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Nasdaq · USD

LYEL

Lyell Immunopharma, Inc.

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Tapewire entity
5757
SEC CIK
0001806952
Parsed reports
167

Last 12 months

Inside the activity.

2 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202607
Mar 202620
Apr 202600
May 202604
Jun 202601
Jul 202602
Aug 202607
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2025 Filed Feb 27, 2025 00:33 UTC
Seely LynnDirector · President and CEO
GrantOption (right to buy) · Derivative 1,350,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005768 · form4-02272025_120243.xml · derivative · entry 2

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,350,000

Underlying: Common Stock · 1,350,000 shares

Expires 2035-02-09

F2 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:33 UTC
Seely LynnDirector · President and CEO
GrantCommon Stock 337,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005768 · form4-02272025_120243.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,500

F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 20:56 UTC GrantOption (right to buy) · Derivative 260,000 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001415889-24-025912 · form4-11012024_081136.xml · derivative · entry 1

Ramachandra Sumant · CIK 0001439368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2034-10-30

F1 · derivative.exercise_date: One thirty-sixth (1/36th) of the shares of common stock subject to the option shall vest on a monthly basis following the date of grant on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month), subject to the reporting person providing service through the applicable vesting date.

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June 14, 2024 Filed Jun 17, 2024 20:41 UTC
NELSEN ROBERTDirector · 10% owner
GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017220 · form4-06172024_080644.xml · derivative · entry 3

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:17 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017183 · form4-06172024_080643.xml · derivative · entry 2

Bishop Hans Edgar · CIK 0001480212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:15 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017176 · form4-06172024_080654.xml · derivative · entry 3

Klausner Richard · CIK 0001591178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:13 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017162 · form4-06172024_080620.xml · derivative · entry 1

RIEFLIN WILLIAM JL · CIK 0001182471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:09 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017152 · form4-06172024_080605.xml · derivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:07 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017147 · form4-06172024_080619.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 20:05 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $2.36 $0.00
Disclosure

SEC source: 0001415889-24-017146 · form4-06172024_080617.xml · derivative · entry 3

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-06-13

F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 14, 2024 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 14, 2024, subject to the Reporting Person providing continuous service through such date.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:19 UTC
Newton Charles W.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001209191-24-003270 · doc4.xml · derivative · entry 2

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-02-08

F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:19 UTC
Newton Charles W.Chief Financial Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003270 · doc4.xml · nonDerivative · entry 1

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,729

F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,941 shares acquired on May 18, 2022, 5,787 shares acquired on May 18, 2023 and 1 share acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:24 UTC
Hill Stephen J.Chief Operating Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001209191-24-003274 · doc4.xml · derivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-02-08

F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:24 UTC
Hill Stephen J.Chief Operating Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003274 · doc4.xml · nonDerivative · entry 1

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,928

F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 2,941 shares acquired on May 18, 2022, 5,434 shares acquired on May 18, 2023 and 553 shares acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:25 UTC
Lang MatthewChief Business Officer
GrantOption (right to buy) · Derivative 500,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001209191-24-003276 · doc4.xml · derivative · entry 2

Lang Matthew · CIK 0001712069 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2034-02-08

F2 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:25 UTC
Lang MatthewChief Business Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003276 · doc4.xml · nonDerivative · entry 1

Lang Matthew · CIK 0001712069 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:22 UTC
Lee Gary K.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0001209191-24-003272 · doc4.xml · derivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2034-02-08

F3 · derivative.exercise_date: 12.5% of the option shares shall vest on August 9, 2024, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:22 UTC
Lee Gary K.Chief Scientific Officer
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003272 · doc4.xml · nonDerivative · entry 1

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,700

F1 · date: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 4,702 shares acquired on November 18, 2022, 6,205 shares acquired on May 18, 2023 and 1,793 shares acquired on November 17, 2023 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 09, 2024 Filed Feb 14, 2024 01:17 UTC
Seely LynnDirector · President and CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003269 · doc4.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

F1 · kind: The reported transaction involved the Reporting Person's receipt of a grant of performance-based restricted stock units, subject to vesting upon the achievement of specified performance criteria. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 500,000 Not disclosed Strike: $5.98 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 9

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2032-03-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F10 · derivative.exercise_date: 12.5% of the option shares vested on August 9, 2022, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 500,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 8

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-03-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F9 · derivative.exercise_date: 218,750 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 516,000 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 7

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 516,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F8 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following June 16, 2021.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 516,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 6

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,000

Underlying: Common Stock · 516,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F7 · derivative.exercise_date: 311,750 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-one months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 190,000 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 5

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 190,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 1/4 of the option shares vested on February 5, 2022, with the remaining option shares vesting in equal monthly installments over the following thirty-six months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 190,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 4

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 190,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F6 · derivative.exercise_date: 130,625 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-seven months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
Disposition to issuerStock Option (right to buy) · Derivative 3,612,000 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 3

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,612,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 1/4 of the option shares vested on February 5, 2022, with the remaining option shares vesting in equal monthly installments over the following thirty-six months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:55 UTC
Newton Charles W.Chief Financial Officer
GrantStock Option (right to buy) · Derivative 3,612,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056181 · doc4.xml · derivative · entry 2

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,612,000

Underlying: Common Stock · 3,612,000 shares

Expires 2031-02-04

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F2 · derivative.exercise_date: 2,483,250 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-seven months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 700,000 Not disclosed Strike: $5.98 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 13

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700,000 shares

Expires 2032-03-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F14 · derivative.exercise_date: 12.5% of the option shares vested on August 9, 2022, with the remaining option shares to vest in equal monthly installments over the following forty-two months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 700,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 12

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Common Stock · 700,000 shares

Expires 2032-03-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F13 · derivative.exercise_date: 306,250 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 85,000 Not disclosed Strike: $12.67 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 11

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires 2031-04-13

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F12 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following April 14, 2021.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 85,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 10

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2031-04-13

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F11 · derivative.exercise_date: 54,896 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-nine months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $6.24 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 9

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2031-02-11

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F10 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following March 1, 2021.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 100,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 8

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2031-02-11

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F9 · derivative.exercise_date: 66,667 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-eight months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 450,000 Not disclosed Strike: $5.96 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 7

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires 2030-11-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F8 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following December 1, 2020.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 450,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 6

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2030-11-16

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F7 · derivative.exercise_date: 328,125 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following twenty-five months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 165,000 Not disclosed Strike: $3.65 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 5

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,000 shares

Expires 2030-01-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F6 · derivative.exercise_date: 1/48th of the total shares vest in equal monthly installments over the forty-eight months following February 1, 2020.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 165,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 4

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2030-01-15

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 154,688 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following fifteen months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
Disposition to issuerStock Option (right to buy) · Derivative 500,000 Not disclosed Strike: $3.65 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 3

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2029-11-30

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F2 · derivative.exercise_date: Fully-vested.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:52 UTC
Hill Stephen J.Chief Technical Ops. Officer
GrantStock Option (right to buy) · Derivative 500,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056178 · doc4.xml · derivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Technical Ops. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2029-11-30

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F2 · derivative.exercise_date: Fully-vested.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:54 UTC
Lee Gary K.Chief Scientific Officer
Disposition to issuerStock Option (right to buy) · Derivative 800,000 Not disclosed Strike: $6.04 Not disclosed
Disclosure

SEC source: 0001209191-23-056180 · doc4.xml · derivative · entry 3

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,000 shares

Expires 2032-02-10

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F5 · derivative.exercise_date: 1/4 of the option shares vested on January 31, 2023, with the remaining option shares vesting in equal monthly installments over the following thirty-six months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:54 UTC
Lee Gary K.Chief Scientific Officer
GrantStock Option (right to buy) · Derivative 800,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056180 · doc4.xml · derivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 800,000 shares

Expires 2032-02-10

F3 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F4 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F2 · derivative.exercise_date: 350,000 shares were vested as of November 16, 2023 and the remaining unvested shares will vest in equal monthly installments over the following thirty-nine months based on the original vesting commencement date.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:53 UTC
Seely LynnDirector · President and CEO
Disposition to issuerStock Option (right to buy) · Derivative 7,500,000 Not disclosed Strike: $3.28 Not disclosed
Disclosure

SEC source: 0001209191-23-056179 · doc4.xml · derivative · entry 2

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500,000 shares

Expires 2032-12-14

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F4 · derivative.exercise_date: Twenty-five percent of the shares shall vest on December 15, 2023 and 1/48th of the shares vest in equal monthly installments over the following thirty-six months.

Read SEC document
November 16, 2023 Filed Nov 21, 2023 01:53 UTC
Seely LynnDirector · President and CEO
GrantStock Option (right to buy) · Derivative 7,500,000 Not disclosed Strike: $1.87 Not disclosed
Disclosure

SEC source: 0001209191-23-056179 · doc4.xml · derivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500,000

Underlying: Common Stock · 7,500,000 shares

Expires 2032-12-14

F2 · price: The transactions reported herein reflect a one-time stock option repricing (the "Option Repricing") effective on November 16, 2023 (the "Repricing Date"). The Option Repricing applies to options with exercise prices greater than $2.37 per share held by all continuing employees of the Issuer as of the Repricing Date.

F3 · price: Pursuant to the Option Repricing, the exercise price of the repriced options, including the Option, has been amended to reduce the exercise price to $1.87 per share, the closing price of the Issuer's common stock on the Repricing Date. However, if an employee exercises a repriced option before the end of a retention period of one year (subject to earlier termination in certain circumstances), such employee will be required to pay the original exercise price per share of such repriced option. In addition, the vesting schedule for the unvested shares underlying repriced options held by executive officers, including the reporting person, was extended for an additional year. There is no change to the expiration dates of or number of shares underlying the repriced options.

F1 · derivative.exercise_date: Twenty percent of the shares shall vest on December 15, 2023 and 1/60th of the total shares vest in equal monthly installments over the following forty-eight months.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 20:30 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048788 · doc4.xml · derivative · entry 3

Klausner Richard · CIK 0001591178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F2 · security: On September 6, 2023, to align with benchmarking data, the issuers Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Persons total 2023 grants with the updated policy.

F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Persons service as a director ends at such annual meeting due to the Reporting Persons failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 20:27 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048786 · doc4.xml · derivative · entry 1

RIEFLIN WILLIAM JL · CIK 0001182471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Persons failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

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September 08, 2023 Filed Sep 8, 2023 20:26 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048785 · doc4.xml · derivative · entry 3

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F3 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F4 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date

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September 08, 2023 Filed Sep 8, 2023 20:24 UTC
NELSEN ROBERTDirector · 10% owner
GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048784 · doc4.xml · derivative · entry 3

NELSEN ROBERT · CIK 0001219042 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F3 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F4 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

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September 08, 2023 Filed Sep 8, 2023 20:23 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048783 · doc4.xml · derivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

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September 08, 2023 Filed Sep 8, 2023 20:22 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048782 · doc4.xml · derivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

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September 08, 2023 Filed Sep 8, 2023 20:20 UTC GrantOption (right to buy) · Derivative 55,000 $0.00 Strike: $3.19 $0.00
Disclosure

SEC source: 0001209191-23-048779 · doc4.xml · derivative · entry 2

Bishop Hans Edgar · CIK 0001480212 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2033-09-07

F1 · security: On September 6, 2023, to align with benchmarking data, the issuer's Compensation Committee amended the Non-Employee Director Compensation Policy to increase the annual equity grant to non-employee directors. The Reporting Person was granted an option to purchase 65,000 shares on June 16, 2023, prior to the amendment of the policy. This additional option grant aligns the Reporting Person's total 2023 grants with the updated policy.

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following June 16, 2023 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election); or (b) the first anniversary of June 16, 2023, subject to the Reporting Person providing continuous service through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.