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Main Street Capital CORP

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2159
SEC CIK
0001396440
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1,875

Last 12 months

Inside the activity.

2 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202621
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2021 Filed Jan 18, 2022 21:20 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 188.9903 $42.39 $8,011.30
Disclosure

SEC source: 0001593968-22-000226 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,232.1262

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2021 Filed Jan 18, 2022 21:25 UTC
Meserve NicholasManaging Director
OtherCommon Stock 30.825 $42.39 $1,306.67
Disclosure

SEC source: 0001593968-22-000231 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,832.1567

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2021 Filed Jan 18, 2022 21:17 UTC OtherCommon Stock 29.778 $42.92 $1,278.07
Disclosure

SEC source: 0001593968-22-000225 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,762.746

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2021 Filed Jan 18, 2022 21:13 UTC OtherCommon Stock 137.796 $42.92 $5,914.20
Disclosure

SEC source: 0001593968-22-000222 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,979.768

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2021 Filed Jan 18, 2022 21:13 UTC OtherCommon Stock 15.346 $42.39 $650.52
Disclosure

SEC source: 0001593968-22-000222 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,841.972

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 15, 2021 Filed Jan 18, 2022 21:07 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 39.7469 $42.39 $1,684.87
Disclosure

SEC source: 0001593968-22-000218 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,485.9479

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
December 13, 2021 Filed Jan 18, 2022 16:16 UTC GiftCommon Stock 1,568 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-000224 · primary_01.xml · nonDerivative · entry 3

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · French Family Ranch Ltd.

Disclosed balance after: 54,938.3438

F2 · kind: The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.

F3 · ownership.nature: French Family Ranch Ltd is wholly owned by the reporting person and his wife.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:42 UTC OtherCommon Stock 13.931 $45.83 $638.46
Disclosure

SEC source: 0001593968-21-002463 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,869.7357

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:42 UTC OtherCommon Stock 104.456 $45.68 $4,771.55
Disclosure

SEC source: 0001593968-21-002463 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,855.8047

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:42 UTC OtherCommon Stock 22.7297 $45.83 $1,041.70
Disclosure

SEC source: 0001593968-21-002463 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,751.3487

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:33 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,137.641 $45.83 $52,138.09
Disclosure

SEC source: 0001593968-21-002456 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707,104.4321

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:33 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 502.948 $45.83 $23,050.11
Disclosure

SEC source: 0001593968-21-002456 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705,966.7911

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:33 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.07 $45.83 $415.68
Disclosure

SEC source: 0001593968-21-002456 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705,463.8431

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:34 UTC OtherCommon Stock 32.06 $45.68 $1,464.50
Disclosure

SEC source: 0001593968-21-002457 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,747.9431

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:40 UTC OtherCommon Stock 86.906 $45.68 $3,969.87
Disclosure

SEC source: 0001593968-21-002462 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,809.5848

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:40 UTC OtherCommon Stock 32.41 $45.83 $1,485.35
Disclosure

SEC source: 0001593968-21-002462 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,722.6788

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:25 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
OtherCommon Stock 95.434 $45.83 $4,373.74
Disclosure

SEC source: 0001593968-21-002451 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,511.0529

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:38 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 44.5477 $45.83 $2,041.62
Disclosure

SEC source: 0001593968-21-002461 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,905.7528

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:38 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 206.197 $45.83 $9,450.01
Disclosure

SEC source: 0001593968-21-002461 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,861.2051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 18:24 UTC OtherCommon Stock 127.184 $45.68 $5,809.77
Disclosure

SEC source: 0001593968-21-002450 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,499.636

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:32 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 365.143 $45.83 $16,734.50
Disclosure

SEC source: 0001593968-21-002455 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,388.7716

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:29 UTC OtherCommon Stock 7 $45.97 $321.76
Disclosure

SEC source: 0001593968-21-002453 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,558

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:29 UTC OtherCommon Stock 123.528 $45.68 $5,642.76
Disclosure

SEC source: 0001593968-21-002453 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,892.9719

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:29 UTC OtherCommon Stock 48.742 $45.83 $2,233.85
Disclosure

SEC source: 0001593968-21-002453 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,769.4439

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:37 UTC
Meserve NicholasManaging Director
OtherCommon Stock 28.382 $45.83 $1,300.75
Disclosure

SEC source: 0001593968-21-002460 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,801.3317

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:36 UTC
Morris Jesse EEVP and COO
OtherCommon Stock 174.0074 $45.83 $7,974.76
Disclosure

SEC source: 0001593968-21-002459 · primary_01.xml · nonDerivative · entry 1

Morris Jesse E · CIK 0001596070 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,043.1359

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:35 UTC OtherCommon Stock 27.85 $45.68 $1,272.19
Disclosure

SEC source: 0001593968-21-002458 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,732.968

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:31 UTC OtherCommon Stock 128.878 $45.68 $5,887.15
Disclosure

SEC source: 0001593968-21-002454 · primary_01.xml · nonDerivative · entry 2

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,826.626

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:31 UTC OtherCommon Stock 78.274 $45.83 $3,587.30
Disclosure

SEC source: 0001593968-21-002454 · primary_01.xml · nonDerivative · entry 1

Griffin Jon Kevin · CIK 0001525628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,697.748

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 23:28 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 36.5959 $45.83 $1,677.19
Disclosure

SEC source: 0001593968-21-002452 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,446.201

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:36 UTC OtherCommon Stock 14.89 $42.67 $635.36
Disclosure

SEC source: 0001593968-21-002327 · primary_01.xml · nonDerivative · entry 3

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728.619

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:36 UTC OtherCommon Stock 111.459 $42.60 $4,748.15
Disclosure

SEC source: 0001593968-21-002327 · primary_01.xml · nonDerivative · entry 2

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,713.729

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:36 UTC OtherCommon Stock 24.293 $42.67 $1,036.58
Disclosure

SEC source: 0001593968-21-002327 · primary_01.xml · nonDerivative · entry 1

SOLCHER STEPHEN B · CIK 0001007549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,602.27

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 1,215.907 $42.67 $51,882.75
Disclosure

SEC source: 0001593968-21-002317 · primary_01.xml · nonDerivative · entry 3

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,705,454.7731

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 537.549 $42.67 $22,937.22
Disclosure

SEC source: 0001593968-21-002317 · primary_01.xml · nonDerivative · entry 2

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,704,238.8661

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:17 UTC
FOSTER VINCENT DDirector · Executive Chairman
OtherCommon Stock 9.694 $42.67 $413.64
Disclosure

SEC source: 0001593968-21-002317 · primary_01.xml · nonDerivative · entry 1

FOSTER VINCENT D · CIK 0001069725 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,703,701.3171

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:30 UTC OtherCommon Stock 34.21 $42.60 $1,457.35
Disclosure

SEC source: 0001593968-21-002325 · primary_01.xml · nonDerivative · entry 1

SHIVE DUNIA A · CIK 0001182313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,715.8831

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:31 UTC OtherCommon Stock 92.732 $42.60 $3,950.38
Disclosure

SEC source: 0001593968-21-002326 · primary_01.xml · nonDerivative · entry 2

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,690.2688

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:31 UTC OtherCommon Stock 34.64 $42.67 $1,478.09
Disclosure

SEC source: 0001593968-21-002326 · primary_01.xml · nonDerivative · entry 1

Lane Brian E. · CIK 0001448240 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,597.5368

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:15 UTC
Beauvais Jason BEVP, GC, CCO, Sec.
OtherCommon Stock 101.999 $42.67 $4,352.30
Disclosure

SEC source: 0001593968-21-002315 · primary_01.xml · nonDerivative · entry 1

Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,415.6189

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:28 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 47.6124 $42.67 $2,031.62
Disclosure

SEC source: 0001593968-21-002323 · primary_01.xml · nonDerivative · entry 2

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,655.0081

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:28 UTC
Magdol David L.President, CIO and SMD
OtherCommon Stock 221.467 $42.67 $9,450.00
Disclosure

SEC source: 0001593968-21-002323 · primary_01.xml · nonDerivative · entry 1

Magdol David L. · CIK 0001414108 · President, CIO and SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,607.3957

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 16:16 UTC OtherCommon Stock 135.71 $42.60 $5,781.25
Disclosure

SEC source: 0001593968-21-002316 · primary_01.xml · nonDerivative · entry 1

French Arthur L. · CIK 0001414114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,372.452

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:21 UTC
Hyzak Dwayne L.Director · CEO, SMD
OtherCommon Stock 390.264 $42.67 $16,652.56
Disclosure

SEC source: 0001593968-21-002319 · primary_01.xml · nonDerivative · entry 1

Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,023.6286

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:20 UTC OtherCommon Stock 7 $42.75 $299.22
Disclosure

SEC source: 0001593968-21-002318 · primary_01.xml · nonDerivative · entry 3

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 1,551

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:20 UTC OtherCommon Stock 131.809 $42.60 $5,615.06
Disclosure

SEC source: 0001593968-21-002318 · primary_01.xml · nonDerivative · entry 2

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,720.7019

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:20 UTC OtherCommon Stock 52.096 $42.67 $2,222.94
Disclosure

SEC source: 0001593968-21-002318 · primary_01.xml · nonDerivative · entry 1

JACKSON JOHN EARL · CIK 0001236849 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,588.8929

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Read SEC document
October 15, 2021 Filed Nov 1, 2021 20:29 UTC
Meserve NicholasManaging Director
OtherCommon Stock 30.334 $42.67 $1,294.35
Disclosure

SEC source: 0001593968-21-002324 · primary_01.xml · nonDerivative · entry 1

Meserve Nicholas · CIK 0001563461 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,772.9497

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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October 15, 2021 Filed Nov 1, 2021 20:27 UTC OtherCommon Stock 29.718 $42.60 $1,265.99
Disclosure

SEC source: 0001593968-21-002322 · primary_01.xml · nonDerivative · entry 1

Matthews Beverly Kay · CIK 0001776401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,705.118

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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October 15, 2021 Filed Nov 1, 2021 20:25 UTC
Parker Lance AVP, Chief Accounting Officer
OtherCommon Stock 39.113 $42.67 $1,668.95
Disclosure

SEC source: 0001593968-21-002321 · primary_01.xml · nonDerivative · entry 1

Parker Lance A · CIK 0001528376 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,409.6051

F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.