977.4823

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:20 UTC OtherCommon Stock 27.7929 $39.49 $1,097.54
Disclosure

SEC source: 0001593968-21-001436 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,878.0833

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:08 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,251.209 $39.49 $49,410.24
Disclosure

SEC source: 0001593968-21-001427 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696,754.4776

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:08 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 553.156 $39.49 $21,844.13
Disclosure

SEC source: 0001593968-21-001427 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,503.2686

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:08 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.9754 $39.49 $393.93
Disclosure

SEC source: 0001593968-21-001427 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694,950.1126

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 17:17 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 27.513 $39.49 $1,086.49
Disclosure

SEC source: 0001593968-21-001433 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,564.4704

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:27 UTC OtherCommon Stock 23.563 $40.54 $955.24
Disclosure

SEC source: 0001593968-21-001441 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,547.4351

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:17 UTC OtherCommon Stock 82.731 $40.54 $3,353.91
Disclosure

SEC source: 0001593968-21-001434 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,062.7278

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:17 UTC OtherCommon Stock 29.231 $39.49 $1,154.33
Disclosure

SEC source: 0001593968-21-001434 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,979.9968

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:11 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 104.96 $39.49 $4,144.87
Disclosure

SEC source: 0001593968-21-001430 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,214.3029

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 17:09 UTC OtherCommon Stock 283.802 $39.49 $11,207.34
Disclosure

SEC source: 0001593968-21-001428 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 56,198.71

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 17:09 UTC OtherCommon Stock 126.933 $40.54 $5,145.86
Disclosure

SEC source: 0001593968-21-001428 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,704.22

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:22 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 48.9947 $39.49 $1,934.80
Disclosure

SEC source: 0001593968-21-001438 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,316.5291

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:22 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 233.603 $39.49 $9,224.98
Disclosure

SEC source: 0001593968-21-001438 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,267.5344

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:14 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 401.594 $39.49 $15,858.95
Disclosure

SEC source: 0001593968-21-001431 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,097.8636

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:19 UTC OtherCommon Stock 7 $40.36 $282.54
Disclosure

SEC source: 0001593968-21-001435 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,516

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:19 UTC OtherCommon Stock 121.842 $40.54 $4,939.47
Disclosure

SEC source: 0001593968-21-001435 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,814.5509

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:19 UTC OtherCommon Stock 47.194 $39.49 $1,863.69
Disclosure

SEC source: 0001593968-21-001435 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,692.7089

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:26 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 147.9488 $39.49 $5,842.50
Disclosure

SEC source: 0001593968-21-001440 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,951.4138

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:23 UTC OtherCommon Stock 128.743 $40.54 $5,219.24
Disclosure

SEC source: 0001593968-21-001439 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,529.522

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:23 UTC OtherCommon Stock 86.087 $39.49 $3,399.58
Disclosure

SEC source: 0001593968-21-001439 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,400.779

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:21 UTC
Meserve NicholasManaging Director
OtherCommon Stock 31.215 $39.49 $1,232.68
Disclosure

SEC source: 0001593968-21-001437 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,623.2657

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:10 UTC OtherCommon Stock 20.846 $40.54 $845.10
Disclosure

SEC source: 0001593968-21-001429 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,558.79

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 14, 2021 Filed May 24, 2021 21:15 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 23.0841 $39.49 $911.59
Disclosure

SEC source: 0001593968-21-001432 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,216.5993

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:43 UTC GrantCommon Stock 2,416.883 $42.41 $102,500.01
Disclosure

SEC source: 0001593968-21-001234 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,850.2904

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:43 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001234 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,433.4074

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:46 UTC GrantCommon Stock 2,122.141 $42.41 $90,000.00
Disclosure

SEC source: 0001593968-21-001237 · primary_01.xml · nonDerivative · entry 2

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,523.8721

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:46 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001237 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,401.7311

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:44 UTC GrantCommon Stock 2,004.244 $42.41 $84,999.99
Disclosure

SEC source: 0001593968-21-001235 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,950.7658

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:44 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001235 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,946.5218

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:37 UTC GrantCommon Stock 1,768.451 $42.41 $75,000.01
Disclosure

SEC source: 0001593968-21-001231 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,825.288

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 5, 2021 20:37 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001231 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,056.837

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:45 UTC GrantCommon Stock 2,004.244 $42.41 $84,999.99
Disclosure

SEC source: 0001593968-21-001236 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,645.5149

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:45 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001236 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641.2709

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:42 UTC GrantCommon Stock 1,768.451 $42.41 $75,000.01
Disclosure

SEC source: 0001593968-21-001233 · primary_01.xml · nonDerivative · entry 2

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,537.945

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:42 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001233 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,769.494

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:39 UTC GrantCommon Stock 1,768.451 $42.41 $75,000.01
Disclosure

SEC source: 0001593968-21-001232 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,314.693

F2 · kind: Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.

Read SEC document
May 03, 2021 Filed May 6, 2021 00:39 UTC GrantCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001232 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,546.242

F1 · kind: Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 21:01 UTC OtherCommon Stock 8.431 $41.52 $350.06
Disclosure

SEC source: 0001593968-21-001181 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,726.4074

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 21:01 UTC OtherCommon Stock 95.59 $41.95 $4,010.00
Disclosure

SEC source: 0001593968-21-001181 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,717.9764

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 21:01 UTC OtherCommon Stock 26.3039 $41.52 $1,092.14
Disclosure

SEC source: 0001593968-21-001181 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,622.3864

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,184.188 $41.52 $49,167.49
Disclosure

SEC source: 0001593968-21-001167 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694,940.1372

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 362.837 $41.52 $15,064.99
Disclosure

SEC source: 0001593968-21-001167 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,755.9492

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.441 $41.52 $391.99
Disclosure

SEC source: 0001593968-21-001167 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,693,393.1122

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 16:58 UTC
Smith Brent D.CFO, Treasurer
OtherCommon Stock 26.168 $41.52 $1,086.50
Disclosure

SEC source: 0001593968-21-001178 · primary_01.xml · nonDerivative · entry 1

Smith Brent D. · CIK 0001500144 · CFO, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,536.9574

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
April 15, 2021 Filed Apr 28, 2021 21:02 UTC OtherCommon Stock 22.66 $41.95 $950.59
Disclosure

SEC source: 0001593968-21-001182 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,694.7311

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.