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LYV

Live Nation Entertainment, Inc.

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3069
SEC CIK
0001335258
Parsed reports
473

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 2026010
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 13, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 40,000 $27.62 $1,104,800.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 6

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F5 · price: This transaction was executed in multiple trades at prices ranging from $27.46 to $27.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 40,000 $24.95 $998,000.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 5

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 12, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · derivative · entry 8

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 12, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $27.28 $1,364,000.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 4

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · price: This transaction was executed in multiple trades at prices ranging from $27.03 to $27.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 12, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · derivative · entry 7

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $27.42 $1,371,000.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.27 to $27.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 11, 2017 Filed Jan 14, 2017 01:00 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000004 · wf-form4_148435561503554.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: MR. RAPINO HAD 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HELD A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO HAS PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS.

F2 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 06, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 40,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · derivative · entry 12

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,000

Underlying: Common Stock · 40,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F8 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 06, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 40,000 $27.64 $1,105,600.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 9

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F7 · price: This transaction was executed in multiple trades at prices ranging from $27.39 to $27.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 06, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 40,000 $24.95 $998,000.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 8

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 05, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · derivative · entry 11

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F8 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 05, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 50,000 $27.50 $1,375,000.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 7

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F6 · price: This transaction was executed in multiple trades at prices ranging from $27.35 to $27.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 6

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 816,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionStock Option (buy) · Derivative 40,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · derivative · entry 10

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,000

Underlying: Common Stock · 40,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F8 · derivative.exercise_date: The options vested 167,500 each on February 16, 2008 and 2009 and 335,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 40,000 $27.53 $1,101,200.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 5

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

F4 · price: These transactions were executed in multiple trades at prices ranging from $27.30 to $27.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
Exercise / conversionCommon Stock 40,000 $24.95 $998,000.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 4

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 806,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: The exercises and sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016 as further described above in Note 1.

Read SEC document
January 04, 2017 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
SaleCommon Stock 10,000 $27.53 $275,300.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 3

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 0

F3 · kind: The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the Foundation on December 15, 2016.

F4 · price: These transactions were executed in multiple trades at prices ranging from $27.30 to $27.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 27, 2016 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 2

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Foundation

Disclosed balance after: 10,000

F2 · kind: This transaction involved a gift of securities by the reporting person to the Rapino Family Foundation (the "Foundation"), with which the reporting person is affiliated. The reporting person disclaims beneficial ownership of the shares held by the Foundation, and this report should not be deemed an admission that the reporting person is the beneficial owner of the Foundation's shares for purposes of Section 16 or for any other person.

Read SEC document
December 27, 2016 Filed Jan 7, 2017 01:28 UTC
Rapino MichaelDirector · President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001335258-17-000002 · wf-form4_148375251013740.xml · nonDerivative · entry 1

Rapino Michael · CIK 0001337041 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,196

F1 · security: MR. RAPINO HAS 670,000 OPTIONS EXPIRING ON FEBRUARY 16, 2017. MR. RAPINO HOLDS A TOTAL OF 8,695,820 SHARES AND OPTIONS, INCLUDING BOTH VESTED AND UNVESTED SHARES/OPTIONS AS OF JANUARY 1, 2017. MR. RAPINO HAS PUT IN PLACE A TRADING PLAN UNDER RULE 10b5-1 IN ORDER TO SYSTEMATICALLY SELL CERTAIN SHARES ALONG WITH THESE EXPIRING OPTIONS OVER SEVERAL WEEKS.

F2 · kind: This transaction involved a gift of securities by the reporting person to the Rapino Family Foundation (the "Foundation"), with which the reporting person is affiliated. The reporting person disclaims beneficial ownership of the shares held by the Foundation, and this report should not be deemed an admission that the reporting person is the beneficial owner of the Foundation's shares for purposes of Section 16 or for any other person.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:30 UTC Exercise / conversionStock Option (buy) · Derivative 10,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-16-000262 · wf-form4_148166819849028.xml · derivative · entry 3

HINSON JEFFREY T. · CIK 0001248251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments on February 16, 2008, 2009, 2010 and 2011, and were due to expire in February 2017.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:30 UTC SaleCommon Stock 10,000 $28.30 $283,000.00
Disclosure

SEC source: 0001335258-16-000262 · wf-form4_148166819849028.xml · nonDerivative · entry 2

HINSON JEFFREY T. · CIK 0001248251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,030

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.15 to $28.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 22:30 UTC Exercise / conversionCommon Stock 10,000 $24.95 $249,500.00
Disclosure

SEC source: 0001335258-16-000262 · wf-form4_148166819849028.xml · nonDerivative · entry 1

HINSON JEFFREY T. · CIK 0001248251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 14:54 UTC Exercise / conversionStock Option (buy) · Derivative 10,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-16-000260 · wf-form4_148131326029671.xml · derivative · entry 3

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments on February 16, 2008, 2009, 2010 and 2011, and were due to expire in February 2017.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 14:54 UTC SaleCommon Stock 10,000 $27.34 $273,400.00
Disclosure

SEC source: 0001335258-16-000260 · wf-form4_148131326029671.xml · nonDerivative · entry 2

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,398

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.24 to $27.51. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 14:54 UTC Exercise / conversionCommon Stock 10,000 $24.95 $249,500.00
Disclosure

SEC source: 0001335258-16-000260 · wf-form4_148131326029671.xml · nonDerivative · entry 1

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 17:11 UTC Exercise / conversionStock Option (buy) · Derivative 10,000 $0.00 Strike: $22.18 $0.00
Disclosure

SEC source: 0001335258-16-000258 · wf-form4_148037108377940.xml · derivative · entry 3

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in five equal installments on December 14, 2007, 2008, 2009, 2010 and 2011, and were due to expire in December 2016.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 17:11 UTC SaleCommon Stock 10,000 $27.78 $277,800.00
Disclosure

SEC source: 0001335258-16-000258 · wf-form4_148037108377940.xml · nonDerivative · entry 2

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,398

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.77 to $27.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 17:11 UTC Exercise / conversionCommon Stock 10,000 $22.18 $221,800.00
Disclosure

SEC source: 0001335258-16-000258 · wf-form4_148037108377940.xml · nonDerivative · entry 1

ENLOE ROBERT TED III · CIK 0000914763 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 22:20 UTC SaleCommon Stock 22,642 $28.08 $635,787.36
Disclosure

SEC source: 0001335258-16-000254 · wf-form4_147985321097234.xml · nonDerivative · entry 1

SHAPIRO MARK S · CIK 0001345978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,929

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.03 to $28.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Rowles MichaelEVP & General Counsel
Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-16-000256 · wf-form4_147985324435089.xml · derivative · entry 3

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 12,500 on February 16, 2008 and 2009 and 25,000 on January 25, 2010, and were due to expire in February 2017.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Rowles MichaelEVP & General Counsel
SaleCommon Stock 50,000 $28.05 $1,402,500.00
Disclosure

SEC source: 0001335258-16-000256 · wf-form4_147985324435089.xml · nonDerivative · entry 2

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,160

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.00 to $28.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Rowles MichaelEVP & General Counsel
Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-16-000256 · wf-form4_147985324435089.xml · nonDerivative · entry 1

Rowles Michael · CIK 0001356771 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
Exercise / conversionStock Option (buy) · Derivative 15,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-16-000255 · wf-form4_147985322715466.xml · derivative · entry 3

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 3,750 on February 16, 2008 and 2009 and 7,500 on January 25, 2010, and were due to expire in February 2017.

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November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
SaleCommon Stock 15,000 $28.25 $423,750.00
Disclosure

SEC source: 0001335258-16-000255 · wf-form4_147985322715466.xml · nonDerivative · entry 2

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,698

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.25 to $28.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 18, 2016 Filed Nov 22, 2016 22:20 UTC
Willard Elizabeth KathleenEVP & Chief Financial Officer
Exercise / conversionCommon Stock 15,000 $24.95 $374,250.00
Disclosure

SEC source: 0001335258-16-000255 · wf-form4_147985322715466.xml · nonDerivative · entry 1

Willard Elizabeth Kathleen · CIK 0001345871 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2016 Filed Nov 14, 2016 13:38 UTC Exercise / conversionStock Option (buy) · Derivative 50,000 $0.00 Strike: $24.95 $0.00
Disclosure

SEC source: 0001335258-16-000250 · wf-form4_147914868677613.xml · derivative · entry 4

MAYS RANDALL THOMAS · CIK 0001212885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal installments on February 16, 2008, 2009, 2010 and 2011, and were due to expire in February 2017.

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November 09, 2016 Filed Nov 14, 2016 13:38 UTC SaleCommon Stock 50,000 $27.80 $1,390,000.00
Disclosure

SEC source: 0001335258-16-000250 · wf-form4_147914868677613.xml · nonDerivative · entry 2

MAYS RANDALL THOMAS · CIK 0001212885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,158

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.70 to $27.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2016 Filed Nov 14, 2016 13:38 UTC Exercise / conversionCommon Stock 50,000 $24.95 $1,247,500.00
Disclosure

SEC source: 0001335258-16-000250 · wf-form4_147914868677613.xml · nonDerivative · entry 1

MAYS RANDALL THOMAS · CIK 0001212885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 02, 2010 Filed Dec 6, 2010 22:00 UTC GrantCommon Stock 12,171 $0.00 $0.00
Disclosure

SEC source: 0001179110-10-017000 · edgar.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,171

F1 · price: Represents a restricted stock award. These shares will vest in full on June 1, 2011.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.