Tapewire

Nasdaq · USD

LYEL

Lyell Immunopharma, Inc.

Export transactions ↓
Tapewire entity
5757
SEC CIK
0001806952
Parsed reports
167

Last 12 months

Inside the activity.

2 purchase rows · 29 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202607
Mar 202620
Apr 202600
May 202604
Jun 202601
Jul 202602
Aug 202607
Sep 202601
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2025 Filed Nov 13, 2025 01:31 UTC
Hill Stephen J.Chief Operating Officer
SaleCommon Stock 95 $16.12 $1,531.40
Disclosure

SEC source: 0001866154-25-000006 · form4-11132025_011153.xml · nonDerivative · entry 1

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,750

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 01:36 UTC
Seely LynnDirector · President and CEO
SaleCommon Stock 412 $16.11 $6,637.32
Disclosure

SEC source: 0001327111-25-000007 · form4-11132025_011139.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,159

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 01:33 UTC
Lee Gary K.Chief Scientific Officer
SaleCommon Stock 138 $16.16 $2,230.08
Disclosure

SEC source: 0001907345-25-000006 · form4-11132025_011126.xml · nonDerivative · entry 1

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,366

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:42 UTC
Hill Stephen J.Chief Operating Officer
GrantOption (right to buy) · Derivative 75,000 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001866154-25-000005 · form4-10292025_091048.xml · derivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2035-10-26

F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:41 UTC
Lee Gary K.Chief Scientific Officer
GrantOption (right to buy) · Derivative 68,000 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001907345-25-000005 · form4-10292025_091031.xml · derivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 68,000 shares

Expires 2035-10-26

F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
October 27, 2025 Filed Oct 29, 2025 21:40 UTC
Seely LynnDirector · President and CEO
GrantOption (right to buy) · Derivative 175,000 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001327111-25-000006 · form4-10292025_091010.xml · derivative · entry 2

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2035-10-26

F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:03 UTC
Newton Charles W.Chief Financial Officer
SaleCommon Stock 1,453 $10.54 $15,320.43
Disclosure

SEC source: 0001415889-25-022741 · form4-08222025_080821.xml · nonDerivative · entry 2

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,306

F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:06 UTC
Hill Stephen J.Chief Operating Officer
SaleCommon Stock 1,004 $10.54 $10,586.18
Disclosure

SEC source: 0001415889-25-022746 · form4-08222025_080857.xml · nonDerivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,845

F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:02 UTC
Lee Gary K.Chief Scientific Officer
SaleCommon Stock 1,453 $10.54 $15,320.43
Disclosure

SEC source: 0001415889-25-022740 · form4-08222025_080803.xml · nonDerivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,504

F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 20:07 UTC
Seely LynnDirector · President and CEO
SaleCommon Stock 7,257 $10.54 $76,517.81
Disclosure

SEC source: 0001415889-25-022747 · form4-08222025_080818.xml · nonDerivative · entry 2

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,571

F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:03 UTC
Newton Charles W.Chief Financial Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022741 · form4-08222025_080821.xml · nonDerivative · entry 1

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,759

F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:06 UTC
Hill Stephen J.Chief Operating Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022746 · form4-08222025_080857.xml · nonDerivative · entry 1

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,849

F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:02 UTC
Lee Gary K.Chief Scientific Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022740 · form4-08222025_080803.xml · nonDerivative · entry 1

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,957

F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date.

Read SEC document
August 20, 2025 Filed Aug 22, 2025 20:07 UTC
Seely LynnDirector · President and CEO
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022747 · form4-08222025_080818.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,828

F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 20,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 20,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 01:06 UTC
Newton Charles W.Chief Financial Officer
SaleCommon Stock 136 $10.34 $1,405.97
Disclosure

SEC source: 0001415889-25-021691 · form4-08142025_010858.xml · nonDerivative · entry 2

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,759

F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 01:09 UTC
Hill Stephen J.Chief Operating Officer
SaleCommon Stock 94 $10.34 $971.77
Disclosure

SEC source: 0001415889-25-021693 · form4-08142025_010830.xml · nonDerivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,849

F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 01:08 UTC
Lee Gary K.Chief Scientific Officer
SaleCommon Stock 136 $10.34 $1,405.97
Disclosure

SEC source: 0001415889-25-021692 · form4-08142025_010810.xml · nonDerivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,957

F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 12, 2025 Filed Aug 14, 2025 01:10 UTC
Seely LynnDirector · President and CEO
SaleCommon Stock 406 $10.34 $4,197.23
Disclosure

SEC source: 0001415889-25-021694 · form4-08142025_010843.xml · nonDerivative · entry 2

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,828

F4 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F5 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F6 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 11, 2025 Filed Aug 14, 2025 01:06 UTC
Newton Charles W.Chief Financial Officer
SaleCommon Stock 131 $10.53 $1,378.91
Disclosure

SEC source: 0001415889-25-021691 · form4-08142025_010858.xml · nonDerivative · entry 1

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,895

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Fonn 4.

F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 11, 2025 Filed Aug 14, 2025 01:09 UTC
Hill Stephen J.Chief Operating Officer
SaleCommon Stock 91 $10.53 $957.87
Disclosure

SEC source: 0001415889-25-021693 · form4-08142025_010830.xml · nonDerivative · entry 1

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,943

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 11, 2025 Filed Aug 14, 2025 01:08 UTC
Lee Gary K.Chief Scientific Officer
SaleCommon Stock 131 $10.53 $1,378.91
Disclosure

SEC source: 0001415889-25-021692 · form4-08142025_010810.xml · nonDerivative · entry 1

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,093

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan.

F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
August 11, 2025 Filed Aug 14, 2025 01:10 UTC
Seely LynnDirector · President and CEO
SaleCommon Stock 391 $10.53 $4,115.67
Disclosure

SEC source: 0001415889-25-021694 · form4-08142025_010843.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,234

F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units.

F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:45 UTC
Shook DavidChief Medical Officer
GrantOption (right to buy) · Derivative 43,750 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001415889-25-016728 · form4-06112025_090645.xml · derivative · entry 2

Shook David · CIK 0001959742 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 43,750 shares

Expires 2035-06-08

F2 · derivative.exercise_date: 25% of the option shares will vest on June 9, 2026, with the remaining option shares to vest in equal monthly installments over the following thirty-six months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:45 UTC
Shook DavidChief Medical Officer
GrantCommon Stock 21,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-016728 · form4-06112025_090645.xml · nonDerivative · entry 1

Shook David · CIK 0001959742 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,900

F1 · shares: Represents restricted stock units granted under the Issuer's 2021 Equity Incentive Plan ("RSUs"). 25% of the total shares subject to the RSUs will vest on June 9, 2026, and an additional 1/16th of the total shares subject to the RSUs per quarter thereafter, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:48 UTC GrantOption (right to buy) · Derivative 13,000 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001415889-25-016730 · form4-06112025_090624.xml · derivative · entry 1

Bachleda Mark · CIK 0001887762 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 13,000 shares

Expires 2035-06-08

F1 · derivative.exercise_date: 1/36th of the shares of Common Stock subject to the option shall vest on a monthly basis following the grant date on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month), subject to the Reporting Person remaining in service as a director through the applicable vesting date.

Read SEC document
June 09, 2025 Filed Jun 11, 2025 21:47 UTC
Meltz Mark AGeneral Counsel
GrantOption (right to buy) · Derivative 100,000 $0.00 Strike: $12.47 $0.00
Disclosure

SEC source: 0001415889-25-016729 · form4-06112025_090608.xml · derivative · entry 1

Meltz Mark A · CIK 0001771329 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-06-08

F1 · derivative.exercise_date: 25% of the option shares will vest on June 9, 2026, with the remaining option shares to vest in equal monthly installments over the following thirty-six months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:50 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013723 · form4-05192025_100514.xml · derivative · entry 3

Klausner Richard · CIK 0001591178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:48 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013719 · form4-05192025_100545.xml · derivative · entry 1

RIEFLIN WILLIAM JL · CIK 0001182471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:47 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013712 · form4-05192025_100556.xml · derivative · entry 3

FRIEDMAN CATHY · CIK 0001411874 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:45 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013710 · form4-05192025_100517.xml · derivative · entry 2

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:43 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013707 · form4-05192025_100536.xml · derivative · entry 1

NABEL ELIZABETH G · CIK 0001619929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:41 UTC GrantOption (right to buy) · Derivative 130,000 $0.00 Strike: $0.40 $0.00
Disclosure

SEC source: 0001415889-25-013705 · form4-05192025_100544.xml · derivative · entry 2

Ramachandra Sumant · CIK 0001439368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2035-05-14

F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 19:46 UTC PurchaseCommon Stock 35,640 $0.56 $19,958.40
Disclosure

SEC source: 0001415889-25-009604 · form4-04022025_070458.xml · nonDerivative · entry 1

BRAWLEY OTIS W · CIK 0001213029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,640

Read SEC document
March 21, 2025 Filed Mar 25, 2025 22:46 UTC PurchaseCommon Stock 200,000 $0.58 $115,220.00
Disclosure

SEC source: 0001415889-25-008942 · form4-03252025_100313.xml · nonDerivative · entry 1

Ramachandra Sumant · CIK 0001439368 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Grantor and Trustee

Disclosed balance after: 200,000

F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5487 to $0.5879, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range.

F2 · ownership.nature: Shares held by the Sumant Ramachandra Rev Trust DTD 01/24/12. The Reporting Person is grantor and trustee of the Sumant Ramachandra Rev Trust DTD 01/24/12.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 23:01 UTC
Newton Charles W.Chief Financial Officer
PurchaseCommon Stock 200,000 $0.56 $111,620.00
Disclosure

SEC source: 0001415889-25-008517 · form4-03182025_110331.xml · nonDerivative · entry 1

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Co-grantor and Co-trustee

Disclosed balance after: 200,000

F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.54 to $0.56, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range

F2 · ownership.nature: Shares held by The Charles & Lisa Newton Living Trust. The Reporting Person is co-trustee and co-grantor of The Charles & Lisa Newton Living Trust.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:07 UTC PurchaseCommon Stock 158,000 $0.60 $94,942.20
Disclosure

SEC source: 0001415889-25-008540 · form4-03192025_120347.xml · nonDerivative · entry 1

Klausner Richard · CIK 0001591178 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Grantor and Trustee

Disclosed balance after: 843,365

F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.59 to $0.62, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range.

F2 · ownership.nature: Consists of 158,000 shares held by The Klausner Family Revocable Trust of May 8, 2014, 245,515 shares held by The Ariella Klausner Delaware Trust, 194,335 shares held by The Eli Klausner Delaware Trust and 245,515 shares held by The Olivia Klausner Delaware Trust (collectively, The Ariella Klausner Delaware Trust, The Eli Klausner Delaware Trust and The Olivia Klausner Delaware Trust, the "Delaware Trusts"). The Reporting Person is grantor and trustee of The Klausner Family Revocable Trust of May 8, 2014 and grantor of each of the Delaware Trusts. The JTC Trust Company (Delaware) Limited is the trustee of each of the Delaware Trusts. The Reporting Person disclaims beneficial ownership of all shares held by the Delaware Trusts except to any pecuniary interest therein.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 22:59 UTC
Seely LynnDirector · President and CEO
PurchaseCommon Stock 175,000 $0.61 $106,190.00
Disclosure

SEC source: 0001415889-25-008509 · form4-03182025_100315.xml · nonDerivative · entry 1

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,500

F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.59980 to $0.62020, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:29 UTC
Newton Charles W.Chief Financial Officer
GrantOption (right to buy) · Derivative 56,250 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005753 · form4-02272025_120230.xml · derivative · entry 3

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires 2035-02-09

F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:29 UTC
Newton Charles W.Chief Financial Officer
GrantOption (right to buy) · Derivative 450,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005753 · form4-02272025_120230.xml · derivative · entry 2

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-02-09

F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:29 UTC
Newton Charles W.Chief Financial Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005753 · form4-02272025_120230.xml · nonDerivative · entry 1

Newton Charles W. · CIK 0001866219 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,725

F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date

F2 · balance_after: Includes 7,800 shares acquired on May 17, 2024 and 3,696 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:31 UTC
Hill Stephen J.Chief Operating Officer
GrantOption (right to buy) · Derivative 56,250 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005760 · form4-02272025_120219.xml · derivative · entry 3

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires 2035-02-09

F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:31 UTC
Hill Stephen J.Chief Operating Officer
GrantOption (right to buy) · Derivative 450,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005760 · form4-02272025_120219.xml · derivative · entry 2

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-02-09

F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:31 UTC
Hill Stephen J.Chief Operating Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005760 · form4-02272025_120219.xml · nonDerivative · entry 1

Hill Stephen J. · CIK 0001866154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,899

F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date.

F2 · balance_after: Includes 7,707 shares acquired on May 17, 2024 and 3,764 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:36 UTC
Lang MatthewChief Business Officer
GrantOption (right to buy) · Derivative 56,250 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005775 · form4-02272025_120200.xml · derivative · entry 3

Lang Matthew · CIK 0001712069 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires 2035-02-09

F3 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:36 UTC
Lang MatthewChief Business Officer
GrantOption (right to buy) · Derivative 450,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005775 · form4-02272025_120200.xml · derivative · entry 2

Lang Matthew · CIK 0001712069 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-02-09

F2 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:36 UTC
Lang MatthewChief Business Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005775 · form4-02272025_120200.xml · nonDerivative · entry 1

Lang Matthew · CIK 0001712069 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,500

F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:27 UTC
Lee Gary K.Chief Scientific Officer
GrantOption (right to buy) · Derivative 56,250 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005747 · form4-02272025_120251.xml · derivative · entry 3

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 56,250 shares

Expires 2035-02-09

F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:27 UTC
Lee Gary K.Chief Scientific Officer
GrantOption (right to buy) · Derivative 450,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005747 · form4-02272025_120251.xml · derivative · entry 2

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2035-02-09

F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:27 UTC
Lee Gary K.Chief Scientific Officer
GrantCommon Stock 112,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005747 · form4-02272025_120251.xml · nonDerivative · entry 1

Lee Gary K. · CIK 0001907345 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,696

F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date.

F2 · balance_after: Includes 7,800 shares acquired on May 17, 2024 and 3,696 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan.

Read SEC document
February 10, 2025 Filed Feb 27, 2025 00:33 UTC
Seely LynnDirector · President and CEO
GrantOption (right to buy) · Derivative 168,750 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-005768 · form4-02272025_120243.xml · derivative · entry 3

Seely Lynn · CIK 0001327111 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,750

Underlying: Common Stock · 168,750 shares

Expires 2035-02-09

F3 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.