Last 12 months
Inside the activity.
2 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2022 Filed Mar 24, 2022 20:40 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 242.238 | $39.94 | $9,674.99 |
DisclosureSEC source: 0001415889-22-003325 · form4-03242022_010341.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,086.9639 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 16:31 UTC |
French Arthur L.Director
|
OtherCommon Stock | 148.638 | $40.89 | $6,077.81 |
DisclosureSEC source: 0001415889-22-003319 · form4-03242022_010358.xml · nonDerivative · entry 1 French Arthur L. · CIK 0001414114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,124.655 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:28 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 438.352 | $39.94 | $17,507.78 |
DisclosureSEC source: 0001415889-22-003316 · form4-03242022_010302.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,205.2516 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 21:05 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 8 | $40.43 | $323.44 |
DisclosureSEC source: 0001415889-22-003335 · form4-03242022_020346.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,590 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 21:05 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 144.366 | $40.89 | $5,903.13 |
DisclosureSEC source: 0001415889-22-003335 · form4-03242022_020346.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,742.5039 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 21:05 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 58.515 | $39.94 | $2,337.09 |
DisclosureSEC source: 0001415889-22-003335 · form4-03242022_020346.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,598.1379 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 21:00 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 150.619 | $40.89 | $6,158.81 |
DisclosureSEC source: 0001415889-22-003333 · form4-03242022_020308.xml · nonDerivative · entry 2 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,705.102 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 21:00 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 108.162 | $39.94 | $4,319.99 |
DisclosureSEC source: 0001415889-22-003333 · form4-03242022_020308.xml · nonDerivative · entry 1 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,554.483 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:57 UTC |
Morris Jesse EEVP , CFO AND COO
|
OtherCommon Stock | 208.8948 | $39.94 | $8,343.26 |
DisclosureSEC source: 0001415889-22-003331 · form4-03242022_010306.xml · nonDerivative · entry 1 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,908.8619 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:53 UTC |
Matthews Beverly KayDirector
|
OtherCommon Stock | 32.549 | $40.89 | $1,330.93 |
DisclosureSEC source: 0001415889-22-003328 · form4-03242022_010312.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,869.835 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:56 UTC |
Meserve NicholasMANAGING DIRECTOR
|
OtherCommon Stock | 34.072 | $39.94 | $1,360.84 |
DisclosureSEC source: 0001415889-22-003330 · form4-03242022_010306.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,942.5227 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2022 Filed Mar 24, 2022 20:51 UTC |
Parker Lance AVP, CHIEF ACCOUNTING OFFICER
|
OtherCommon Stock | 43.9329 | $39.94 | $1,754.68 |
DisclosureSEC source: 0001415889-22-003327 · form4-03242022_010355.xml · nonDerivative · entry 1 Parker Lance A · CIK 0001528376 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,628.2543 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 22:02 UTC |
FOSTER VINCENT DDirector
|
SaleCommon Stock | 50,000 | $43.15 | $2,157,500.00 |
DisclosureSEC source: 0001415889-22-002560 · form4-03042022_020351.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · MS Trust IV Disclosed balance after: 0 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transaction at prices ranging from $42.75 to $43.55, inclusive. The reporting person undertakes to provide to Main Street Capital Corporation, any of its security holders, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:40 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 15.715 | $42.29 | $664.59 |
DisclosureSEC source: 0001415889-22-002137 · form4-03022022_010316.xml · nonDerivative · entry 3 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,399.3565 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:40 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 116.047 | $42.80 | $4,966.81 |
DisclosureSEC source: 0001415889-22-002137 · form4-03022022_010316.xml · nonDerivative · entry 2 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,383.6415 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:40 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 25.6403 | $42.29 | $1,084.33 |
DisclosureSEC source: 0001415889-22-002137 · form4-03022022_010316.xml · nonDerivative · entry 1 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,267.5945 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 22:00 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 1,283.313 | $42.29 | $54,271.31 |
DisclosureSEC source: 0001415889-22-002146 · form4-03022022_010347.xml · nonDerivative · entry 3 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,713,330.5959 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 22:00 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 567.349 | $42.29 | $23,993.19 |
DisclosureSEC source: 0001415889-22-002146 · form4-03022022_010347.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,712,047.2829 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 22:00 UTC |
FOSTER VINCENT DDirector
|
OtherCommon Stock | 10.2313 | $42.29 | $432.68 |
DisclosureSEC source: 0001415889-22-002146 · form4-03022022_010347.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,479.9339 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:45 UTC |
SHIVE DUNIA ADirector
|
OtherCommon Stock | 35.618 | $42.80 | $1,524.45 |
DisclosureSEC source: 0001415889-22-002140 · form4-03022022_010331.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,868.0301 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:33 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 96.549 | $42.80 | $4,132.30 |
DisclosureSEC source: 0001415889-22-002134 · form4-03022022_010346.xml · nonDerivative · entry 2 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,257.4248 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:33 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 36.56 | $42.29 | $1,546.12 |
DisclosureSEC source: 0001415889-22-002134 · form4-03022022_010346.xml · nonDerivative · entry 1 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,160.8758 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:50 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 107.654 | $42.29 | $4,552.69 |
DisclosureSEC source: 0001415889-22-002142 · form4-03022022_010319.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,871.2399 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 16:42 UTC |
French Arthur L.Director
|
OtherCommon Stock | 141.295 | $42.80 | $6,047.43 |
DisclosureSEC source: 0001415889-22-002138 · form4-03022022_010351.xml · nonDerivative · entry 1 French Arthur L. · CIK 0001414114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,976.017 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:54 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 50.2518 | $42.29 | $2,125.15 |
DisclosureSEC source: 0001415889-22-002143 · form4-03022022_010328.xml · nonDerivative · entry 2 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,844.7259 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:54 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 228.777 | $42.29 | $9,674.98 |
DisclosureSEC source: 0001415889-22-002143 · form4-03022022_010328.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,794.4741 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:38 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 411.899 | $42.29 | $17,419.21 |
DisclosureSEC source: 0001415889-22-002136 · form4-03022022_010337.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,766.8996 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:43 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 7 | $42.63 | $298.42 |
DisclosureSEC source: 0001415889-22-002139 · form4-03022022_010309.xml · nonDerivative · entry 3 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,582 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:43 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 137.234 | $42.80 | $5,873.62 |
DisclosureSEC source: 0001415889-22-002139 · form4-03022022_010309.xml · nonDerivative · entry 2 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,539.6229 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:43 UTC |
JACKSON JOHN EARLDirector
|
OtherCommon Stock | 54.984 | $42.29 | $2,325.27 |
DisclosureSEC source: 0001415889-22-002139 · form4-03022022_010309.xml · nonDerivative · entry 1 JACKSON JOHN EARL · CIK 0001236849 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,402.3889 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 22:03 UTC |
Griffin Jon KevinDirector
|
OtherCommon Stock | 143.179 | $42.80 | $6,128.06 |
DisclosureSEC source: 0001415889-22-002147 · form4-03022022_020343.xml · nonDerivative · entry 1 Griffin Jon Kevin · CIK 0001525628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,446.321 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:59 UTC |
Morris Jesse EEVP , CFO AND COO
|
OtherCommon Stock | 196.289 | $42.29 | $8,301.06 |
DisclosureSEC source: 0001415889-22-002145 · form4-03022022_010345.xml · nonDerivative · entry 1 Morris Jesse E · CIK 0001596070 · EVP , CFO AND COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,699.9671 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:57 UTC |
Parker Lance AVP, CHIEF ACCOUNTING OFFICER
|
OtherCommon Stock | 41.2819 | $42.29 | $1,745.81 |
DisclosureSEC source: 0001415889-22-002144 · form4-03022022_010338.xml · nonDerivative · entry 1 Parker Lance A · CIK 0001528376 · VP, CHIEF ACCOUNTING OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,584.3214 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:46 UTC |
Meserve NicholasMANAGING DIRECTOR
|
OtherCommon Stock | 32.016 | $42.29 | $1,353.96 |
DisclosureSEC source: 0001415889-22-002141 · form4-03022022_010354.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · MANAGING DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,908.4507 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 2, 2022 21:36 UTC |
Matthews Beverly KayDirector
|
OtherCommon Stock | 30.941 | $42.80 | $1,324.27 |
DisclosureSEC source: 0001415889-22-002135 · form4-03022022_010354.xml · nonDerivative · entry 1 Matthews Beverly Kay · CIK 0001776401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,837.286 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2022 Filed Mar 4, 2022 22:24 UTC Amendment |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 107.654 | $42.29 | $4,552.69 |
DisclosureSEC source: 0001415889-22-002567 · form4a-03042022_020303.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,871.2399 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F2 · kind: The Form 4, as amended, was incorrectly reported as involuntary. F3 · acquired: The Form 4, as originally filed, incorrectly reported shares as disposed of. Mr. Beauvais acquired these shares on February 15, 2022. Read SEC document |
| February 15, 2022 Filed Mar 4, 2022 22:03 UTC Amendment |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 107.654 | $42.29 | $4,552.69 |
DisclosureSEC source: 0001415889-22-002561 · form4a-03042022_020331.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,871.2399 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F2 · acquired: The Form 4, as originally filed, incorrectly reported shares as disposed of. Mr. Beauvais acquired these shares on February 15, 2022. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:21 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 14.876 | $44.46 | $661.39 |
DisclosureSEC source: 0001593968-22-000310 · primary_01.xml · nonDerivative · entry 3 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,241.9542 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:21 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 112.104 | $44.09 | $4,942.67 |
DisclosureSEC source: 0001593968-22-000310 · primary_01.xml · nonDerivative · entry 2 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,227.0782 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:21 UTC |
SOLCHER STEPHEN BDirector
|
OtherCommon Stock | 24.2715 | $44.46 | $1,079.11 |
DisclosureSEC source: 0001593968-22-000310 · primary_01.xml · nonDerivative · entry 1 SOLCHER STEPHEN B · CIK 0001007549 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,114.9742 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:17 UTC |
FOSTER VINCENT DDirector · Chairman of the Board
|
OtherCommon Stock | 1,214.803 | $44.46 | $54,010.14 |
DisclosureSEC source: 0001593968-22-000309 · primary_01.xml · nonDerivative · entry 3 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,711,469.7026 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:17 UTC |
FOSTER VINCENT DDirector · Chairman of the Board
|
OtherCommon Stock | 537.061 | $44.46 | $23,877.73 |
DisclosureSEC source: 0001593968-22-000309 · primary_01.xml · nonDerivative · entry 2 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,254.8996 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:17 UTC |
FOSTER VINCENT DDirector · Chairman of the Board
|
OtherCommon Stock | 9.6851 | $44.46 | $430.60 |
DisclosureSEC source: 0001593968-22-000309 · primary_01.xml · nonDerivative · entry 1 FOSTER VINCENT D · CIK 0001069725 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709,717.8386 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:28 UTC |
SHIVE DUNIA ADirector
|
OtherCommon Stock | 34.408 | $44.09 | $1,517.05 |
DisclosureSEC source: 0001593968-22-000317 · primary_01.xml · nonDerivative · entry 1 SHIVE DUNIA A · CIK 0001182313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,832.4121 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:24 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 93.269 | $44.09 | $4,112.23 |
DisclosureSEC source: 0001593968-22-000313 · primary_01.xml · nonDerivative · entry 2 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,124.3158 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:24 UTC |
Lane Brian E.Director
|
OtherCommon Stock | 34.608 | $44.46 | $1,538.67 |
DisclosureSEC source: 0001593968-22-000313 · primary_01.xml · nonDerivative · entry 1 Lane Brian E. · CIK 0001448240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,031.0468 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:30 UTC |
Beauvais Jason BEVP, GC, CCO, Sec.
|
OtherCommon Stock | 101.906 | $44.46 | $4,530.74 |
DisclosureSEC source: 0001593968-22-000319 · primary_01.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,763.5859 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:22 UTC |
Magdol David L.President, CIO and SMD
|
OtherCommon Stock | 47.5691 | $44.46 | $2,114.92 |
DisclosureSEC source: 0001593968-22-000311 · primary_01.xml · nonDerivative · entry 2 Magdol David L. · CIK 0001414108 · President, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,565.6971 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 21:22 UTC |
Magdol David L.President, CIO and SMD
|
OtherCommon Stock | 218.1 | $44.46 | $9,696.73 |
DisclosureSEC source: 0001593968-22-000311 · primary_01.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · President, CIO and SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,518.128 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 14, 2022 Filed Jan 26, 2022 16:23 UTC |
French Arthur L.Director
|
OtherCommon Stock | 136.496 | $44.09 | $6,018.11 |
DisclosureSEC source: 0001593968-22-000312 · primary_01.xml · nonDerivative · entry 1 French Arthur L. · CIK 0001414114 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,834.722 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.