LYB

SEC source: 0001225208-17-016746 · doc4.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,973

F1 · price: This transaction was executed in multiple trades at prices ranging from $103.72 to $103.7288. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001209191-18-010072 · doc5.xml · nonDerivative · entry 1

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 4,372,699

F1 · kind: These gifts are also reflected in a separate Form 5 filed by AIPH Holdings LLC ("AIPH").

F2 · price: Gift.

F3 · ownership.direct: The securities reported were, at the time of transfer or December 31, 2017, as applicable, held directly by AIPH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F4 · ownership.direct: Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001209191-18-010071 · doc5.xml · nonDerivative · entry 1

AIPH Holdings LLC · CIK 0001564326 · Affiliate of 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372,699

F1 · price: Gift.

SEC source: 0001225208-17-015805 · doc4.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,050

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015805 · doc4.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,081

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015808 · doc4.xml · nonDerivative · entry 2

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015808 · doc4.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,551

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015806 · doc4.xml · nonDerivative · entry 2

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,811

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015806 · doc4.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,906

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015807 · doc4.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,520.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015807 · doc4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,557.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015804 · doc4.xml · nonDerivative · entry 2

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,697

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-015804 · doc4.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,725

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $89.96, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001562180-18-001729 · primarydocument.xml · nonDerivative · entry 2

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,671.767

F3 · shares: Represents 281.908 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Vanguard account during 3rd quarter 2017.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-013199 · doc4.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,547

F1 · price: This transaction was executed in multiple trades at prices ranging from $89.2 to $89.201. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012278 · doc4.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012278 · doc4.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,659

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012280 · doc4.xml · nonDerivative · entry 2

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,075

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012280 · doc4.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,118

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012279 · doc4.xml · nonDerivative · entry 2

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,319

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012279 · doc4.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,400

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012277 · doc4.xml · nonDerivative · entry 2

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,472

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012277 · doc4.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,561

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012276 · doc4.xml · nonDerivative · entry 2

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,123.612

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-012276 · doc4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,212.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · price: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $83.05, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001562180-18-001729 · primarydocument.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,389.859

F1 · shares: Represents 321.859 shares inadvertently accumulated through automatic dividend reinvestment in reporting person's Vanguard account during 2nd quarter 2017.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010412 · doc4.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,828

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010421 · doc4.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,140

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010422 · doc4.xml · nonDerivative · entry 1

van der Meer Rudy · CIK 0001499629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,805

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010419 · doc4.xml · nonDerivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,357

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010414 · doc4.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,771

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010420 · doc4.xml · nonDerivative · entry 1

GWIN ROBERT G · CIK 0001277260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,759

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 3,848 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010418 · doc4.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,607

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010416 · doc4.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,964

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010417 · doc4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,746.612

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010413 · doc4.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,062

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-010415 · doc4.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,155

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,110 granted on May 23, 2017 that vest on May 23, 2018.

SEC source: 0001225208-17-009879 · doc4.xml · nonDerivative · entry 1

AIGRAIN JACQUES · CIK 0001094730 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 1,040 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009887 · doc4.xml · nonDerivative · entry 1

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,030

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 232 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009888 · doc4.xml · nonDerivative · entry 1

van der Meer Rudy · CIK 0001499629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 520 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009885 · doc4.xml · nonDerivative · entry 1

Goren Isabella D · CIK 0001497483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,247

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 315 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009881 · doc4.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 215 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009886 · doc4.xml · nonDerivative · entry 1

GWIN ROBERT G · CIK 0001277260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,911

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 3,816 shares. 672 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009884 · doc4.xml · nonDerivative · entry 1

FARLEY CLAIRE S · CIK 0001204506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,497

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 434 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009883 · doc4.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,636.612

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 383 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009882 · doc4.xml · nonDerivative · entry 1

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,045

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 516 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-009880 · doc4.xml · nonDerivative · entry 1

Benet Lincoln E · CIK 0001644643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,952

F1 · shares: On May 12, 2017 the reporting person's restricted stock units automatically vested 2,093 shares. 1,040 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

SEC source: 0001225208-17-008992 · doc4.xml · derivative · entry 2

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 232 shares

Expires 2021-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person was granted 232 stock options on May 1, 2011 which vested as follows: 78 vested on May 1, 2013, 77 vested on May 1, 2014 and 77 vested on May 1, 2015.

SEC source: 0001225208-17-008992 · doc4.xml · nonDerivative · entry 1

Roudeix Richard · CIK 0001641335 · SVP, O&P - EAI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085.751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,193 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 287 granted on February 12, 2013 vest on February 12, 2018; 177 granted on February 17, 2015 vest on February 17, 2018; 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 972 granted on February 16, 2017 that vest on February 20, 2020.

SEC source: 0001225208-17-007496 · doc4.xml · nonDerivative · entry 2

SMITH BRUCE A · CIK 0001111385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,262

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,093 granted on May 12, 2016 that vest on May 12, 2017.