Tapewire

NYSE · USD

LYB

LyondellBasell Industries N.V.

Export transactions ↓
Tapewire entity
3246
SEC CIK
0001489393
Parsed reports
791

Last 12 months

Inside the activity.

1 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 480 $108.48 $52,070.54
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 7

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 41,199,137

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.920 to $107.930, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F9 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 17 $106.53 $1,810.99
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 73,240

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.880 to $106.040, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014.

F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 3,467 ordinary shares by Altep 2010 and (ii) 69,773 ordinary shares by Altep 2014.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 133 $107.42 $14,287.35
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 73,257

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.880 to $106.890, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014.

F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 3,467 ordinary shares by Altep 2010 and (ii) 69,773 ordinary shares by Altep 2014.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 313 $108.48 $33,954.33
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 73,390

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.920 to $107.930, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014.

F7 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F8 · ownership.direct: The securities reported are held directly as follows: (i) 3,467 ordinary shares by Altep 2010 and (ii) 69,773 ordinary shares by Altep 2014.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 7 $106.53 $745.70
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,102

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.880 to $106.040, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 56 $107.42 $6,015.73
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,109

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.880 to $106.890, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
May 04, 2021 Filed May 6, 2021 22:01 UTC
Blavatnik Len10% owner
SaleOrdinary shares 131 $108.48 $14,210.92
Disclosure

SEC source: 0001209191-21-030700 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,165

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.920 to $107.930, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Disposition to issuerClass A Ordinary Shares 1,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 7

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,588

F8 · shares: The reporting person's employment with the company ended on April 3, 2021 and, pursuant to the terms of her restricted stock unit award, forfeited the 1,032 shares reported on this Form 4.

F4 · price: Price is not applicable.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Disposition to issuerClass A Ordinary Shares 1,008 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 6

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

F7 · shares: The reporting person's employment with the company ended on April 3, 2021 and, pursuant to the terms of her restricted stock unit award, forfeited the 1,008 shares reported on this Form 4.

F4 · price: Price is not applicable.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Disposition to issuerClass A Ordinary Shares 2,332 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 5

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

F6 · shares: The reporting person's employment with the company ended on April 3, 2021 and, pursuant to the terms of her restricted stock unit award, forfeited the 2,332 shares reported on this Form 4.

F4 · price: Price is not applicable.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Disposition to issuerClass A Ordinary Shares 445 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 4

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,960

F5 · shares: The reporting person's employment with the company ended on April 3, 2021 and, pursuant to the terms of her restricted stock unit award, forfeited the 445 shares reported on this Form 4.

F4 · price: Price is not applicable.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Disposition to issuerClass A Ordinary Shares 678 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 3

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,405

F3 · shares: The reporting person's employment with the company ended on April 3, 2021 and, pursuant to the terms of her restricted stock unit award, forfeited the 678 shares reported on this Form 4.

F4 · price: Price is not applicable.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Tax withholdingClass A Ordinary Shares 153 $105.55 $16,149.15
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 2

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,083

F2 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 627 shares of restricted stock units granted to the reporting person on April 2, 2018.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 20:37 UTC
Smiley Jacinth CChief Accounting Officer
Tax withholdingClass A Ordinary Shares 75 $105.55 $7,916.25
Disclosure

SEC source: 0001562180-21-002697 · primarydocument.xml · nonDerivative · entry 1

Smiley Jacinth C · CIK 0001735999 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,236

F1 · shares: Represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 306 shares of restricted stock units granted to the reporting person on April 2, 2018.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:28 UTC GrantClass A Ordinary Shares 378 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002527 · primarydocument.xml · nonDerivative · entry 1

DICCIANI NANCE K · CIK 0001198097 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,029.612

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $99.25, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $99.25, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:28 UTC GrantClass A Ordinary Shares 310 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002526 · primarydocument.xml · nonDerivative · entry 1

Cooper Stephen Forbes · CIK 0001335032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,955

F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $99.25, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $99.25, which is the average of the daily closing prices of the issuer's shares over the applicable quarter.

F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 2,640 granted on May 28, 2020 that vest May 28, 2021.

Read SEC document
March 15, 2021 Filed Feb 11, 2022 23:05 UTC PurchaseClass A Ordinary Shares 429.843 $108.43 $46,607.88
Disclosure

SEC source: 0001562180-22-001424 · primarydocument.xml · nonDerivative · entry 9

Buchanan Robin W.T. · CIK 0001519805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,565.176

F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions.

F2 · shares: Represents shares accumulated through inadvertent automatic dividend reinvestment in reporting person's personal brokerage account, contrary to written directions provided to the financial institution by reporting person.

F3 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,531 granted on May 27, 2021 that vest on May 27, 2022.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Exercise / conversionStock Options (Right to Buy) · Derivative 4,201 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · derivative · entry 6

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,402

Underlying: Class A Ordinary Shares · 4,201 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Exercise / conversionStock Options (Right to Buy) · Derivative 5,333 $0.00 Strike: $85.88 $0.00
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · derivative · entry 5

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,666

Underlying: Class A Ordinary Shares · 5,333 shares

Expires 2029-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 5,333 vested on July 15, 2020, 5,333 vest on July 15, 2021 and 5,333 vest on July 15, 2022.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Tax withholdingClass A Ordinary Shares 3,443 $109.50 $377,008.50
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · nonDerivative · entry 4

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,422

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 19,882 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022; 6,236 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Tax withholdingClass A Ordinary Shares 4,459 $109.50 $488,260.50
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · nonDerivative · entry 3

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,865

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 19,882 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022; 6,236 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Exercise / conversionClass A Ordinary Shares 4,201 $83.35 $350,153.35
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · nonDerivative · entry 2

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 19,882 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022; 6,236 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 22:47 UTC
Rhenman TorkelEVP, I&D and Refining
Exercise / conversionClass A Ordinary Shares 5,333 $85.88 $457,998.04
Disclosure

SEC source: 0001562180-21-002223 · primarydocument.xml · nonDerivative · entry 1

Rhenman Torkel · CIK 0001780174 · EVP, I&D and Refining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 19,882 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,523 granted on July 15, 2019 that vest on July 15, 2021; 2,523 granted on July 15, 2019 that vest on July 15, 2022; 2,722 granted on July 15, 2019 that vest on July 15, 2022; 6,236 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionStock Options (Right to Buy) · Derivative 1,707 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · derivative · entry 12

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,414

Underlying: Class A Ordinary Shares · 1,707 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionStock Options (Right to Buy) · Derivative 2,236 $0.00 Strike: $88.50 $0.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · derivative · entry 11

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

Underlying: Class A Ordinary Shares · 2,236 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,119 vested on February 21, 2020, 1,117 vested on February 21, 2021 and 1,117 vest on February 21, 2022.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionStock Options (Right to Buy) · Derivative 1,304 $0.00 Strike: $89.94 $0.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · derivative · entry 10

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 1,304 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 436 vested on February 17, 2016, 434 vested on February 17, 2017 and 434 vest on February 17, 2018.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionStock Options (Right to Buy) · Derivative 2,237 $0.00 Strike: $92.69 $0.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · derivative · entry 9

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,237 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vested as follows: 747 vested on February 16, 2018, 745 vested on February 16, 2019 and 745 vested on February 16, 2020.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Tax withholdingClass A Ordinary Shares 1,986 $108.90 $216,275.40
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 8

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,219.547

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Tax withholdingClass A Ordinary Shares 1,920 $108.90 $209,088.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 7

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,205.547

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Tax withholdingClass A Ordinary Shares 1,131 $108.90 $123,165.90
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 6

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,125.547

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Tax withholdingClass A Ordinary Shares 1,405 $108.90 $153,004.50
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 5

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,256.547

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionClass A Ordinary Shares 2,236 $88.50 $197,886.00
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 4

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,661.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionClass A Ordinary Shares 1,707 $83.35 $142,278.45
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 3

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,425.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionClass A Ordinary Shares 1,304 $89.94 $117,281.76
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 2

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,718.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:54 UTC
Foley Kimberly ASVP HSE, Glob Eng & Turnarnds
Exercise / conversionClass A Ordinary Shares 2,237 $92.69 $207,347.53
Disclosure

SEC source: 0001562180-21-002180 · primarydocument.xml · nonDerivative · entry 1

Foley Kimberly A · CIK 0001791947 · SVP HSE, Glob Eng & Turnarnds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,414.547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F2 · balance_after: Includes 3,040 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 612 granted on February 21, 2019 that vest on February 21, 2022; 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023 and 1,444 granted on February 25, 2021 that vest on February 25, 2024.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:14 UTC
Blavatnik Len10% owner
OtherOrdinary shares 12,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019115 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 9,897,866

F1 · kind: Reflects distribution of ordinary shares by Altep 2010 and Altep 2011 pursuant to an internal reorganization.

F1 · price: Reflects distribution of ordinary shares by Altep 2010 and Altep 2011 pursuant to an internal reorganization.

F4 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F6 · ownership.direct: The securities reported are held directly as follows: (i) 9,708,142 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 189,724 ordinary shares owned directly by AI Altep Investments LLC.

F7 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 22:14 UTC
Blavatnik Len10% owner
OtherOrdinary shares 12,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-019115 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 73,703

F1 · kind: Reflects distribution of ordinary shares by Altep 2010 and Altep 2011 pursuant to an internal reorganization.

F1 · price: Reflects distribution of ordinary shares by Altep 2010 and Altep 2011 pursuant to an internal reorganization.

F2 · ownership.direct: The securities reported are held directly as follows: (i) 3,513 ordinary shares by Altep 2010, (ii) 0 ordinary shares by Altep 2011, and (iii) 70,190 ordinary shares by Altep 2014.

F3 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F4 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 88,758 $107.02 $9,498,792.40
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 9

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 9,885,456

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.000 to $107.290, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F10 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F11 · ownership.direct: The securities reported are held directly as follows: (i) 9,708,142 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 177,314 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 659,929 $106.58 $70,331,933.18
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 8

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 9,974,214

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.000 to $106.985, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F10 · ownership.direct: Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC and Access Industries Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.

F11 · ownership.direct: The securities reported are held directly as follows: (i) 9,708,142 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 177,314 ordinary shares owned directly by AI Altep Investments LLC.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 23,194 $107.02 $2,482,198.69
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 7

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 41,199,617

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.000 to $107.290, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F9 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 172,449 $106.58 $18,378,752.18
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 6

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 41,222,811

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.000 to $106.985, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F9 · ownership.direct: The securities reported are held directly by AI International Chemicals LLC ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and AIIC, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
OtherOrdinary shares 30,293 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 5

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 86,113

F8 · kind: Reflects the distribution of ordinary shares to limited partners.

F8 · price: Reflects the distribution of ordinary shares to limited partners.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: The securities reported are held directly as follows: (i) 9,540 ordinary shares by Altep 2010, (ii) 6,383 ordinary shares by Altep 2011, and (iii) 70,190 ordinary shares by Altep 2014.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 56 $107.02 $5,993.06
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 4

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 116,406

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.000 to $107.290, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: The securities reported are held directly as follows: (i) 9,540 ordinary shares by Altep 2010, (ii) 6,383 ordinary shares by Altep 2011, and (iii) 70,190 ordinary shares by Altep 2014.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 416 $106.58 $44,335.20
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 3

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By partnerships

Disclosed balance after: 116,462

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.000 to $106.985, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

F5 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2011 L.P. ("Altep 2011") and Altep 2014 L.P. ("Altep 2014") because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.

F6 · ownership.direct: Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.

F7 · ownership.direct: The securities reported are held directly as follows: (i) 9,540 ordinary shares by Altep 2010, (ii) 6,383 ordinary shares by Altep 2011, and (iii) 70,190 ordinary shares by Altep 2014.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 23 $107.02 $2,461.44
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 2

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,296

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.000 to $107.290, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 23:07 UTC
Blavatnik Len10% owner
SaleOrdinary shares 175 $106.58 $18,650.63
Disclosure

SEC source: 0001209191-21-017188 · doc4.xml · nonDerivative · entry 1

AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner

Access Industries Holdings LLC · CIK 0001391297 · 10% owner

ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner

ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner

Blavatnik Len · CIK 0001326628 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,319

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.000 to $106.985, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.direct: The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.

F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:32 UTC
Seward James MalcolmSVP, R&D, Tech & Sustain.
Exercise / conversionStock Options (Right to Buy) · Derivative 424 $0.00 Strike: $72.60 $0.00
Disclosure

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 18

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Class A Ordinary Shares · 424 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F8 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of August 15, 2019.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:32 UTC
Seward James MalcolmSVP, R&D, Tech & Sustain.
Exercise / conversionStock Options (Right to Buy) · Derivative 2,086 $0.00 Strike: $77.93 $0.00
Disclosure

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 17

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 2,086 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F7 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 696 vested on February 16, 2017, 695 vested on February 16, 2018 and 695 vested on February 16, 2019.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:32 UTC
Seward James MalcolmSVP, R&D, Tech & Sustain.
Exercise / conversionStock Options (Right to Buy) · Derivative 2,728 $0.00 Strike: $83.35 $0.00
Disclosure

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 16

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,456

Underlying: Class A Ordinary Shares · 2,728 shares

Expires 2030-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F6 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests in three equal installments on the 1st, 2nd and 3rd anniversaries of the date of grant of February 20, 2020.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 22:32 UTC
Seward James MalcolmSVP, R&D, Tech & Sustain.
Exercise / conversionStock Options (Right to Buy) · Derivative 2,377 $0.00 Strike: $88.50 $0.00
Disclosure

SEC source: 0001562180-21-001930 · primarydocument.xml · derivative · entry 15

Seward James Malcolm · CIK 0001783902 · SVP, R&D, Tech & Sustain.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

Underlying: Class A Ordinary Shares · 2,377 shares

Expires 2029-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.

F5 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,189 vested on February 21, 2020, 1,188 vested on February 21, 2021 and 1,188 vest on February 21, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.