Last 12 months
Inside the activity.
2 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2025 Filed Nov 13, 2025 01:31 UTC |
Hill Stephen J.Chief Operating Officer
|
SaleCommon Stock | 95 | $16.12 | $1,531.40 |
DisclosureSEC source: 0001866154-25-000006 · form4-11132025_011153.xml · nonDerivative · entry 1 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 01:36 UTC |
Seely LynnDirector · President and CEO
|
SaleCommon Stock | 412 | $16.11 | $6,637.32 |
DisclosureSEC source: 0001327111-25-000007 · form4-11132025_011139.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,159 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 01:33 UTC |
Lee Gary K.Chief Scientific Officer
|
SaleCommon Stock | 138 | $16.16 | $2,230.08 |
DisclosureSEC source: 0001907345-25-000006 · form4-11132025_011126.xml · nonDerivative · entry 1 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,366 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 21:42 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantOption (right to buy) · Derivative | 75,000 | $0.00 Strike: $17.23 | $0.00 |
DisclosureSEC source: 0001866154-25-000005 · form4-10292025_091048.xml · derivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2035-10-26 F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 21:41 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantOption (right to buy) · Derivative | 68,000 | $0.00 Strike: $17.23 | $0.00 |
DisclosureSEC source: 0001907345-25-000005 · form4-10292025_091031.xml · derivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,000 Underlying: Common Stock · 68,000 shares Expires 2035-10-26 F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| October 27, 2025 Filed Oct 29, 2025 21:40 UTC |
Seely LynnDirector · President and CEO
|
GrantOption (right to buy) · Derivative | 175,000 | $0.00 Strike: $17.23 | $0.00 |
DisclosureSEC source: 0001327111-25-000006 · form4-10292025_091010.xml · derivative · entry 2 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires 2035-10-26 F1 · derivative.exercise_date: 12.5% of the option shares will vest on April 27, 2026, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:03 UTC |
Newton Charles W.Chief Financial Officer
|
SaleCommon Stock | 1,453 | $10.54 | $15,320.43 |
DisclosureSEC source: 0001415889-25-022741 · form4-08222025_080821.xml · nonDerivative · entry 2 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,306 F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:06 UTC |
Hill Stephen J.Chief Operating Officer
|
SaleCommon Stock | 1,004 | $10.54 | $10,586.18 |
DisclosureSEC source: 0001415889-25-022746 · form4-08222025_080857.xml · nonDerivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,845 F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:02 UTC |
Lee Gary K.Chief Scientific Officer
|
SaleCommon Stock | 1,453 | $10.54 | $15,320.43 |
DisclosureSEC source: 0001415889-25-022740 · form4-08222025_080803.xml · nonDerivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,504 F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 21, 2025 Filed Aug 22, 2025 20:07 UTC |
Seely LynnDirector · President and CEO
|
SaleCommon Stock | 7,257 | $10.54 | $76,517.81 |
DisclosureSEC source: 0001415889-25-022747 · form4-08222025_080818.xml · nonDerivative · entry 2 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,571 F2 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F3 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.49 to $10.64 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:03 UTC |
Newton Charles W.Chief Financial Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022741 · form4-08222025_080821.xml · nonDerivative · entry 1 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,759 F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:06 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022746 · form4-08222025_080857.xml · nonDerivative · entry 1 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,849 F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:02 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022740 · form4-08222025_080803.xml · nonDerivative · entry 1 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,957 F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 4,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 4,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:07 UTC |
Seely LynnDirector · President and CEO
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-022747 · form4-08222025_080818.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,828 F1 · shares: Pursuant to performance-based restricted stock units granted to the reporting person on February 9, 2024, 20,000 shares were issued on the Transaction Date upon the achievement of certain performance criteria certified by the compensation committee of the Issuer's board of directors on the Transaction Date and 20,000 shares will be issued on August 20, 2026, subject to the reporting person providing service through such date. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 01:06 UTC |
Newton Charles W.Chief Financial Officer
|
SaleCommon Stock | 136 | $10.34 | $1,405.97 |
DisclosureSEC source: 0001415889-25-021691 · form4-08142025_010858.xml · nonDerivative · entry 2 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,759 F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 01:09 UTC |
Hill Stephen J.Chief Operating Officer
|
SaleCommon Stock | 94 | $10.34 | $971.77 |
DisclosureSEC source: 0001415889-25-021693 · form4-08142025_010830.xml · nonDerivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,849 F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 01:08 UTC |
Lee Gary K.Chief Scientific Officer
|
SaleCommon Stock | 136 | $10.34 | $1,405.97 |
DisclosureSEC source: 0001415889-25-021692 · form4-08142025_010810.xml · nonDerivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,957 F5 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F6 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 01:10 UTC |
Seely LynnDirector · President and CEO
|
SaleCommon Stock | 406 | $10.34 | $4,197.23 |
DisclosureSEC source: 0001415889-25-021694 · form4-08142025_010843.xml · nonDerivative · entry 2 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,828 F4 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F5 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.120 to $10.415 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 11, 2025 Filed Aug 14, 2025 01:06 UTC |
Newton Charles W.Chief Financial Officer
|
SaleCommon Stock | 131 | $10.53 | $1,378.91 |
DisclosureSEC source: 0001415889-25-021691 · form4-08142025_010858.xml · nonDerivative · entry 1 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,895 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Fonn 4. F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 11, 2025 Filed Aug 14, 2025 01:09 UTC |
Hill Stephen J.Chief Operating Officer
|
SaleCommon Stock | 91 | $10.53 | $957.87 |
DisclosureSEC source: 0001415889-25-021693 · form4-08142025_010830.xml · nonDerivative · entry 1 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 11, 2025 Filed Aug 14, 2025 01:08 UTC |
Lee Gary K.Chief Scientific Officer
|
SaleCommon Stock | 131 | $10.53 | $1,378.91 |
DisclosureSEC source: 0001415889-25-021692 · form4-08142025_010810.xml · nonDerivative · entry 1 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,093 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Includes 390 shares acquired on May 18, 2025 under the Issuer's 2021 Employee Stock Purchase Plan. F4 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| August 11, 2025 Filed Aug 14, 2025 01:10 UTC |
Seely LynnDirector · President and CEO
|
SaleCommon Stock | 391 | $10.53 | $4,115.67 |
DisclosureSEC source: 0001415889-25-021694 · form4-08142025_010843.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,234 F1 · shares: Shares automatically sold to cover tax withholding obligation from settlement of vested restricted stock units. F2 · price: The price reported above reflects the weighted average price of the shares sold. The sale price ranged from $10.045 to $11.00 per share. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: On May 30, 2025, the Issuer effected a 1-for-20 reverse stock split of its common stock. All share and amounts reported herein reflect the reverse stock split. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 21:45 UTC |
Shook DavidChief Medical Officer
|
GrantOption (right to buy) · Derivative | 43,750 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001415889-25-016728 · form4-06112025_090645.xml · derivative · entry 2 Shook David · CIK 0001959742 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,750 Underlying: Common Stock · 43,750 shares Expires 2035-06-08 F2 · derivative.exercise_date: 25% of the option shares will vest on June 9, 2026, with the remaining option shares to vest in equal monthly installments over the following thirty-six months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 21:45 UTC |
Shook DavidChief Medical Officer
|
GrantCommon Stock | 21,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-016728 · form4-06112025_090645.xml · nonDerivative · entry 1 Shook David · CIK 0001959742 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,900 F1 · shares: Represents restricted stock units granted under the Issuer's 2021 Equity Incentive Plan ("RSUs"). 25% of the total shares subject to the RSUs will vest on June 9, 2026, and an additional 1/16th of the total shares subject to the RSUs per quarter thereafter, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 21:48 UTC |
Bachleda MarkDirector
|
GrantOption (right to buy) · Derivative | 13,000 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001415889-25-016730 · form4-06112025_090624.xml · derivative · entry 1 Bachleda Mark · CIK 0001887762 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2035-06-08 F1 · derivative.exercise_date: 1/36th of the shares of Common Stock subject to the option shall vest on a monthly basis following the grant date on the same day of the month as such grant date (or on the last day of the month, if there is no corresponding day in such month), subject to the Reporting Person remaining in service as a director through the applicable vesting date. Read SEC document |
| June 09, 2025 Filed Jun 11, 2025 21:47 UTC |
Meltz Mark AGeneral Counsel
|
GrantOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $12.47 | $0.00 |
DisclosureSEC source: 0001415889-25-016729 · form4-06112025_090608.xml · derivative · entry 1 Meltz Mark A · CIK 0001771329 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2035-06-08 F1 · derivative.exercise_date: 25% of the option shares will vest on June 9, 2026, with the remaining option shares to vest in equal monthly installments over the following thirty-six months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:50 UTC |
Klausner RichardDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013723 · form4-05192025_100514.xml · derivative · entry 3 Klausner Richard · CIK 0001591178 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:48 UTC |
RIEFLIN WILLIAM JLDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013719 · form4-05192025_100545.xml · derivative · entry 1 RIEFLIN WILLIAM JL · CIK 0001182471 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:47 UTC |
FRIEDMAN CATHYDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013712 · form4-05192025_100556.xml · derivative · entry 3 FRIEDMAN CATHY · CIK 0001411874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F3 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:45 UTC |
BRAWLEY OTIS WDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013710 · form4-05192025_100517.xml · derivative · entry 2 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:43 UTC |
NABEL ELIZABETH GDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013707 · form4-05192025_100536.xml · derivative · entry 1 NABEL ELIZABETH G · CIK 0001619929 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F1 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:41 UTC |
Ramachandra SumantDirector
|
GrantOption (right to buy) · Derivative | 130,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001415889-25-013705 · form4-05192025_100544.xml · derivative · entry 2 Ramachandra Sumant · CIK 0001439368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 130,000 shares Expires 2035-05-14 F2 · derivative.exercise_date: The option shares shall vest on the earlier of (a) the date of the next annual meeting of the stockholders that occurs following May 15, 2025 (or the date immediately prior to such date if the Reporting Person's service as a director ends at such annual meeting due to the Reporting Person's failure to be reelected or the Reporting Person not standing for re-election); or (b) the first anniversary of May 15, 2025, subject to the Reporting Person providing continuous service through such date. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 19:46 UTC |
BRAWLEY OTIS WDirector
|
PurchaseCommon Stock | 35,640 | $0.56 | $19,958.40 |
DisclosureSEC source: 0001415889-25-009604 · form4-04022025_070458.xml · nonDerivative · entry 1 BRAWLEY OTIS W · CIK 0001213029 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,640 Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 22:46 UTC |
Ramachandra SumantDirector
|
PurchaseCommon Stock | 200,000 | $0.58 | $115,220.00 |
DisclosureSEC source: 0001415889-25-008942 · form4-03252025_100313.xml · nonDerivative · entry 1 Ramachandra Sumant · CIK 0001439368 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Grantor and Trustee Disclosed balance after: 200,000 F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.5487 to $0.5879, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range. F2 · ownership.nature: Shares held by the Sumant Ramachandra Rev Trust DTD 01/24/12. The Reporting Person is grantor and trustee of the Sumant Ramachandra Rev Trust DTD 01/24/12. Read SEC document |
| March 17, 2025 Filed Mar 18, 2025 23:01 UTC |
Newton Charles W.Chief Financial Officer
|
PurchaseCommon Stock | 200,000 | $0.56 | $111,620.00 |
DisclosureSEC source: 0001415889-25-008517 · form4-03182025_110331.xml · nonDerivative · entry 1 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Co-grantor and Co-trustee Disclosed balance after: 200,000 F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.54 to $0.56, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range F2 · ownership.nature: Shares held by The Charles & Lisa Newton Living Trust. The Reporting Person is co-trustee and co-grantor of The Charles & Lisa Newton Living Trust. Read SEC document |
| March 14, 2025 Filed Mar 19, 2025 00:07 UTC |
Klausner RichardDirector
|
PurchaseCommon Stock | 158,000 | $0.60 | $94,942.20 |
DisclosureSEC source: 0001415889-25-008540 · form4-03192025_120347.xml · nonDerivative · entry 1 Klausner Richard · CIK 0001591178 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Grantor and Trustee Disclosed balance after: 843,365 F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.59 to $0.62, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range. F2 · ownership.nature: Consists of 158,000 shares held by The Klausner Family Revocable Trust of May 8, 2014, 245,515 shares held by The Ariella Klausner Delaware Trust, 194,335 shares held by The Eli Klausner Delaware Trust and 245,515 shares held by The Olivia Klausner Delaware Trust (collectively, The Ariella Klausner Delaware Trust, The Eli Klausner Delaware Trust and The Olivia Klausner Delaware Trust, the "Delaware Trusts"). The Reporting Person is grantor and trustee of The Klausner Family Revocable Trust of May 8, 2014 and grantor of each of the Delaware Trusts. The JTC Trust Company (Delaware) Limited is the trustee of each of the Delaware Trusts. The Reporting Person disclaims beneficial ownership of all shares held by the Delaware Trusts except to any pecuniary interest therein. Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 22:59 UTC |
Seely LynnDirector · President and CEO
|
PurchaseCommon Stock | 175,000 | $0.61 | $106,190.00 |
DisclosureSEC source: 0001415889-25-008509 · form4-03182025_100315.xml · nonDerivative · entry 1 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 712,500 F1 · price: The price reported above reflects the weighted average price of the shares purchased. These shares were purchased in multiple transactions at prices ranging from $0.59980 to $0.62020, inclusive. Upon request from the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this range. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:29 UTC |
Newton Charles W.Chief Financial Officer
|
GrantOption (right to buy) · Derivative | 56,250 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005753 · form4-02272025_120230.xml · derivative · entry 3 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2035-02-09 F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:29 UTC |
Newton Charles W.Chief Financial Officer
|
GrantOption (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005753 · form4-02272025_120230.xml · derivative · entry 2 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2035-02-09 F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:29 UTC |
Newton Charles W.Chief Financial Officer
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005753 · form4-02272025_120230.xml · nonDerivative · entry 1 Newton Charles W. · CIK 0001866219 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,725 F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date F2 · balance_after: Includes 7,800 shares acquired on May 17, 2024 and 3,696 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:31 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantOption (right to buy) · Derivative | 56,250 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005760 · form4-02272025_120219.xml · derivative · entry 3 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2035-02-09 F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:31 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantOption (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005760 · form4-02272025_120219.xml · derivative · entry 2 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2035-02-09 F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:31 UTC |
Hill Stephen J.Chief Operating Officer
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005760 · form4-02272025_120219.xml · nonDerivative · entry 1 Hill Stephen J. · CIK 0001866154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,899 F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date. F2 · balance_after: Includes 7,707 shares acquired on May 17, 2024 and 3,764 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:36 UTC |
Lang MatthewChief Business Officer
|
GrantOption (right to buy) · Derivative | 56,250 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005775 · form4-02272025_120200.xml · derivative · entry 3 Lang Matthew · CIK 0001712069 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2035-02-09 F3 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:36 UTC |
Lang MatthewChief Business Officer
|
GrantOption (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005775 · form4-02272025_120200.xml · derivative · entry 2 Lang Matthew · CIK 0001712069 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2035-02-09 F2 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:36 UTC |
Lang MatthewChief Business Officer
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005775 · form4-02272025_120200.xml · nonDerivative · entry 1 Lang Matthew · CIK 0001712069 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,500 F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:27 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantOption (right to buy) · Derivative | 56,250 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005747 · form4-02272025_120251.xml · derivative · entry 3 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 56,250 shares Expires 2035-02-09 F4 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:27 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantOption (right to buy) · Derivative | 450,000 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005747 · form4-02272025_120251.xml · derivative · entry 2 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2035-02-09 F3 · derivative.exercise_date: 12.5% of the option shares will vest on August 9, 2025, with the remaining option shares to vest in equal monthly installments over the following forty-two months, subject to the reporting person providing service through the applicable vesting date. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:27 UTC |
Lee Gary K.Chief Scientific Officer
|
GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005747 · form4-02272025_120251.xml · nonDerivative · entry 1 Lee Gary K. · CIK 0001907345 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,696 F1 · kind: 12.5% of the total number of restricted stock units will vest on August 9, 2025, and thereafter an additional 1/16th of the total number of restricted stock units will vest quarterly thereafter, subject to the reporting person providing service through the applicable vesting date. F2 · balance_after: Includes 7,800 shares acquired on May 17, 2024 and 3,696 shares acquired on November 18, 2024 under the Issuer's 2021 Employee Stock Purchase Plan. Read SEC document |
| February 10, 2025 Filed Feb 27, 2025 00:33 UTC |
Seely LynnDirector · President and CEO
|
GrantOption (right to buy) · Derivative | 168,750 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001415889-25-005768 · form4-02272025_120243.xml · derivative · entry 3 Seely Lynn · CIK 0001327111 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,750 Underlying: Common Stock · 168,750 shares Expires 2035-02-09 F3 · derivative.exercise_date: The reported transaction involved the reporting person's receipt of a grant of performance-based options, subject to vesting upon the achievement of specified performance criteria. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.