LXU

SEC source: 0001567619-22-001614 · doc1.xml · nonDerivative · entry 2

Renwick Damien · CIK 0001839865 · EVP / Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,454

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001612 · doc1.xml · nonDerivative · entry 3

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,385

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001612 · doc1.xml · nonDerivative · entry 2

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,730

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001610 · doc1.xml · nonDerivative · entry 3

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,614

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001610 · doc1.xml · nonDerivative · entry 2

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,922

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001608 · doc1.xml · nonDerivative · entry 3

Burns John · CIK 0001802350 · Executive Vice President-Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,190

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001608 · doc1.xml · nonDerivative · entry 2

Burns John · CIK 0001802350 · Executive Vice President-Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,121

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001606 · doc1.xml · nonDerivative · entry 3

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,832,653

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001606 · doc1.xml · nonDerivative · entry 2

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,951

F2 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-001614 · doc1.xml · nonDerivative · entry 1

Renwick Damien · CIK 0001839865 · EVP / Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,626

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended). Fifty percent of the RSU grant is time-based and fifty percent is performance-based. For the time-based awards, one-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the time based RSU award shall be vested on the third anniversary of the grant date. The performance-based RSUs granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals.

SEC source: 0001567619-22-001612 · doc1.xml · nonDerivative · entry 1

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,137

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended). Fifty percent of the RSU grant is time-based and fifty percent is performance-based. For the time-based awards, one-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the time based RSU award shall be vested on the third anniversary of the grant date. The performance-based RSUs granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals.

SEC source: 0001567619-22-001610 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,685

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended). Fifty percent of the RSU grant is time-based and fifty percent is performance-based. For the time-based awards, one-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the time based RSU award shall be vested on the third anniversary of the grant date. The performance-based RSUs granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals.

SEC source: 0001567619-22-001608 · doc1.xml · nonDerivative · entry 1

Burns John · CIK 0001802350 · Executive Vice President-Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,586

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended). Fifty percent of the RSU grant is time-based and fifty percent is performance-based. For the time-based awards, one-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the time based RSU award shall be vested on the third anniversary of the grant date. The performance-based RSUs granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals.

SEC source: 0001567619-22-001606 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942,021

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended). Fifty percent of the RSU grant is time-based and fifty percent is performance-based. For the time-based awards, one-third of the award will vest on the first anniversary of the grant date, and each subsequent anniversary, such that 100% of the time based RSU award shall be vested on the third anniversary of the grant date. The performance-based RSUs granted under this award will vest on the third anniversary of the grant date subject to the achievement of certain performance metrics established by the Board of Directors as set out in the grant. Upon third anniversary grant may be modified in a range between 0 and 200% based upon achievement of the performance goals.

SEC source: 0001567619-22-000036 · doc1.xml · nonDerivative · entry 2

CARVER KRISTY · CIK 0001485581 · SVP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,053

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000036 · doc1.xml · nonDerivative · entry 1

CARVER KRISTY · CIK 0001485581 · SVP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,357

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000029 · doc1.xml · nonDerivative · entry 4

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764,147

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000029 · doc1.xml · nonDerivative · entry 3

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801,322

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000033 · doc1.xml · nonDerivative · entry 4

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,325

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000033 · doc1.xml · nonDerivative · entry 3

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,095

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000031 · doc1.xml · nonDerivative · entry 4

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,845

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000031 · doc1.xml · nonDerivative · entry 3

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,764

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-001939 · doc1.xml · derivative · entry 14

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GFLLC

Disclosed balance after: 0

Underlying: Common Stock · 55,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · derivative.exercise_price: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · shares: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · price: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · derivative.exercise_date: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · derivative.expiration_date: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F16 · derivative.underlying_shares: Represents the reporting person's 31.968% indirect ownership interest in 173,333 shares of common stock issued to GFLLC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GFLLC converted all 4,000 shares of the Series B Preferred Stock owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · derivative.underlying_shares: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · balance_after: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F20 · ownership.nature: Represents the reporting person's 31.968% indirect ownership interest in 4,000 shares of Series B Preferred owned by GFLLC, which were fully converted on December 31, 2021. See Footnote 16. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · derivative · entry 13

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GPC

Disclosed balance after: 0

Underlying: Common Stock · 56,617 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_price: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · shares: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · price: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · derivative.exercise_date: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · derivative.expiration_date: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F15 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 173,333 shares of common stock issued to GPC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GPC converted all 4,000 shares of the Series B Preferred owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F19 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 4,000 shares of Series B Preferred owned by GPC, which were fully converted on December 31, 2021. See Footnote 15. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · derivative · entry 12

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SBL

Disclosed balance after: 0

Underlying: Common Stock · 169,853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_price: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · shares: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · price: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · derivative.exercise_date: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · derivative.expiration_date: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F14 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 520,000 shares of common stock issued to SBL as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, SBL converted all 12,000 shares of the Series B Preferred owned by it for a total of 520,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F18 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 12,000 shares of Series B Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 14. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · derivative · entry 11

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SBL

Disclosed balance after: 0

Underlying: Common Stock · 106,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_price: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · shares: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · price: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · derivative.exercise_date: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · derivative.expiration_date: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F13 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 325,000 shares of common stock issued to SBL as a result of its conversion of the Series D Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series D Preferred operated to increase the conversion rate of the Series D Preferred from .25 shares of common stock for each share of Series D Preferred to 0.325 share of common stock for each share of Series D Preferred. On December 31, 2021, SBL converted all 1,000,000 shares of Series D Preferred owned by it for 325,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · derivative.underlying_shares: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F17 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 1,000,000 shares of Series D Preferred owned by SBL, which were fully converted on December 31, 2021. See Footnote 13. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · nonDerivative · entry 10

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GFLLC

Disclosed balance after: 55,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · price: Represents the reporting person's 31.968% indirect ownership interest in 173,333 shares of common stock issued to GFLLC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GFLLC converted all 4,000 shares of the Series B Preferred Stock owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F16 · balance_after: Represents the reporting person's 31.968% indirect ownership interest in 173,333 shares of common stock issued to GFLLC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GFLLC converted all 4,000 shares of the Series B Preferred Stock owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

F16 · ownership.nature: Represents the reporting person's 31.968% indirect ownership interest in 173,333 shares of common stock issued to GFLLC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GFLLC converted all 4,000 shares of the Series B Preferred Stock owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of GFLLC, does not have or share investment control over the portfolio securities held by GFLLC, and therefore disclaims beneficial ownership of the shares owned by GFLLC, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · nonDerivative · entry 9

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By GPC

Disclosed balance after: 56,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · price: Represents the reporting person's 32.664% indirect ownership interest in 173,333 shares of common stock issued to GPC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GPC converted all 4,000 shares of the Series B Preferred owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F15 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 173,333 shares of common stock issued to GPC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GPC converted all 4,000 shares of the Series B Preferred owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

F15 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 173,333 shares of common stock issued to GPC as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, GPC converted all 4,000 shares of the Series B Preferred owned by it for a total of 173,333 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of GPC, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through GPC, and therefore disclaims beneficial ownership of the shares owned by GPC, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · nonDerivative · entry 8

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SBL

Disclosed balance after: 169,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · price: Represents the reporting person's 32.664% indirect ownership interest in 520,000 shares of common stock issued to SBL as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, SBL converted all 12,000 shares of the Series B Preferred owned by it for a total of 520,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F14 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 520,000 shares of common stock issued to SBL as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, SBL converted all 12,000 shares of the Series B Preferred owned by it for a total of 520,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F14 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 520,000 shares of common stock issued to SBL as a result of its conversion of the Series B Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series B Preferred operated to increase the conversion rate of the Series B Preferred from 33.3333 shares of common stock for each share of Series B Preferred to 43.3333 shares of common stock for each share of Series B Preferred. On December 31, 2021, SBL converted all 12,000 shares of the Series B Preferred owned by it for a total of 520,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-001939 · doc1.xml · nonDerivative · entry 7

GOLSEN BARRY H · CIK 0001005714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By SBL

Disclosed balance after: 106,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · price: Represents the reporting person's 32.664% indirect ownership interest in 325,000 shares of common stock issued to SBL as a result of its conversion of the Series D Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series D Preferred operated to increase the conversion rate of the Series D Preferred from .25 shares of common stock for each share of Series D Preferred to 0.325 share of common stock for each share of Series D Preferred. On December 31, 2021, SBL converted all 1,000,000 shares of Series D Preferred owned by it for 325,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F13 · balance_after: Represents the reporting person's 32.664% indirect ownership interest in 325,000 shares of common stock issued to SBL as a result of its conversion of the Series D Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series D Preferred operated to increase the conversion rate of the Series D Preferred from .25 shares of common stock for each share of Series D Preferred to 0.325 share of common stock for each share of Series D Preferred. On December 31, 2021, SBL converted all 1,000,000 shares of Series D Preferred owned by it for 325,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

F13 · ownership.nature: Represents the reporting person's 32.664% indirect ownership interest in 325,000 shares of common stock issued to SBL as a result of its conversion of the Series D Preferred. As a result of the Special Dividend described in Footnote 1, the anti-dilution provisions of the Series D Preferred operated to increase the conversion rate of the Series D Preferred from .25 shares of common stock for each share of Series D Preferred to 0.325 share of common stock for each share of Series D Preferred. On December 31, 2021, SBL converted all 1,000,000 shares of Series D Preferred owned by it for 325,000 shares of common stock. The reporting person is not a controlling member of Quad Capital, the parent company of SBL, does not have or share investment control over the portfolio securities held indirectly by Quad Capital through SBL, and therefore disclaims beneficial ownership of the shares owned by SBL, except to the extent of his indirect pecuniary interest therein.

SEC source: 0001567619-22-000029 · doc1.xml · nonDerivative · entry 2

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,877,998

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000029 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988,099

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000033 · doc1.xml · nonDerivative · entry 2

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,673

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000033 · doc1.xml · nonDerivative · entry 1

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,587

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000031 · doc1.xml · nonDerivative · entry 2

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,163

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-22-000031 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,502

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The receipt of shares pursuant to the stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-019005 · doc1.xml · nonDerivative · entry 1

CARVER KRISTY · CIK 0001485581 · SVP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,915

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-018997 · doc1.xml · nonDerivative · entry 1

Renwick Damien · CIK 0001839865 · EVP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,664

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-018995 · doc1.xml · nonDerivative · entry 1

Burns John · CIK 0001802350 · Executive Vice President-Mfg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,500

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-018993 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518,158

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-018991 · doc1.xml · nonDerivative · entry 1

MAGUIRE CHERYL · CIK 0001763858 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,155

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0001567619-21-018986 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014,787

F1 · shares: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F1 · price: Represents additional shares granted pursuant to previously reported restricted stock awards in respect of the satisfaction of performance conditions above the target performance level previously reported. Following satisfaction of the performance conditions, such restricted stock awards remain subject to the time-based vesting conditions set forth in the applicable award agreement and the Company's 2016 Long Term Incentive Plan, as amended and restated March 4, 2021. No consideration was paid for the issuance of the additional shares pursuant to the restricted stock award agreements.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

SEC source: 0000899243-21-039809 · doc4.xml · nonDerivative · entry 1

LSB Funding LLC · CIK 0001660229 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,356,127

F1 · kind: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021.

F1 · shares: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021.

F1 · price: On August 30, 2021, the Issuer declared a stock dividend, payable to all holders of record of the Issuer's Common Stock on September 24, 2021 (the "Record Date"), of 0.30 shares of Common Stock for each share of outstanding Common Stock, owned as of the Record Date. As a result, the Reporting Person received 1,220,798 shares of the Issuer's Common Stock on October 8, 2021.

SEC source: 0000899243-21-037796 · doc4.xml · nonDerivative · entry 1

LSB Funding LLC · CIK 0001660229 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,135,329

F1 · kind: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock;

F2 · kind: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person.

F1 · shares: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock;

F2 · shares: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person.

F1 · price: On July 19, 2021, the Reporting Person and the Issuer entered into a Securities Exchange Agreement (the "Securities Exchange Agreement"), pursuant to which the Reporting Person and the Issuer agreed to exchange, on the terms and subject to the conditions set forth therein, (a) the 139,768 shares of Series E-1 Cumulative Redeemable Class C Preferred Stock of the Issuer (the "Series E-1 Preferred Stock") held by the Reporting Person for shares of Common Stock and (b) the one (1) share of Series F-1 Preferred Stock held by the Reporting Person for shares of Common Stock (the "Series F-1 Preferred Stock" and, together with the Series E-1 Preferred Stock, the "Preferred Stock"), based on the liquidation preference and redemption price, respectively, of the Preferred Stock and a volume weighted average exchange price of $6.16 per share of Common Stock;

F2 · price: (Continued from footnote 1), provided, that the aggregate number of shares of Common Stock issuable pursuant to clauses (a) and (b) above will be reduced by the number of shares of Common Stock that the Reporting Person will receive in respect of the payment of a dividend on the Common Stock described in the Securities Exchange Agreement (such net number of shares of Common Stock to be issued, the "Issued Shares" and such transactions, the "Exchange"). On September 27, 2021, the Exchange was consummated and the Issuer issued 49,066,005 Issued Shares to the Reporting Person.

SEC source: 0001567619-21-017609 · doc1.xml · nonDerivative · entry 1

BEHRMAN MARK T · CIK 0001078002 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,359,094

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-21-017608 · doc1.xml · nonDerivative · entry 1

Foster Michael J. · CIK 0001423514 · EVP/General Counsel/Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,898

F1 · shares: Shares withheld to pay taxes upon vesting of Restricted Stock Award previously awarded pursuant to the LSB Industries, Inc. 2016 Long Term Incentive Plan.

SEC source: 0001567619-22-002793 · doc1.xml · nonDerivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F2 · shares: Transfer of shares to an irrevocable trust, of which the reporting person's adult children are trustees and beneficiaries.

F2 · price: Transfer of shares to an irrevocable trust, of which the reporting person's adult children are trustees and beneficiaries.

SEC source: 0001567619-21-013270 · doc1.xml · nonDerivative · entry 3

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 100,640

F1 · shares: On July 9, 2021, the reporting person transferred 89,109 shares of common stock to his spouse. The reporting person disclaims Section 16 beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Following this transfer, the reporting person directly held 23,470 shares and his spouse directly held 100,640 shares.

SEC source: 0001567619-21-013270 · doc1.xml · nonDerivative · entry 1

ROEDEL RICHARD · CIK 0001205976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,470

F1 · shares: On July 9, 2021, the reporting person transferred 89,109 shares of common stock to his spouse. The reporting person disclaims Section 16 beneficial ownership of these shares except to the extent, if any, of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. Following this transfer, the reporting person directly held 23,470 shares and his spouse directly held 100,640 shares.

F2 · balance_after: On the Form 4 filed by the reporting person on May 17, 2021, the Amount of Securities Beneficially Owned Following Reported Transaction(s) was reported as 106,052. The amount should have been 112,579.

SEC source: 0001567619-22-007421 · doc1.xml · nonDerivative · entry 1

CARVER KRISTY · CIK 0001485581 · SVP/Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,767

F1 · shares: Restricted Stock Units ("RSU") awarded pursuant to the LSB Industries, Inc. 2016 Incentive Stock Plan (as amended), on June 2, 2021 and March 8, 2022, both which shall be vested 100% on the third anniversary of the grant dates.

F2 · balance_after: Includes shares received as a stock dividend paid on October 8, 2021, to all holders of record of common stock of the Company on September 24, 2021. The stock dividend is exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.