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Nasdaq · USD

LXRX

LEXICON PHARMACEUTICALS, INC.

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Tapewire entity
4970
SEC CIK
0001062822
Parsed reports
368

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202680
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2017 Filed Sep 18, 2017 10:40 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 3,247 $12.54 $40,706.34
Disclosure

SEC source: 0001127602-17-027540 · form4.xml · nonDerivative · entry 5

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,332

F1 · ownership.direct: Since the date of Mr. Coats' last ownership report, he transferred 17,782 shares of common stock to his ex-wife pursuant to a domestic relations order. Mr. Coats no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 10:40 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 5,200 $12.54 $65,208.00
Disclosure

SEC source: 0001127602-17-027540 · form4.xml · nonDerivative · entry 4

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,085

F1 · ownership.direct: Since the date of Mr. Coats' last ownership report, he transferred 17,782 shares of common stock to his ex-wife pursuant to a domestic relations order. Mr. Coats no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 10:40 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 3,300 $12.52 $41,316.00
Disclosure

SEC source: 0001127602-17-027540 · form4.xml · nonDerivative · entry 3

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,885

F1 · ownership.direct: Since the date of Mr. Coats' last ownership report, he transferred 17,782 shares of common stock to his ex-wife pursuant to a domestic relations order. Mr. Coats no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 10:40 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 300 $12.49 $3,745.50
Disclosure

SEC source: 0001127602-17-027540 · form4.xml · nonDerivative · entry 2

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

F1 · ownership.direct: Since the date of Mr. Coats' last ownership report, he transferred 17,782 shares of common stock to his ex-wife pursuant to a domestic relations order. Mr. Coats no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 10:40 UTC
COATS LONNELDirector · President and CEO
PurchaseCommon Stock 300 $12.49 $3,745.98
Disclosure

SEC source: 0001127602-17-027540 · form4.xml · nonDerivative · entry 1

COATS LONNEL · CIK 0001612528 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

F1 · ownership.direct: Since the date of Mr. Coats' last ownership report, he transferred 17,782 shares of common stock to his ex-wife pursuant to a domestic relations order. Mr. Coats no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 10:36 UTC
BARKER SAM LDirector
PurchaseCommon Stock 1,000 $12.50 $12,500.00
Disclosure

SEC source: 0001127602-17-027538 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,623

Read SEC document
April 28, 2017 Filed May 1, 2017 20:54 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016072 · form4.xml · derivative · entry 2

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:54 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016072 · form4.xml · nonDerivative · entry 1

Swain Judith L · CIK 0001413573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
April 28, 2017 Filed May 1, 2017 20:52 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016068 · form4.xml · derivative · entry 2

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:52 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016068 · form4.xml · nonDerivative · entry 1

Palantoni Frank · CIK 0001307963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
April 28, 2017 Filed May 1, 2017 20:51 UTC
NIES ALAN SDirector
GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016066 · form4.xml · derivative · entry 2

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:51 UTC
NIES ALAN SDirector
GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016066 · form4.xml · nonDerivative · entry 1

NIES ALAN S · CIK 0001270260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,052

Read SEC document
April 28, 2017 Filed May 1, 2017 20:53 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016070 · form4.xml · derivative · entry 2

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:53 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016070 · form4.xml · nonDerivative · entry 1

SOBECKI CHRISTOPHER J · CIK 0001053892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,480

Read SEC document
April 28, 2017 Filed May 1, 2017 20:51 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016063 · form4.xml · derivative · entry 2

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:51 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016063 · form4.xml · nonDerivative · entry 1

LEFKOWITZ ROBERT J MD · CIK 0001226385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
April 28, 2017 Filed May 1, 2017 20:50 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016058 · form4.xml · derivative · entry 3

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:50 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016058 · form4.xml · nonDerivative · entry 1

DEBBANE RAYMOND · CIK 0001053890 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
April 28, 2017 Filed May 1, 2017 20:48 UTC
BARKER SAM LDirector
GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016055 · form4.xml · derivative · entry 2

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:48 UTC
BARKER SAM LDirector
GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016055 · form4.xml · nonDerivative · entry 1

BARKER SAM L · CIK 0001226877 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,623

Read SEC document
April 28, 2017 Filed May 1, 2017 20:47 UTC GrantStock Option (Right to Buy) · Derivative 2,857 $0.00 Strike: $15.61 $0.00
Disclosure

SEC source: 0001127602-17-016054 · form4.xml · derivative · entry 2

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,857

Underlying: Common Stock · 2,857 shares

Expires 2027-04-28

F1 · derivative.exercise_date: Option vests with respect to 1/12th of the shares subject to the option for each month of service following the date of grant.

Read SEC document
April 28, 2017 Filed May 1, 2017 20:47 UTC GrantCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-016054 · form4.xml · nonDerivative · entry 1

Amouyal Philippe · CIK 0001376854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · derivative · entry 9

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Stock · 2,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · derivative · entry 8

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,336

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 1,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · derivative · entry 7

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,340

Underlying: Common Stock · 1,339 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · derivative · entry 6

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Tax withholdingCommon Stock 2,790 $16.45 $45,895.50
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · nonDerivative · entry 5

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,095

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · nonDerivative · entry 4

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 2,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · nonDerivative · entry 3

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 1,339 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · nonDerivative · entry 2

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:53 UTC
Tessmer James FVP, Finance & Accounting
Exercise / conversionCommon Stock 857 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009398 · form4.xml · nonDerivative · entry 1

Tessmer James F · CIK 0001434095 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · derivative · entry 9

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,485

Underlying: Common Stock · 4,495 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · derivative · entry 8

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,614

Underlying: Common Stock · 5,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · derivative · entry 7

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929

Underlying: Common Stock · 2,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · derivative · entry 6

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Tax withholdingCommon Stock 6,455 $16.45 $106,184.75
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · nonDerivative · entry 5

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,597

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 4,495 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · nonDerivative · entry 4

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 5,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · nonDerivative · entry 3

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 2,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · nonDerivative · entry 2

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:52 UTC
WADE JEFFREY LEVP, Corp Adm Affairs and CFO
Exercise / conversionCommon Stock 2,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009397 · form4.xml · nonDerivative · entry 1

WADE JEFFREY L · CIK 0001225767 · EVP, Corp Adm Affairs and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · derivative · entry 9

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 4,085 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F6 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F6 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 5,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · derivative · entry 8

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

Underlying: Common Stock · 5,271 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F5 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F5 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · derivative · entry 7

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 2,678 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F4 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F4 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · derivative · entry 6

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Tax withholdingCommon Stock 5,361 $16.45 $88,188.45
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · nonDerivative · entry 5

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,230

F2 · kind: Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionCommon Stock 4,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · nonDerivative · entry 4

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionCommon Stock 5,271 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · nonDerivative · entry 3

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionCommon Stock 2,678 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · nonDerivative · entry 2

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:50 UTC
MAIN ALAN JEVP, CMC and Supply Operations
Exercise / conversionCommon Stock 2,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009395 · form4.xml · nonDerivative · entry 1

MAIN ALAN J · CIK 0001227372 · EVP, CMC and Supply Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 28, 2017 Filed Mar 1, 2017 23:51 UTC Exercise / conversionRestricted Stock Units (Phantom Stock) · Derivative 2,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-009396 · form4.xml · derivative · entry 3

Santini Alexander A · CIK 0001690619 · EVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,058

Underlying: Common Stock · 2,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

F3 · derivative.expiration_date: Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.