LXU

SEC source: 0001567619-18-005203 · doc1.xml · nonDerivative · entry 1

SANDERS RICHARD S JR · CIK 0001257902 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 0

F1 · ownership.nature: These shares are owned of record jointly by revocable trusts for the benefit of the reporting person and the reporting person's spouse. The reporting person and the reporting person's spouse are each the trustees of such trusts and jointly possess voting and dispositive power over the shares held by the trusts.

SEC source: 0001140361-18-035300 · doc1.xml · nonDerivative · entry 1

DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-026026 · doc1.xml · nonDerivative · entry 1

White Lynn F · CIK 0001466087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,078

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the May 24, 2018 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-18-026020 · doc1.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the May 24, 2018 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-18-026019 · doc1.xml · nonDerivative · entry 1

SANDERS RICHARD S JR · CIK 0001257902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the May 24, 2018 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-18-008618 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,750

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-008616 · doc1.xml · nonDerivative · entry 1

DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,082

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-008617 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,828

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-001098 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,865

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-000259 · doc1.xml · nonDerivative · entry 2

Greenwell Daniel D · CIK 0001322265 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,731

F2 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date

SEC source: 0001140361-18-000259 · doc1.xml · nonDerivative · entry 1

Greenwell Daniel D · CIK 0001322265 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,512

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2008 Incentive Stock Plan and/or 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-000258 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,980

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-18-000256 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,708

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2008 Incentive Stock Plan and/or 2016 Long Term Incentive Plan.

SEC source: 0001140361-17-046326 · doc1.xml · nonDerivative · entry 1

DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,129

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001140361-17-023936 · doc1.xml · nonDerivative · entry 1

Ogilvie Marran H. · CIK 0001474850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,490

F1 · shares: Restricted Stock Units granted pursuant to LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-023935 · doc1.xml · nonDerivative · entry 1

White Lynn F · CIK 0001466087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,241

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-023934 · doc1.xml · nonDerivative · entry 1

SANDERS RICHARD S JR · CIK 0001257902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-023933 · doc1.xml · nonDerivative · entry 1

Reece Joseph E · CIK 0001659413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-023932 · doc1.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,941

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-023930 · doc1.xml · nonDerivative · entry 1

Murdy William F · CIK 0001205063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,441

F1 · shares: Restricted Stock Units granted pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. Each Restricted Stock Unit represents a right to receive one share of common stock of LXU which, following the June 2, 2017 grant date, shall be nonforfeitable. The Restricted Stock Units will be settled in common stock of LXU within thirty days following the earliest to occur of: (i) the director's separation from service, (ii) the third anniversary of the grant date, and (iii) the occurrence of a change of control.

SEC source: 0001140361-17-008852 · doc1.xml · nonDerivative · entry 3

GOLSEN JACK E · CIK 0001005712 · Director · Exec. Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 0

F2 · kind: These shares are held by separate trusts established for the benefit of certain of the children, grandchildren, and great-grandchildren (the "Trusts") of the reporting person, of which the reporting person is the settlor and, until the date of the reported transaction, was the sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. As the sole trustee, Jack E. Golsen possessed sole voting and dispositive power over the Issuer securities held in the Trusts, but held no pecuniary interest in the securities held by the Trusts. See fn 8, infra.

F8 · kind: On February 22, 2017, the reporting person resigned as sole trustee of the Trusts. See fn 2, supra. As a result, the reporting person no longer is deemed to be the beneficial owner of the shares of common stock held by such trusts. No cash or other consideration was paid in connection with the transaction.

F2 · ownership.nature: These shares are held by separate trusts established for the benefit of certain of the children, grandchildren, and great-grandchildren (the "Trusts") of the reporting person, of which the reporting person is the settlor and, until the date of the reported transaction, was the sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. As the sole trustee, Jack E. Golsen possessed sole voting and dispositive power over the Issuer securities held in the Trusts, but held no pecuniary interest in the securities held by the Trusts. See fn 8, infra.

F8 · ownership.nature: On February 22, 2017, the reporting person resigned as sole trustee of the Trusts. See fn 2, supra. As a result, the reporting person no longer is deemed to be the beneficial owner of the shares of common stock held by such trusts. No cash or other consideration was paid in connection with the transaction.

SEC source: 0001140361-17-008851 · doc1.xml · nonDerivative · entry 7

GOLSEN BARRY H · CIK 0001005714 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 227,828

F6 · kind: These shares are held by separate trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (the "Trusts"), of which Jack E. Golsen was the settlor and, until February 22, 2017, the sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. On February 22, 2017, Jack E. Golsen resigned as sole trustee of the Trusts and the reporting person accepted appointment as successor trustee of the Trusts. Because the reporting person is now trustee of the Trusts, of which the beneficiaries are either the reporting person or his children or grandchildren, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Trusts, pursuant to Rule 16a-8(b)(2)(ii). No cash or other consideration was paid in connection with the transaction.

F6 · balance_after: These shares are held by separate trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (the "Trusts"), of which Jack E. Golsen was the settlor and, until February 22, 2017, the sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. On February 22, 2017, Jack E. Golsen resigned as sole trustee of the Trusts and the reporting person accepted appointment as successor trustee of the Trusts. Because the reporting person is now trustee of the Trusts, of which the beneficiaries are either the reporting person or his children or grandchildren, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Trusts, pursuant to Rule 16a-8(b)(2)(ii). No cash or other consideration was paid in connection with the transaction.

F6 · ownership.nature: These shares are held by separate trusts established for the benefit of the reporting person and the reporting person's children and grandchildren (the "Trusts"), of which Jack E. Golsen was the settlor and, until February 22, 2017, the sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. On February 22, 2017, Jack E. Golsen resigned as sole trustee of the Trusts and the reporting person accepted appointment as successor trustee of the Trusts. Because the reporting person is now trustee of the Trusts, of which the beneficiaries are either the reporting person or his children or grandchildren, the reporting person is deemed to have a pecuniary interest in the Issuer's common stock held by the Trusts, pursuant to Rule 16a-8(b)(2)(ii). No cash or other consideration was paid in connection with the transaction.

SEC source: 0001140361-17-008080 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,467

F1 · shares: Restricted Stock Award pursuant to LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the shares of the award shall be vested on the third anniversary of the grant date.

SEC source: 0001140361-17-008083 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,590

F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date.

SEC source: 0001140361-17-008081 · doc1.xml · nonDerivative · entry 2

DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,778

F2 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. The Restricted Stock granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 to 200% based upon achievement of the performance goals.

SEC source: 0001140361-17-008081 · doc1.xml · nonDerivative · entry 1

DIESCH JOHN HOWARD · CIK 0001526605 · EVP-Manufacturing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,701

F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date.

SEC source: 0001140361-17-000996 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,805

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2008 Incentive Stock Plan.

SEC source: 0001140361-17-000466 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · Senior VP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,894

F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date.

SEC source: 0001140361-17-000470 · doc1.xml · nonDerivative · entry 1

Greenwell Daniel D · CIK 0001322265 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698,960

F1 · shares: Restricted Stock Award pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan. One-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the award shall be vested on the third anniversary of the grant date.

SEC source: 0001140361-17-015885 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,467

F1 · shares: Reporting person learned on March 14, 2017 that due to an administrative error, 1,000 shares of the Issuer's common stock were sold without his knowledge.

SEC source: 0001140361-16-084722 · doc1.xml · nonDerivative · entry 2

GOLSEN STEVEN · CIK 0001005715 · Frmr 10% Owner as Mbr of Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 69,440

F2 · kind: These shares are owned of record by an irrevocable trust of which the reporting person is beneficiary. On November 3, 2016, the reporting person was appointed sole trustee of such trust. As trustee, the reporting person possesses voting and dispositive power of the shares held by the trust, and holds a pecuniary interest in the trust's holdings and transactions.

F2 · ownership.nature: These shares are owned of record by an irrevocable trust of which the reporting person is beneficiary. On November 3, 2016, the reporting person was appointed sole trustee of such trust. As trustee, the reporting person possesses voting and dispositive power of the shares held by the trust, and holds a pecuniary interest in the trust's holdings and transactions.

SEC source: 0001140361-16-084723 · doc1.xml · nonDerivative · entry 4

RAPPAPORT LINDA F · CIK 0001005711 · Frmr 10% Owner as Mbr of Group

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 197,596

F3 · kind: These shares are held by separate trusts established for the benefit of the reporting person's children and grandchildren. On November 3, 2016, the reporting person was appointed sole trustee of such trusts. The amount shown is the aggregate number of shares held in such trusts. No single such trust has more than one beneficiary. As the sole trustee, the reporting person possesses voting and dispositive power of the shares held by such trusts, but holds no pecuniary interest in the shares held by such trusts.

F3 · ownership.nature: These shares are held by separate trusts established for the benefit of the reporting person's children and grandchildren. On November 3, 2016, the reporting person was appointed sole trustee of such trusts. The amount shown is the aggregate number of shares held in such trusts. No single such trust has more than one beneficiary. As the sole trustee, the reporting person possesses voting and dispositive power of the shares held by such trusts, but holds no pecuniary interest in the shares held by such trusts.

SEC source: 0001140361-16-084723 · doc1.xml · nonDerivative · entry 3

RAPPAPORT LINDA F · CIK 0001005711 · Frmr 10% Owner as Mbr of Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,440

F2 · kind: These shares are owned of record by the reporting person's irrevocable trust. On November 3, 2016, the reporting person was appointed sole trustee of such trust. As trustee, the reporting person possesses voting and dispositive power of the shares held by the trust, and holds a pecuniary interest in the trust's holdings and transactions.

F2 · ownership.nature: These shares are owned of record by the reporting person's irrevocable trust. On November 3, 2016, the reporting person was appointed sole trustee of such trust. As trustee, the reporting person possesses voting and dispositive power of the shares held by the trust, and holds a pecuniary interest in the trust's holdings and transactions.

SEC source: 0001140361-16-084721 · doc1.xml · nonDerivative · entry 3

GOLSEN JACK E · CIK 0001005712 · Director · Exec.Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 227,828

F8 · kind: On November 3, 2016, the reporting person resigned as sole trustee of certain trusts established for the benefit of his children, grandchildren and great-grandchildren. As a result, the reporting person no longer is deemed to be the beneficial owner of the shares of common stock held by such trusts. No cash or other consideration was paid in connection with the transaction.

F2 · ownership.nature: These shares are held by separate trusts established for the benefit of the daughter, grandchildren, and a great-grandchild (the "Trusts") of the reporting person, of which Jack E. Golsen is the settlor and sole trustee. The amount shown is the aggregate number of shares held in the Trusts. No single Trust has more than one beneficiary. As the sole trustee, Jack E. Golsen possesses sole voting and dispositive power over the Issuer securities held in the Trusts, but holds no pecuniary interest in the securities held by the Trusts.

F8 · ownership.nature: On November 3, 2016, the reporting person resigned as sole trustee of certain trusts established for the benefit of his children, grandchildren and great-grandchildren. As a result, the reporting person no longer is deemed to be the beneficial owner of the shares of common stock held by such trusts. No cash or other consideration was paid in connection with the transaction.