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LYB

LyondellBasell Industries N.V.

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3246
SEC CIK
0001489393
Parsed reports
791

Last 12 months

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1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 20, 2021 23:00 UTC Amendment GiftClass A Ordinary Shares 15,619 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000393 · primarydocument.xml · nonDerivative · entry 2

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 15,619

F1 · date: The Form 4 filed on January 15, 2021 disclosed a gift of shares to reporting person's spouse, which has been adjusted in this Amendment to correct the number of shares transferred and the date of the gift, reflecting the transfer of 1,513 fewer shares than previously reported. The beneficial ownership amount has been adjusted accordingly.

F2 · kind: This transaction involved a gift of securities by reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.

F1 · shares: The Form 4 filed on January 15, 2021 disclosed a gift of shares to reporting person's spouse, which has been adjusted in this Amendment to correct the number of shares transferred and the date of the gift, reflecting the transfer of 1,513 fewer shares than previously reported. The beneficial ownership amount has been adjusted accordingly.

Read SEC document
January 04, 2021 Filed Jan 20, 2021 23:00 UTC Amendment GiftClass A Ordinary Shares 15,619 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000393 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,645

F1 · date: The Form 4 filed on January 15, 2021 disclosed a gift of shares to reporting person's spouse, which has been adjusted in this Amendment to correct the number of shares transferred and the date of the gift, reflecting the transfer of 1,513 fewer shares than previously reported. The beneficial ownership amount has been adjusted accordingly.

F2 · kind: This transaction involved a gift of securities by reporting person to his spouse, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or any other purpose.

F1 · shares: The Form 4 filed on January 15, 2021 disclosed a gift of shares to reporting person's spouse, which has been adjusted in this Amendment to correct the number of shares transferred and the date of the gift, reflecting the transfer of 1,513 fewer shares than previously reported. The beneficial ownership amount has been adjusted accordingly.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:16 UTC GrantClass A Ordinary Shares 471 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000048 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,651.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.46, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.46, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:15 UTC GrantClass A Ordinary Shares 386 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000047 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,264

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.46, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.46, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 02:30 UTC
Blavatnik Len10% owner
SaleOrdinary shares 516,918 $88.59 $45,791,336.11
Disclosure

SEC source: 0001209191-20-062408 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 43,944,525

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $89.34, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F9 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 02:30 UTC
Blavatnik Len10% owner
SaleOrdinary shares 469 $88.59 $41,546.51
Disclosure

SEC source: 0001209191-20-062408 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 10,702,055

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $89.34, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 245,226 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 02:30 UTC
Blavatnik Len10% owner
SaleOrdinary shares 1,195 $88.59 $105,859.43
Disclosure

SEC source: 0001209191-20-062408 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 216,237

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $89.34, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F6 · ownership.direct: The securities reported are held directly as follows: (i) 71,973 ordinary shares by Altep 2010, (ii) 72,526 ordinary shares by Altep 2011, and (iii) 71,738 ordinary shares by Altep 2014.

Read SEC document
December 04, 2020 Filed Dec 9, 2020 02:30 UTC
Blavatnik Len10% owner
SaleOrdinary shares 109 $88.59 $9,655.80
Disclosure

SEC source: 0001209191-20-062408 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $89.34, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
December 04, 2020 Filed Feb 11, 2022 23:05 UTC PurchaseClass A Ordinary Shares 517.66 $88.98 $46,061.39
Disclosure

SEC source: 0001562180-22-001424 · primarydocument.xml · nonDerivative · entry 8

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,135.333

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 783,530 $86.00 $67,380,289.17
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 10

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 44,461,443

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.85 to $86.39, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F15 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 1,015 $86.00 $87,285.74
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 9

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 10,702,524

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.85 to $86.39, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F14 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 245,695 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 2,587 $86.00 $222,471.13
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 8

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 217,432

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.85 to $86.39, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F13 · ownership.direct: The securities reported are held directly as follows: (i) 72,435 ordinary shares by Altep 2010, (ii) 73,027 ordinary shares by Altep 2011, and (iii) 71,970 ordinary shares by Altep 2014.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 336,444 $86.00 $28,932,770.94
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 7

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,127

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.85 to $86.39, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 82 $86.01 $7,053.05
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 10,703,539

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F11 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 246,710 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 210 $86.01 $18,062.69
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 220,019

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F10 · ownership.direct: The securities reported are held directly as follows: (i) 73,435 ordinary shares by Altep 2010, (ii) 74,111 ordinary shares by Altep 2011, and (iii) 72,473 ordinary shares by Altep 2014.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 90,881 $86.01 $7,816,929.28
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,571

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $86.14, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 510 $86.32 $44,024.27
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 10,703,621

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $87.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 246,792 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 1,300 $86.32 $112,218.73
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 220,229

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $87.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F6 · ownership.direct: The securities reported are held directly as follows: (i) 73,516 ordinary shares by Altep 2010, (ii) 74,199 ordinary shares by Altep 2011, and (iii) 72,514 ordinary shares by Altep 2014.

Read SEC document
December 01, 2020 Filed Dec 4, 2020 02:31 UTC
Blavatnik Len10% owner
SaleOrdinary shares 562,280 $86.32 $48,537,190.39
Disclosure

SEC source: 0001209191-20-061737 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,452

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.00 to $87.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
SaleOrdinary shares 10 $86.63 $866.27
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 8

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 10,704,131

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 247,302 ordinary shares owned directly by AI Altep Investments LLC. Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
SaleOrdinary shares 25 $86.63 $2,165.66
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 7

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 221,529

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: The securities reported are held directly as follows: (i) 74,018 ordinary shares by Altep 2010 L.P. ("Altep 2010"), (ii) 74,744 ordinary shares by Altep 2011 L.P. ("Altep 2011"), and (iii) 72,767 ordinary shares by Altep 2014 L.P. ("Altep 2014"). Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010, Altep 2011 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
SaleOrdinary shares 10,767 $86.63 $932,707.53
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 45,244,973

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
SaleOrdinary shares 2 $86.63 $173.25
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,732

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.02 to $86.91, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
OtherOrdinary shares 10,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By entity

Disclosed balance after: 45,255,740

F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F4 · ownership.direct: The securities reported are held directly by AIIC and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 02:02 UTC
Blavatnik Len10% owner
OtherOrdinary shares 10,767 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061344 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753,734

F1 · kind: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F1 · price: Contribution of ordinary shares by AI Investments Holdings LLC ("AIIH") to AI International Chemicals LLC (formerly, AI International Chemicals S.a r.l.) ("AIIC").

F2 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 17:37 UTC SaleClass A Ordinary Shares 1,296 $89.97 $116,603.19
Disclosure

SEC source: 0001562180-20-006878 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

F1 · price: This transaction was executed in multiple trades at prices ranging from $89.9601 to $89.975. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: . Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 22:37 UTC
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
Exercise / conversionStock Options (Right to Buy) · Derivative 800 $0.00 Strike: $44.00 $0.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · derivative · entry 3

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798

Underlying: Class A Ordinary Shares · 800 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested 534 shares on February 28, 2013, 532 shares on February 28,2014 and 532 shares on February 28, 2015.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 22:37 UTC
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
SaleClass A Ordinary Shares 800 $90.52 $72,416.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · nonDerivative · entry 2

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,784.65

F3 · price: This transaction was executed in multiple trades at prices ranging from $90.5001 to $90.525. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · balance_after: ESPP purchase of 64.483734 shares for $ 59.049 per share were allocated on September 30, 2020.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 22:37 UTC
Guilfoyle James DEVP, Adv Polymer Sol & Sup Chn
Exercise / conversionClass A Ordinary Shares 800 $44.00 $35,200.00
Disclosure

SEC source: 0001562180-20-006877 · primarydocument.xml · nonDerivative · entry 1

Guilfoyle James D · CIK 0001649570 · EVP, Adv Polymer Sol & Sup Chn

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 13,506 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,308 granted on February 21, 2018 that vest on February 21, 2021; 3,443 granted on February 21, 2019 that vest on February 21, 2022; 3,390 granted on February 21, 2019 that vest on February 21, 2022 and 4,365 granted on February 20, 2020 that vest on February 20, 2023.

F2 · balance_after: ESPP purchase of 276.168974 shares for $ 40.527 per share were allocated on June 30, 2020.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 19:15 UTC SaleClass A Ordinary Shares 1,878 $83.21 $156,269.69
Disclosure

SEC source: 0001562180-20-006803 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,975

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

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November 09, 2020 Filed Nov 12, 2020 16:17 UTC SaleClass A Ordinary Shares 3,198 $79.97 $255,745.02
Disclosure

SEC source: 0001562180-20-006668 · primarydocument.xml · nonDerivative · entry 1

Bindra Jagjeet S. · CIK 0001490079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,853

F1 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

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November 05, 2020 Filed Nov 6, 2020 21:34 UTC Tax withholdingClass A Ordinary Shares 2,758 $74.21 $204,671.18
Disclosure

SEC source: 0001562180-20-006580 · primarydocument.xml · nonDerivative · entry 1

McMurray Michael C. · CIK 0001556386 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting 7,704 shares of restricted stock units granted to the reporting person on November 5, 2019.

F2 · balance_after: Includes 22,843 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 7,702 granted on November 5, 2019 that vest on November 5, 2021; 7,702 granted on November 5, 2019 that vest on November 5, 2022 and 7,439 granted on February 20, 2020 that vest on February 20, 2023.

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September 30, 2020 Filed Oct 1, 2020 21:19 UTC GrantClass A Ordinary Shares 555 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006196 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,180.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $69.11, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $69.11, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

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September 30, 2020 Filed Oct 1, 2020 21:19 UTC GrantClass A Ordinary Shares 455 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006195 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,878

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $69.11, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $69.11, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

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September 05, 2020 Filed Feb 11, 2022 23:05 UTC PurchaseClass A Ordinary Shares 638.724 $71.07 $45,394.11
Disclosure

SEC source: 0001562180-22-001424 · primarydocument.xml · nonDerivative · entry 7

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,617.673

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022.

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August 01, 2020 Filed Aug 4, 2020 21:05 UTC
Foley Kimberly AVP HSE, Glob Eng & Turnarounds
GrantStock Options (Right to Buy) · Derivative 1,304 $0.00 Strike: $62.52 $0.00
Disclosure

SEC source: 0001562180-20-005294 · primarydocument.xml · derivative · entry 2

Foley Kimberly A · CIK 0001791947 · VP HSE, Glob Eng & Turnarounds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

Underlying: Class A Ordinary Shares · 1,304 shares

Expires 2030-08-01

F2 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 436 vest on August 1, 2021, 434 vest on August 1, 2022 and 434 vest on August 1, 2023.

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August 01, 2020 Filed Aug 4, 2020 21:05 UTC
Foley Kimberly AVP HSE, Glob Eng & Turnarounds
GrantClass A Ordinary Shares 234 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005294 · primarydocument.xml · nonDerivative · entry 1

Foley Kimberly A · CIK 0001791947 · VP HSE, Glob Eng & Turnarounds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,876.547

F1 · balance_after: Includes 2,078 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 482 granted on February 21, 2018 that vest on February 21, 2021; 612 granted on February 21, 2019 that vest on February 21, 2022 and 750 granted on February 20, 2020 that vest on February 20, 2023. The 234 RSUs reported on this Form 4 vest on August 1, 2023.

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July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Disposition to issuerClass A Ordinary Shares 812 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 8

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,137.308

F9 · shares: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 812 shares reported on this Form 4.

F6 · price: Price is not applicable.

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July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Disposition to issuerClass A Ordinary Shares 255 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 7

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,949.308

F8 · shares: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 255 shares reported on this Form 4.

F6 · price: Price is not applicable.

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July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Disposition to issuerClass A Ordinary Shares 2,404 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 6

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,204.308

F7 · shares: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 2,404 shares reported on this Form 4.

F6 · price: Price is not applicable.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Disposition to issuerClass A Ordinary Shares 5,319 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 5

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,608.308

F5 · shares: The reporting person's employment with the company ended on July 31, 2020 due to retirement and, pursuant to the terms of his restricted stock unit award, forfeited the 5,319 shares reported on this Form 4.

F6 · price: Price is not applicable.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Tax withholdingClass A Ordinary Shares 503 $62.52 $31,447.56
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 4

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,927.308

F4 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 1,276 shares of restricted stock units granted to the reporting person on February 21, 2018.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Tax withholdingClass A Ordinary Shares 419 $62.52 $26,195.88
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 3

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,430.308

F3 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 1,064 shares of restricted stock units granted to the reporting person on February 20, 2020.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Tax withholdingClass A Ordinary Shares 947 $62.52 $59,206.44
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 2

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,849.308

F2 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 2,405 shares of restricted stock units granted to the reporting person on February 21, 2019.

Read SEC document
July 31, 2020 Filed Aug 4, 2020 21:03 UTC
Coombs Daniel MEVP - Global Manuf, Proj & Ref
Tax withholdingClass A Ordinary Shares 1,600 $62.52 $100,032.00
Disclosure

SEC source: 0001562180-20-005293 · primarydocument.xml · nonDerivative · entry 1

Coombs Daniel M · CIK 0001642974 · EVP - Global Manuf, Proj & Ref

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,796.308

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the pro-rata vesting of 4,065 shares of restricted stock units granted to the reporting person on February 21, 2018.

Read SEC document
July 18, 2020 Filed Jul 20, 2020 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Tax withholdingClass A Ordinary Shares 285 $68.50 $19,522.50
Disclosure

SEC source: 0001562180-20-005191 · primarydocument.xml · nonDerivative · entry 1

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,834

F1 · shares: On July 18, 2020 the reporting person's restricted stock units automatically vested 1,168 shares. 285 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 4,951 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 627 granted on April 2, 2018 that vest on April 2, 2021; 306 granted on April 2, 2018 that vest on April 2, 2021; 678 granted on February 21, 2019 that vest on February 21, 2022; 1,166 granted on July 18, 2019 that vest on July 18, 2021; 1,166 granted on July 18, 2019 that vest on July 18, 2022 and 1,008 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:05 UTC Tax withholdingClass A Ordinary Shares 615 $68.88 $42,361.20
Disclosure

SEC source: 0001562180-20-005151 · primarydocument.xml · nonDerivative · entry 1

Rhenman Torkel · CIK 0001780174 · EVP, I&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,912

F1 · shares: On July 15, 2020 the reporting person's restricted stock units automatically vested 2,523 shares. 615 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 14,004 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022 and 6,236 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 21:05 UTC
Lane Kenneth ToddEVP, Global O&P
Tax withholdingClass A Ordinary Shares 1,371 $68.88 $94,434.48
Disclosure

SEC source: 0001562180-20-005149 · primarydocument.xml · nonDerivative · entry 1

Lane Kenneth Todd · CIK 0001782276 · EVP, Global O&P

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,522

F1 · shares: On July 15, 2020 the reporting person's restricted stock units automatically vested 5,629 shares. 1,371 shares were withheld by the issuer to satisfy the issuer's tax withholding obligations.

F2 · balance_after: Includes 19,471 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,628 granted on July 15, 2019 that vest on July 15, 2021; 5,628 granted on July 15, 2019 that vest on July 15, 2022; 2,441 granted on July 15, 2019 that vest on July 15, 2022 and 5,774 granted on February 20, 2020 that vest on February 20, 2023.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:19 UTC GrantClass A Ordinary Shares 523 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004839 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,423

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $59.52, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $59.52, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:20 UTC GrantClass A Ordinary Shares 638 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004840 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,625.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $59.52, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $59.52, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.