Last 12 months
Inside the activity.
1 purchase rows · 7 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 6 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2023 Filed Feb 17, 2023 21:25 UTC |
Foley Kimberly AEVP, Refining, I&D
|
Exercise / conversionClass A Ordinary Shares | 1,117 | $83.30 | $93,046.10 |
DisclosureSEC source: 0001562180-23-001511 · primarydocument.xml · nonDerivative · entry 3 Foley Kimberly A · CIK 0001791947 · EVP, Refining, I&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,805.547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F2 · balance_after: Includes 5,502 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023; 1,444 granted on February 25, 2021 that vest on February 25, 2024; 2,193 granted on February 24, 2022 that vest on February 24, 2025 and 881 granted on October 15, 2022 that vest on October 15, 2025. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:25 UTC |
Foley Kimberly AEVP, Refining, I&D
|
Exercise / conversionClass A Ordinary Shares | 1,707 | $78.15 | $133,402.05 |
DisclosureSEC source: 0001562180-23-001511 · primarydocument.xml · nonDerivative · entry 2 Foley Kimberly A · CIK 0001791947 · EVP, Refining, I&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,688.547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F2 · balance_after: Includes 5,502 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023; 1,444 granted on February 25, 2021 that vest on February 25, 2024; 2,193 granted on February 24, 2022 that vest on February 24, 2025 and 881 granted on October 15, 2022 that vest on October 15, 2025. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:25 UTC |
Foley Kimberly AEVP, Refining, I&D
|
Exercise / conversionClass A Ordinary Shares | 870 | $57.32 | $49,868.40 |
DisclosureSEC source: 0001562180-23-001511 · primarydocument.xml · nonDerivative · entry 1 Foley Kimberly A · CIK 0001791947 · EVP, Refining, I&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,981.547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F2 · balance_after: Includes 5,502 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 750 granted on February 20, 2020 that vest on February 20, 2023; 234 granted on August 1, 2020 that vest on August 1, 2023; 1,444 granted on February 25, 2021 that vest on February 25, 2024; 2,193 granted on February 24, 2022 that vest on February 24, 2025 and 881 granted on October 15, 2022 that vest on October 15, 2025. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:55 UTC |
Seward James MalcolmEVP & Chief Innovation Officer
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 424 | $0.00 Strike: $67.40 | $0.00 |
DisclosureSEC source: 0001562180-23-001190 · primarydocument.xml · derivative · entry 2 Seward James Malcolm · CIK 0001783902 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 424 shares Expires 2029-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a buy and hold exercise by the reporting person. F3 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 21:55 UTC |
Seward James MalcolmEVP & Chief Innovation Officer
|
Exercise / conversionClass A Ordinary Shares | 424 | $67.40 | $28,577.60 |
DisclosureSEC source: 0001562180-23-001190 · primarydocument.xml · nonDerivative · entry 1 Seward James Malcolm · CIK 0001783902 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a buy and hold exercise by the reporting person. F2 · balance_after: Includes 4,567 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 1,198 granted on February 20, 2020 that vest on February 20, 2023; 1,433 granted on February 25, 2021 that vest on February 25, 2024; 1,768 granted on February 24, 2022 that vest on February 24, 2025 and 168 granted on October 15, 2022 that vest on October 15, 2025. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:55 UTC |
Lane Kenneth ToddEVP, Olefins and Polyolefins
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 4,782 | $0.00 Strike: $80.68 | $0.00 |
DisclosureSEC source: 0001562180-23-001189 · primarydocument.xml · derivative · entry 3 Lane Kenneth Todd · CIK 0001782276 · EVP, Olefins and Polyolefins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 4,782 shares Expires 2029-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F4 · derivative.exercise_date: Granted pursuant to the issuer's long-term incentive plan. Award has fully vested. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:55 UTC |
Lane Kenneth ToddEVP, Olefins and Polyolefins
|
Tax withholdingClass A Ordinary Shares | 4,101 | $100.36 | $411,576.36 |
DisclosureSEC source: 0001562180-23-001189 · primarydocument.xml · nonDerivative · entry 2 Lane Kenneth Todd · CIK 0001782276 · EVP, Olefins and Polyolefins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,873.1519 F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F2 · balance_after: Includes 32,684 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,774 granted on February 20, 2020 that vest on February 20, 2023; 5,878 granted on February 25, 2021 that vest on February 25, 2024; 7,200 granted February 24, 2022 that vest on February 24, 2025 and 13,832 granted on May 26, 2022 that vest on May 26, 2024. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:55 UTC |
Lane Kenneth ToddEVP, Olefins and Polyolefins
|
Exercise / conversionClass A Ordinary Shares | 4,782 | $80.68 | $385,811.76 |
DisclosureSEC source: 0001562180-23-001189 · primarydocument.xml · nonDerivative · entry 1 Lane Kenneth Todd · CIK 0001782276 · EVP, Olefins and Polyolefins 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,974.1519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person. F2 · balance_after: Includes 32,684 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,774 granted on February 20, 2020 that vest on February 20, 2023; 5,878 granted on February 25, 2021 that vest on February 25, 2024; 7,200 granted February 24, 2022 that vest on February 24, 2025 and 13,832 granted on May 26, 2022 that vest on May 26, 2024. F3 · balance_after: Incudes purchase of 40.129590 shares for $ 67.752 per share allocated on September 30, 2022, pursuant to the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 21:55 UTC |
Kaplan Jeffrey AEVP and General Counsel
|
SaleClass A Ordinary Shares | 10,000 | $98.99 | $989,901.00 |
DisclosureSEC source: 0001562180-23-001188 · primarydocument.xml · nonDerivative · entry 1 Kaplan Jeffrey A · CIK 0001634184 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,600 F1 · price: This transaction was executed in multiple trades at prices ranging from $98.685 USD to $99.26. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 14,979 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,802 granted on February 20, 2020 that vest on February 20, 2023; 4,967 granted on February 25, 2021 that vest on February 25, 2024 and 5,210 granted on February 24, 2022 that vest on February 24, 2025. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
KAMSKY VIRGINIA ADirector
|
GrantClass A Ordinary Shares | 208 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000126 · primarydocument.xml · nonDerivative · entry 1 KAMSKY VIRGINIA A · CIK 0001059614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,120 F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,564 granted on May 27, 2022 that vest May 27, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 23:03 UTC |
DICCIANI NANCE KDirector
|
GrantClass A Ordinary Shares | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000156 · primarydocument.xml · nonDerivative · entry 1 DICCIANI NANCE K · CIK 0001198097 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,836.612 F1 · kind: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F1 · shares: Prior to the beginning of the year, the reporting person elected to receive common stock in lieu of cash for her annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,568 granted on May 26, 2022 that vest May 26, 2023. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
Disposition to issuerClass A Ordinary Shares | 63 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 6 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,558 F5 · shares: The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 63 shares reported on this Form 4. F3 · price: Price is not applicable. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
Disposition to issuerClass A Ordinary Shares | 1,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 5 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,621 F4 · shares: The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 1,618 shares reported on this Form 4. F3 · price: Price is not applicable. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
Disposition to issuerClass A Ordinary Shares | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 4 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,239 F2 · shares: The reporting person resigned effective December 31, 2022 and, pursuant to the terms of his restricted stock unit award, forfeited the 759 shares reported on this Form 4. F3 · price: Price is not applicable. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
SaleClass A Ordinary Shares | 540 | $84.91 | $45,852.37 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 3 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.58 USD to $85.20 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
SaleClass A Ordinary Shares | 287 | $84.91 | $24,369.69 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 2 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,538 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.58 USD to $85.20 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
Sharma AnupSVP, Global Business Services
|
SaleClass A Ordinary Shares | 886 | $84.91 | $75,231.85 |
DisclosureSEC source: 0001562180-23-000128 · primarydocument.xml · nonDerivative · entry 1 Sharma Anup · CIK 0001767575 · SVP, Global Business Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,825 F1 · price: This transaction was executed in multiple trades at prices ranging from $84.58 USD to $85.20 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 21:31 UTC |
CHASE ANTHONY RDirector
|
GrantClass A Ordinary Shares | 216 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-000127 · primarydocument.xml · nonDerivative · entry 1 CHASE ANTHONY R · CIK 0001223756 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851 F1 · kind: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F1 · shares: Prior to the beginning of the year, the reporting person elected to receive partial payment in common stock in lieu of cash for his annual retainer, which retainer is paid in quarterly installments. The number of shares issued was calculated based on $81.92, which is the average of the daily closing prices of the issuer's shares over the applicable quarter. F2 · balance_after: Includes restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan, including 1,568 granted on May 26, 2022 that vest on May 26, 2023. Read SEC document |
| December 14, 2022 Filed Feb 13, 2023 21:08 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
GiftOrdinary shares | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-008690 · doc5.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,669,099 F1 · price: These shares were donated by AIPH Holdings LLC ("AIPH") for no consideration as a charitable contribution. F2 · ownership.direct: The securities reported were, at the time of transfer or December 31, 2022, as applicable, held directly by AIPH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. Read SEC document |
| December 06, 2022 Filed Jul 10, 2023 20:39 UTC |
CHASE ANTHONY RDirector
|
PurchaseClass A Ordinary Shares | 1 | $82.30 | $82.30 |
DisclosureSEC source: 0001562180-23-005840 · primarydocument.xml · nonDerivative · entry 6 CHASE ANTHONY R · CIK 0001223756 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,892 F1 · security: This Form 4 is being filed late due to inadvertent administrative error. The Reporting Person has agreed to voluntarily disgorge to the Issuer all short-swing profits realized by the Reporting Person from relevant transactions. F2 · shares: Transactions were made by third-party manager and were not subject to the discretion of Reporting Person. F3 · balance_after: Includes restricted stock units granted pursuant to the issuer's long-term incentive plan, including 1,860 granted on May 18, 2023 that vest on May 18, 2024. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 36 | $84.85 | $3,054.54 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 15 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 3,321 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F11 · ownership.direct: The securities reported are held directly by Altep 2010. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 337 | $84.85 | $28,593.84 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 14 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 68,408 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F10 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 154 | $84.85 | $13,066.62 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 13 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,479 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F8 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 561 | $84.85 | $47,599.84 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 12 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,196,636 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 728,912 | $84.85 | $61,846,871.16 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 11 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,836,034 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.12, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 9 | $85.93 | $773.35 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 10 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 3,357 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F11 · ownership.direct: The securities reported are held directly by Altep 2010. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 26 | $84.68 | $2,201.60 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 9 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 3,366 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F11 · ownership.direct: The securities reported are held directly by Altep 2010. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 86 | $85.93 | $7,389.82 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 68,745 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F10 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 236 | $84.68 | $19,983.80 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 68,831 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F10 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 39 | $85.93 | $3,351.20 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,633 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F8 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 108 | $84.68 | $9,145.13 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,672 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F8 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 143 | $85.93 | $12,287.72 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,197,197 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 393 | $84.68 | $33,278.10 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,197,340 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 186,135 | $85.93 | $15,994,226.89 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 6,564,946 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $85.50 to $86.36, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:05 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 511,123 | $84.68 | $43,280,413.38 |
DisclosureSEC source: 0001209191-22-059644 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 6,751,081 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.49, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 51 | $84.94 | $4,331.75 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 14 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 3,392 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.22, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F11 · ownership.direct: The securities reported are held directly by Altep 2010. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 462 | $84.94 | $39,240.52 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 13 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 69,067 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.22, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F9 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 210 | $84.94 | $17,836.60 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 12 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,780 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.22, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 770 | $84.94 | $65,400.87 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 11 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,197,733 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.22, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 1,001,181 | $84.94 | $85,036,509.65 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 10 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 7,262,204 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F12 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.22, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 18 | $84.99 | $1,529.90 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 9 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 3,443 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F10 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.4325, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F11 · ownership.direct: The securities reported are held directly by Altep 2010. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 179 | $84.99 | $15,213.98 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 69,529 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F10 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.4325, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F9 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 82 | $84.99 | $6,969.53 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 7 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,990 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F10 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.4325, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 298 | $84.99 | $25,328.30 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 6 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,198,503 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F10 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.4325, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 29, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 387,149 | $84.99 | $32,905,458.25 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 5 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 8,263,385 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F10 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.50 to $85.4325, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 6 | $84.88 | $509.30 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 4 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 69,708 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.51 to $85.19, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F8 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F9 · ownership.direct: The securities reported are held directly by Altep 2014. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 3 | $84.88 | $254.65 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 3 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,072 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.51 to $85.19, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F7 · ownership.direct: The securities reported are held directly by AIIH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 9 | $84.88 | $763.95 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 2 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 41,198,801 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.51 to $85.19, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F6 · ownership.direct: The securities reported are held directly by LYB Holdco LLC (formerly AI International Chemicals LLC) ("LYB Holdco") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in LYB Holdco, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC, AIIH and LYB Holdco, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. Read SEC document |
| November 28, 2022 Filed Dec 1, 2022 00:45 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
|
SaleOrdinary shares | 12,054 | $84.88 | $1,023,184.50 |
DisclosureSEC source: 0001209191-22-059114 · doc4.xml · nonDerivative · entry 1 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 8,650,534 F1 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons previously made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V. in connection with matchable sales on November 15, 2022, representing the full amount of the profit realized in connection with such short-swing transactions, less transaction costs. Because the sales reported herein occurred at a price lower than the price the reporting persons sold at on November 15, 2022, there are no additional recoverable profits subject to disgorgement in connection with these transactions. F2 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $84.51 to $85.19, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F4 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F5 · ownership.direct: The securities reported are held directly by AICH and and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AICH, and Access Industries Management, LLC controls AICH and Access Industries Holdings LLC. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 02:23 UTC |
AI INVESTMENTS HOLDINGS LLC10% owner
Access Industries Holdings LLC10% owner
ACCESS INDUSTRIES, LLC10% owner
ACCESS INDUSTRIES MANAGEMENT, LLC10% owner
Blavatnik Len10% owner
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SaleOrdinary shares | 18 | $86.93 | $1,564.73 |
DisclosureSEC source: 0001209191-22-057758 · doc4.xml · nonDerivative · entry 8 AI INVESTMENTS HOLDINGS LLC · CIK 0001508237 · 10% owner Access Industries Holdings LLC · CIK 0001391297 · 10% owner ACCESS INDUSTRIES, LLC · CIK 0001508227 · 10% owner ACCESS INDUSTRIES MANAGEMENT, LLC · CIK 0001508226 · 10% owner Blavatnik Len · CIK 0001326628 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By partnerships Disclosed balance after: 73,175 F5 · kind: The reporting persons' sales of ordinary shares reported herein are matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 4,000 shares, with the reporting persons' or their affiliate's purchase of 4,000 shares on November 1, 2022. The reporting persons have made arrangements with LyondellBasell Industries N.V. to voluntarily disgorge an aggregate of $37,197.89 to LyondellBasell Industries N.V., representing the full amount of the profit realized in connection with the short-swing transactions, less transaction costs. F6 · price: The price reported in Column 4 is a weighted average sales price of the ordinary shares. The ordinary shares were sold in multiple transactions ranging from $86.80 to $87.33, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.direct: Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. F3 · ownership.direct: Because of their relationships with the other reporting persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010 L.P. ("Altep 2010"), Altep 2014 L.P. ("Altep 2014"), AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC) ("AICH"). Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC. Each of the reporting persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC. F9 · ownership.direct: Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010 and Altep 2014. F10 · ownership.direct: The securities reported are held directly as follows: (i) 3,461 ordinary shares by Altep 2010 and (ii) 69,714 ordinary shares by Altep 2014. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.