Last 12 months
Inside the activity.
2 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2025 Filed Feb 27, 2025 00:33 UTC |
Seely LynnDirector · President and CEO
|
GrantOption (right to buy) · Derivative | 1,350,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005768 · form4-02272025_120243.xml · derivative · entry 2 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,350,000 Underlying: Common Stock · 1,350,000 shares Expires 2035-02-09 F2 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:33 UTC |
Seely LynnDirector · President and CEO
|
GrantCommon Stock | 337,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005768 · form4-02272025_120243.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,500 F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:56 UTC |
Ramachandra SumantDirector
|
GrantOption (right to buy) · Derivative | 260,000 | $0.00 Strike: $0.96 | $0.00 |
DisclosureSEC source: 0001415889-24-025912 · form4-11012024_081136.xml · derivative · entry 1 Ramachandra Sumant · CIK 0001439368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,000 Underlying: Common Stock · 260,000 shares Expires 2034-10-30 F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares of common stock subject to the option shall vest on a monthly basis following the date of grant on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month), subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:41 UTC |
NELSEN ROBERTDirector · 10% owner
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017220 · form4-06172024_080644.xml · derivative · entry 3 NELSEN ROBERT · CIK 0001219042 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:17 UTC |
Bishop Hans EdgarDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017183 · form4-06172024_080643.xml · derivative · entry 2 Bishop Hans Edgar · CIK 0001480212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:15 UTC |
Klausner RichardDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017176 · form4-06172024_080654.xml · derivative · entry 3 Klausner Richard · CIK 0001591178 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:13 UTC |
RIEFLIN WILLIAM JLDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017162 · form4-06172024_080620.xml · derivative · entry 1 RIEFLIN WILLIAM JL · CIK 0001182471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:09 UTC |
NABEL ELIZABETH GDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017152 · form4-06172024_080605.xml · derivative · entry 1 NABEL ELIZABETH G · CIK 0001619929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:07 UTC |
BRAWLEY OTIS WDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017147 · form4-06172024_080619.xml · derivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| June 14, 2024 Filed Jun 17, 2024 20:05 UTC |
FRIEDMAN CATHYDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0001415889-24-017146 · form4-06172024_080617.xml · derivative · entry 3 FRIEDMAN CATHY · CIK 0001411874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2034-06-13 F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:19 UTC |
Newton Charles W.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001209191-24-003270 · doc4.xml · derivative · entry 2 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2034-02-08 F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:19 UTC |
Newton Charles W.Chief Financial Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003270 · doc4.xml · nonDerivative · entry 1 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,729 F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 2,941 shares acquired on May 18, 2022, 5,787 shares acquired on May 18, 2023 and 1 share acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:24 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001209191-24-003274 · doc4.xml · derivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2034-02-08 F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:24 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003274 · doc4.xml · nonDerivative · entry 1 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,928 F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 2,941 shares acquired on May 18, 2022, 5,434 shares acquired on May 18, 2023 and 553 shares acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:25 UTC |
Lang MatthewChief Business Officer
|
GrantOption (right to buy) · Derivative | 500,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001209191-24-003276 · doc4.xml · derivative · entry 2 Lang Matthew · CIK 0001712069 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2034-02-08 F2 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:25 UTC |
Lang MatthewChief Business Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003276 · doc4.xml · nonDerivative · entry 1 Lang Matthew · CIK 0001712069 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:22 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 400,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001209191-24-003272 · doc4.xml · derivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2034-02-08 F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:22 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003272 · doc4.xml · nonDerivative · entry 1 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,700 F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 4,702 shares acquired on November 18, 2022, 6,205 shares acquired on May 18, 2023 and 1,793 shares acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 09, 2024 Filed Feb 14, 2024 01:17 UTC |
Seely LynnDirector · President and CEO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003269 · doc4.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · kind: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 500,000 | Not disclosed Strike: $5.98 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 9 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2032-03-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F10 · derivative.exercise_date: 12.5% of the option shares vested on August 9, 2022, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 500,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 8 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2032-03-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F9 · derivative.exercise_date: 218,750 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 516,000 | Not disclosed Strike: $6.24 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 7 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 516,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F8 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following June 16, 2021. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 516,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 6 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 516,000 Underlying: Common Stock · 516,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F7 · derivative.exercise_date: 311,750 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-one months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 190,000 | Not disclosed Strike: $6.24 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 5 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 190,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F5 · derivative.exercise_date: 1/4 of the option shares vested on February 5, 2022, with the remaining option shares vesting in equal monthly installments over the following thirty-six months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 190,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 4 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,000 Underlying: Common Stock · 190,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F6 · derivative.exercise_date: 130,625 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-seven months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 3,612,000 | Not disclosed Strike: $6.24 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 3 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,612,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F5 · derivative.exercise_date: 1/4 of the option shares vested on February 5, 2022, with the remaining option shares vesting in equal monthly installments over the following thirty-six months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:55 UTC |
Newton Charles W.Chief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 3,612,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 2 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,612,000 Underlying: Common Stock · 3,612,000 shares Expires 2031-02-04 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F2 · derivative.exercise_date: 2,483,250 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-seven months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 700,000 | Not disclosed Strike: $5.98 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 13 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 700,000 shares Expires 2032-03-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F14 · derivative.exercise_date: 12.5% of the option shares vested on August 9, 2022, with the remaining option shares to vest in equal monthly installments over the following forty-two months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 700,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 12 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Underlying: Common Stock · 700,000 shares Expires 2032-03-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F13 · derivative.exercise_date: 306,250 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 85,000 | Not disclosed Strike: $12.67 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 11 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 85,000 shares Expires 2031-04-13 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F12 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following April 14, 2021. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 85,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 10 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2031-04-13 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F11 · derivative.exercise_date: 54,896 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-nine months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $6.24 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 9 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2031-02-11 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F10 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following March 1, 2021. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 100,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 8 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-02-11 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F9 · derivative.exercise_date: 66,667 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-eight months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 450,000 | Not disclosed Strike: $5.96 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 7 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 450,000 shares Expires 2030-11-16 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F8 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following December 1, 2020. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 450,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 6 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2030-11-16 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F7 · derivative.exercise_date: 328,125 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-five months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 165,000 | Not disclosed Strike: $3.65 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 5 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,000 shares Expires 2030-01-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F6 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following February 1, 2020. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 165,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 4 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2030-01-15 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F5 · derivative.exercise_date: 154,688 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following fifteen months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 500,000 | Not disclosed Strike: $3.65 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 3 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires 2029-11-30 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F2 · derivative.exercise_date: Fully-vested. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:52 UTC |
Hill Stephen J.Chief Technical Ops. Officer
|
GrantStock Option (right to buy) · Derivative | 500,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-11-30 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F2 · derivative.exercise_date: Fully-vested. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:54 UTC |
Lee Gary K.Chief Scientific Officer
|
Disposition to issuerStock Option (right to buy) · Derivative | 800,000 | Not disclosed Strike: $6.04 | Not disclosed |
DisclosureSEC source: 0001209191-23-056180 · doc4.xml · derivative · entry 3 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires 2032-02-10 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F5 · derivative.exercise_date: 1/4 of the option shares vested on January 31, 2023, with the remaining option shares vesting in equal monthly installments over the following thirty-six months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:54 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 800,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056180 · doc4.xml · derivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 Underlying: Common Stock · 800,000 shares Expires 2032-02-10 F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F2 · derivative.exercise_date: 350,000 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:53 UTC |
Seely LynnDirector · President and CEO
|
Disposition to issuerStock Option (right to buy) · Derivative | 7,500,000 | Not disclosed Strike: $3.28 | Not disclosed |
DisclosureSEC source: 0001209191-23-056179 · doc4.xml · derivative · entry 2 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500,000 shares Expires 2032-12-14 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F4 · derivative.exercise_date: Twenty-five percent of the shares shall vest on December 15, 2023 and 1/48th of the shares vest in equal monthly installments over the following thirty-six months. Read SEC document |
| November 16, 2023 Filed Nov 21, 2023 01:53 UTC |
Seely LynnDirector · President and CEO
|
GrantStock Option (right to buy) · Derivative | 7,500,000 | Not disclosed Strike: $1.87 | Not disclosed |
DisclosureSEC source: 0001209191-23-056179 · doc4.xml · derivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500,000 Underlying: Common Stock · 7,500,000 shares Expires 2032-12-14 F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date. F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options. F1 · derivative.exercise_date: Twenty percent of the shares shall vest on December 15, 2023 and 1/60th of the total shares vest in equal monthly installments over the following forty-eight months. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:30 UTC |
Klausner RichardDirector
|
GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048788 · doc4.xml · derivative · entry 3 Klausner Richard · CIK 0001591178 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F2 · security: On September 6, 2023, to align with benchmarking data, the issuers Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Persons total 2023 grants with the updated policy. F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Persons service as a director ends at such annual meeting due to the Reporting Persons failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:27 UTC |
RIEFLIN WILLIAM JLDirector
|
GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048786 · doc4.xml · derivative · entry 1 RIEFLIN WILLIAM JL · CIK 0001182471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Persons failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:26 UTC |
FRIEDMAN CATHYDirector
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GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048785 · doc4.xml · derivative · entry 3 FRIEDMAN CATHY · CIK 0001411874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F3 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F4 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:24 UTC |
NELSEN ROBERTDirector · 10% owner
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GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048784 · doc4.xml · derivative · entry 3 NELSEN ROBERT · CIK 0001219042 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F3 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F4 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:23 UTC |
NABEL ELIZABETH GDirector
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GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048783 · doc4.xml · derivative · entry 1 NABEL ELIZABETH G · CIK 0001619929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:22 UTC |
BRAWLEY OTIS WDirector
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GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048782 · doc4.xml · derivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 20:20 UTC |
Bishop Hans EdgarDirector
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GrantOption (right to buy) · Derivative | 55,000 | $0.00 Strike: $3.19 | $0.00 |
DisclosureSEC source: 0001209191-23-048779 · doc4.xml · derivative · entry 2 Bishop Hans Edgar · CIK 0001480212 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-09-07 F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy. F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.