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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2021 Filed Nov 1, 2021 20:22 UTC OtherCommon Stock 137.518 $42.60 $5,858.27
Disclosure

SEC source: 0001593968-21-002320 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,619.474

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:22 UTC OtherCommon Stock 83.659 $42.67 $3,569.73
Disclosure

SEC source: 0001593968-21-002320 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,481.956

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:11 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 185.979 $42.67 $7,935.72
Disclosure

SEC source: 0001593968-21-002314 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,869.1285

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:44 UTC OtherCommon Stock 14.972 $41.22 $617.15
Disclosure

SEC source: 0001593968-21-002181 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,577.977

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:44 UTC OtherCommon Stock 110.609 $41.70 $4,612.40
Disclosure

SEC source: 0001593968-21-002181 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,563.005

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:44 UTC OtherCommon Stock 24.4279 $41.22 $1,006.92
Disclosure

SEC source: 0001593968-21-002181 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,452.396

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:51 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,222.63 $41.22 $50,396.81
Disclosure

SEC source: 0001593968-21-002187 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,691.6231

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:51 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 540.521 $41.22 $22,280.28
Disclosure

SEC source: 0001593968-21-002187 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,702,468.9931

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:51 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.7477 $41.22 $401.80
Disclosure

SEC source: 0001593968-21-002187 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,928.4721

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:39 UTC OtherCommon Stock 33.949 $41.70 $1,415.67
Disclosure

SEC source: 0001593968-21-002178 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,681.6731

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:47 UTC OtherCommon Stock 92.026 $41.70 $3,837.48
Disclosure

SEC source: 0001593968-21-002184 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,562.8968

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:47 UTC OtherCommon Stock 34.831 $41.22 $1,435.73
Disclosure

SEC source: 0001593968-21-002184 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,470.8708

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:52 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
OtherCommon Stock 102.563 $41.22 $4,227.65
Disclosure

SEC source: 0001593968-21-002188 · primary_01.xml · nonDerivative · entry 3

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,313.6199

F2 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:41 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 47.8756 $41.22 $1,973.43
Disclosure

SEC source: 0001593968-21-002180 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,385.9287

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:41 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 223.799 $41.22 $9,224.99
Disclosure

SEC source: 0001593968-21-002180 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,338.0531

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 16:38 UTC OtherCommon Stock 134.676 $41.70 $5,615.99
Disclosure

SEC source: 0001593968-21-002177 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,236.742

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:54 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 392.422 $41.22 $16,175.63
Disclosure

SEC source: 0001593968-21-002190 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,633.3646

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:49 UTC OtherCommon Stock 7 $41.31 $289.19
Disclosure

SEC source: 0001593968-21-002186 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,544

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:49 UTC OtherCommon Stock 130.805 $41.70 $5,454.57
Disclosure

SEC source: 0001593968-21-002186 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,536.7969

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:49 UTC OtherCommon Stock 52.384 $41.22 $2,159.27
Disclosure

SEC source: 0001593968-21-002186 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,405.9919

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:53 UTC
Meserve NicholasManaging Director
OtherCommon Stock 30.502 $41.22 $1,257.29
Disclosure

SEC source: 0001593968-21-002189 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,742.6157

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:48 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 187.0068 $41.22 $7,708.42
Disclosure

SEC source: 0001593968-21-002185 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,683.1495

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:46 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 39.3297 $41.22 $1,621.17
Disclosure

SEC source: 0001593968-21-002183 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,370.4921

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:45 UTC OtherCommon Stock 136.47 $41.70 $5,690.80
Disclosure

SEC source: 0001593968-21-002182 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,398.297

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:45 UTC OtherCommon Stock 84.122 $41.22 $3,467.51
Disclosure

SEC source: 0001593968-21-002182 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,261.827

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 15, 2021 Filed Sep 28, 2021 20:40 UTC OtherCommon Stock 29.491 $41.70 $1,229.77
Disclosure

SEC source: 0001593968-21-002179 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,675.4

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
September 07, 2021 Filed Sep 28, 2021 20:52 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002188 · primary_01.xml · nonDerivative · entry 2

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,211.0569

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
September 07, 2021 Filed Sep 28, 2021 20:52 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002188 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,261.0569

F1 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:27 UTC OtherCommon Stock 14.357 $42.78 $614.19
Disclosure

SEC source: 0001593968-21-002014 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,427.9681

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:27 UTC OtherCommon Stock 107.228 $42.81 $4,590.43
Disclosure

SEC source: 0001593968-21-002014 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,413.6111

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:27 UTC OtherCommon Stock 23.425 $42.78 $1,002.12
Disclosure

SEC source: 0001593968-21-002014 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,306.3831

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,172.428 $42.78 $50,156.47
Disclosure

SEC source: 0001593968-21-002015 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,918.7244

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 518.327 $42.78 $22,174.03
Disclosure

SEC source: 0001593968-21-002015 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,746.2964

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:31 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.3474 $42.78 $399.88
Disclosure

SEC source: 0001593968-21-002015 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,227.9694

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:26 UTC OtherCommon Stock 32.911 $42.81 $1,408.92
Disclosure

SEC source: 0001593968-21-002013 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,647.7241

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:36 UTC OtherCommon Stock 89.212 $42.81 $3,819.17
Disclosure

SEC source: 0001593968-21-002020 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,436.0398

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:36 UTC OtherCommon Stock 33.401 $42.78 $1,428.89
Disclosure

SEC source: 0001593968-21-002020 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,346.8278

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:31 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
OtherCommon Stock 98.352 $42.78 $4,207.50
Disclosure

SEC source: 0001593968-21-002016 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,311.0569

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:37 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 45.9098 $42.78 $1,964.02
Disclosure

SEC source: 0001593968-21-002021 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,114.2541

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:37 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 215.638 $42.78 $9,224.99
Disclosure

SEC source: 0001593968-21-002021 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,068.3443

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 16:38 UTC OtherCommon Stock 269.4993 $42.78 $11,529.18
Disclosure

SEC source: 0001593968-21-002022 · primary_01.xml · nonDerivative · entry 2

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 56,506.3438

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

F2 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 16:38 UTC OtherCommon Stock 130.559 $42.81 $5,589.23
Disclosure

SEC source: 0001593968-21-002022 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,102.066

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:32 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 376.309 $42.78 $16,098.50
Disclosure

SEC source: 0001593968-21-002017 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,240.9426

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:34 UTC OtherCommon Stock 7 $42.81 $299.67
Disclosure

SEC source: 0001593968-21-002018 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,537

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:34 UTC OtherCommon Stock 126.806 $42.81 $5,428.56
Disclosure

SEC source: 0001593968-21-002018 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,353.6079

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:34 UTC OtherCommon Stock 50.233 $42.78 $2,148.97
Disclosure

SEC source: 0001593968-21-002018 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,226.8019

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:42 UTC OtherCommon Stock 28.589 $42.81 $1,223.90
Disclosure

SEC source: 0001593968-21-002025 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,645.909

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
August 13, 2021 Filed Aug 25, 2021 20:25 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 37.7148 $42.78 $1,613.44
Disclosure

SEC source: 0001593968-21-002012 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,331.1624

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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August 13, 2021 Filed Aug 25, 2021 20:39 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 179.3282 $42.78 $7,671.66
Disclosure

SEC source: 0001593968-21-002023 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,496.1427

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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August 13, 2021 Filed Aug 25, 2021 20:40 UTC
Meserve NicholasManaging Director
OtherCommon Stock 29.249 $42.78 $1,251.27
Disclosure

SEC source: 0001593968-21-002024 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,712.1137

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.