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Main Street Capital CORP

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2159
SEC CIK
0001396440
Parsed reports
1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2021 Filed Aug 25, 2021 20:35 UTC OtherCommon Stock 132.299 $42.81 $5,663.72
Disclosure

SEC source: 0001593968-21-002019 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,177.705

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:35 UTC OtherCommon Stock 80.667 $42.78 $3,450.93
Disclosure

SEC source: 0001593968-21-002019 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,045.406

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:31 UTC OtherCommon Stock 14.803 $41.37 $612.40
Disclosure

SEC source: 0001593968-21-001909 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,282.9581

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:31 UTC OtherCommon Stock 110.546 $41.32 $4,567.76
Disclosure

SEC source: 0001593968-21-001909 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,268.1551

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:31 UTC OtherCommon Stock 24.1039 $41.37 $997.18
Disclosure

SEC source: 0001593968-21-001909 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,157.6091

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,206.409 $41.37 $49,909.14
Disclosure

SEC source: 0001593968-21-001900 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,218.622

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 533.35 $41.37 $22,064.69
Disclosure

SEC source: 0001593968-21-001900 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,012.213

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.6183 $41.37 $397.91
Disclosure

SEC source: 0001593968-21-001900 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,478.863

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:32 UTC OtherCommon Stock 33.93 $41.32 $1,401.99
Disclosure

SEC source: 0001593968-21-001910 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,614.8131

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:25 UTC OtherCommon Stock 91.973 $41.32 $3,800.32
Disclosure

SEC source: 0001593968-21-001905 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,313.4268

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:25 UTC OtherCommon Stock 34.339 $41.37 $1,420.60
Disclosure

SEC source: 0001593968-21-001905 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,221.4538

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:23 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 101.202 $41.37 $4,186.73
Disclosure

SEC source: 0001593968-21-001903 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,212.7049

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:36 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 47.2405 $41.37 $1,954.34
Disclosure

SEC source: 0001593968-21-001913 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,852.7063

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:36 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 222.988 $41.37 $9,225.01
Disclosure

SEC source: 0001593968-21-001913 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,805.4658

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 18:24 UTC OtherCommon Stock 277.3104 $41.37 $11,472.33
Disclosure

SEC source: 0001593968-21-001904 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 56,236.8445

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 18:24 UTC OtherCommon Stock 134.599 $41.32 $5,561.63
Disclosure

SEC source: 0001593968-21-001904 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,971.507

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:26 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 387.215 $41.37 $16,019.08
Disclosure

SEC source: 0001593968-21-001906 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,864.6336

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:21 UTC OtherCommon Stock 7 $41.59 $291.10
Disclosure

SEC source: 0001593968-21-001901 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,530

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:21 UTC OtherCommon Stock 130.73 $41.32 $5,401.76
Disclosure

SEC source: 0001593968-21-001901 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,176.5689

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:21 UTC OtherCommon Stock 51.719 $41.37 $2,139.62
Disclosure

SEC source: 0001593968-21-001901 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,045.8389

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:34 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 38.8081 $41.37 $1,605.49
Disclosure

SEC source: 0001593968-21-001912 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,293.4476

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:33 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 184.5257 $41.37 $7,633.83
Disclosure

SEC source: 0001593968-21-001911 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,316.8145

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:29 UTC OtherCommon Stock 29.474 $41.32 $1,217.87
Disclosure

SEC source: 0001593968-21-001907 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,617.32

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:30 UTC
Meserve NicholasManaging Director
OtherCommon Stock 30.097 $41.37 $1,245.11
Disclosure

SEC source: 0001593968-21-001908 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,682.8647

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:21 UTC OtherCommon Stock 136.392 $41.32 $5,635.72
Disclosure

SEC source: 0001593968-21-001902 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,964.739

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 15, 2021 Filed Jul 28, 2021 22:21 UTC OtherCommon Stock 83.005 $41.37 $3,433.92
Disclosure

SEC source: 0001593968-21-001902 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,828.347

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 21:06 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
GrantCommon Stock 4,798 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-001777 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,111.5029

F1 · kind: Shares issued under the Main Street Capital Corporation 2015 Equity and Incentive Plan.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:43 UTC OtherCommon Stock 14.511 $42.00 $609.46
Disclosure

SEC source: 0001593968-21-001712 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,133.5052

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:43 UTC OtherCommon Stock 108.977 $41.71 $4,545.43
Disclosure

SEC source: 0001593968-21-001712 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,118.9942

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:43 UTC OtherCommon Stock 23.6269 $42.00 $992.33
Disclosure

SEC source: 0001593968-21-001712 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,010.0172

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,182.541 $42.00 $49,666.72
Disclosure

SEC source: 0001593968-21-001709 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,469.2447

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 522.798 $42.00 $21,957.52
Disclosure

SEC source: 0001593968-21-001709 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697,286.7037

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:38 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.4281 $42.00 $395.98
Disclosure

SEC source: 0001593968-21-001709 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696,763.9057

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:49 UTC OtherCommon Stock 33.448 $41.71 $1,395.12
Disclosure

SEC source: 0001593968-21-001717 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,580.8831

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:46 UTC OtherCommon Stock 90.668 $41.71 $3,781.76
Disclosure

SEC source: 0001593968-21-001715 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,187.1148

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:46 UTC OtherCommon Stock 33.719 $42.00 $1,416.20
Disclosure

SEC source: 0001593968-21-001715 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,096.4468

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:32 UTC
Beauvais Jason BSVP, GC, CCO, Sec.
OtherCommon Stock 99.2 $42.00 $4,166.40
Disclosure

SEC source: 0001593968-21-001705 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · SVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,313.5029

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:48 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 46.3057 $42.00 $1,944.84
Disclosure

SEC source: 0001593968-21-001716 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,582.4778

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:48 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 219.643 $42.00 $9,225.01
Disclosure

SEC source: 0001593968-21-001716 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,536.1721

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 16:40 UTC OtherCommon Stock 271.8241 $42.00 $11,416.61
Disclosure

SEC source: 0001593968-21-001711 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 55,959.5341

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 16:40 UTC OtherCommon Stock 132.688 $41.71 $5,534.42
Disclosure

SEC source: 0001593968-21-001711 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,836.908

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:39 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 379.555 $42.00 $15,941.31
Disclosure

SEC source: 0001593968-21-001710 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,477.4186

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:36 UTC OtherCommon Stock 7 $42.00 $293.99
Disclosure

SEC source: 0001593968-21-001707 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,523

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:36 UTC OtherCommon Stock 128.874 $41.71 $5,375.33
Disclosure

SEC source: 0001593968-21-001707 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,994.1199

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:36 UTC OtherCommon Stock 50.695 $42.00 $2,129.19
Disclosure

SEC source: 0001593968-21-001707 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,865.2459

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:51 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 180.875 $42.00 $7,596.75
Disclosure

SEC source: 0001593968-21-001719 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,132.2888

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:50 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 38.0402 $42.00 $1,597.69
Disclosure

SEC source: 0001593968-21-001718 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,254.6395

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
June 15, 2021 Filed Jun 28, 2021 20:45 UTC OtherCommon Stock 29.056 $41.71 $1,211.93
Disclosure

SEC source: 0001593968-21-001714 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,587.846

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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June 15, 2021 Filed Jun 28, 2021 20:44 UTC
Meserve NicholasManaging Director
OtherCommon Stock 29.502 $42.00 $1,239.08
Disclosure

SEC source: 0001593968-21-001713 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,652.7677

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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June 15, 2021 Filed Jun 28, 2021 20:37 UTC OtherCommon Stock 134.456 $41.71 $5,608.16
Disclosure

SEC source: 0001593968-21-001708 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,745.342

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.